Ticker Instrumento Rating Actual Nuevo Rating Antiguo MR Nuevo MR
00001:xhkg CK Hutchison Holdings Ltd 1 2 10% 15%
00002:xhkg CLP Holdings Ltd 1 2 10% 15%
00003:xhkg The Hong Kong and China Gas Co. Ltd 1 2 10% 15%
00004:xhkg Wharf (Holdings) Ltd change 1 4 10% 30%
00006:xhkg Power Assets Holdings Ltd 1 2 10% 15%
00008:xhkg PCCW Ltd 1 4 10% 30%
00010:xhkg Hang Lung Group Ltd 1 3 10% 20%
00011:xhkg Hang Seng Bank Ltd 1 2 10% 15%
00012:xhkg Henderson Land Development Co Ltd 1 2 10% 15%
00014:xhkg Hysan Development Co. Ltd 1 3 10% 20%
00016:xhkg Sun Hung Kai Properties Ltd 1 2 10% 15%
00017:xhkg New World Development Co. Ltd 1 3 10% 20%
00019:xhkg Swire Pacific Ltd A 1 3 10% 20%
00020:xhkg Wheelock and Co. Ltd 1 3 10% 20%
00023:xhkg Bank of East Asia Ltd 1 3 10% 20%
00025:xhkg Chevalier International Holdings Ltd 3 5 30% 50%
00026:xhkg China Motor Bus Co. Ltd 5 5 100% 50%
00027:xhkg Galaxy Entertainment Group Ltd 1 2 10% 15%
00028:xhkg Tian An China Investments Co. Ltd 3 4 30% 30%
00032:xhkg Cross-Harbour (Holdings) Ltd 3 5 30% 50%
00034:xhkg Kowloon Development Company Ltd 2 4 10% 30%
00035:xhkg Far East Consortium International Ltd 2 4 10% 30%
00041:xhkg Great Eagle Holdings Ltd 1 3 10% 20%
00043:xhkg C.P. Pokphand Co. Ltd 2 4 10% 30%
00045:xhkg Hong Kong and Shanghai Hotels Ltd 2 4 10% 30%
00050:xhkg Hong Kong Ferry Holdings Co. Ltd 3 5 30% 50%
00051:xhkg Harbour Centre Development Ltd 1 4 10% 30%
00052:xhkg Fairwood Holdings Ltd 3 5 30% 50%
00053:xhkg Guoco Group Ltd 2 4 10% 30%
00054:xhkg Hopewell Holdings Ltd 3 4 30% 30%
00056:xhkg Allied Properties (HK) Ltd 3 5 30% 50%
00059:xhkg Skyfame Realty (Holdings) Ltd 5 5 100% 50%
00062:xhkg Transport Intl Holdings Ltd 3 4 30% 30%
00066:xhkg MTR Corporation Ltd 1 3 10% 20%
00069:xhkg Shangri-La Asia Ltd 1 3 10% 20%
00071:xhkg Miramar Hotel & Investment Co Ltd 1 4 10% 30%
00078:xhkg Regal Hotels International Holdings Ltd 3 5 30% 50%
00081:xhkg China Overseas Grand Oceans Group Ltd 1 4 10% 30%
00083:xhkg Sino Land Co. Ltd 1 3 10% 20%
00086:xhkg Sun Hung Kai & Co. Ltd 2 5 10% 50%
00087:xhkg Swire Pacific Ltd B 1 3 10% 20%
00088:xhkg Tai Cheung Holdings Ltd 2 5 10% 50%
00095:xhkg LVGEM (China) Real Estate Investment Co Ltd 3 4 30% 30%
00101:xhkg Hang Lung Properties Ltd 1 3 10% 20%
00105:xhkg Associated International Hotels Ltd 2 4 10% 30%
00106:xhkg Landsea Green Group Co. Ltd 3 5 30% 50%
00107:xhkg Sichuan Expressway Co. Ltd 2 6 10% 100%
00109:xhkg Good Resources Holding Ltd 3 6 30% 100%
00112:xhkg LT Commercial Real Estate Ltd 5 5 100% 50%
00116:xhkg Chow Sang Sang Holdings International 2 5 10% 50%
00119:xhkg Poly Property Group Co Ltd 3 4 30% 30%
00120:xhkg Cosmopolitan International Holdings Ltd 2 4 10% 30%
00123:xhkg Yuexiu Property Co. Ltd 2 4 10% 30%
00124:xhkg Guangdong Land Holdings Ltd 5 5 100% 50%
00127:xhkg Chinese Estates Holdings 2 4 10% 30%
00131:xhkg Cheuk Nang (Holdings) Ltd 5 5 100% 50%
00135:xhkg KUNLUN ENERGY 1 4 10% 30%
00136:xhkg HengTen Networks Group Ltd 2 5 10% 50%
00142:xhkg First Pacific Company Limited 1 4 10% 30%
00144:xhkg China Merchants Port Holdings 1 3 10% 20%
00147:xhkg International Business Settlement Holdings Ltd 4 5 80% 50%
00148:xhkg Kingboard Holdings Ltd 3 4 30% 30%
00151:xhkg Want Want China Holdings Ltd 1 4 10% 30%
00152:xhkg Shenzhen International Holdings Ltd 1 3 10% 20%
00158:xhkg Melbourne Enterprises Ltd 2 4 10% 30%
00160:xhkg Hon Kwok Land Investment Co Ltd 5 5 100% 50%
00161:xhkg AVIC International Holdings Ltd 3 6 30% 100%
00163:xhkg Emperor International Holdings Ltd 2 4 10% 30%
00165:xhkg China Everbright Ltd 3 5 30% 50%
00168:xhkg Tsingtao Brewery Co. Ltd 2 5 10% 50%
00169:xhkg Wanda Hotel Development Co Ltd 5 5 100% 50%
00173:xhkg K Wah International Holdings Ltd 2 4 10% 30%
00177:xhkg Jiangsu Expressway Co. Ltd 2 4 10% 30%
00178:xhkg Sa Sa International Holdings Ltd 1 5 10% 50%
00179:xhkg Johnson Electric Holdings Ltd 1 5 10% 50%
00182:xhkg Concord New Energy Group Ltd 5 5 100% 50%
00189:xhkg Dongyue Group Ltd 5 4 100% 30%
00190:xhkg HKC (Holdings) Ltd 5 5 100% 50%
00191:xhkg Lai Sun Garment (International) 5 5 100% 50%
00194:xhkg Liu Chong Hing Investment Ltd 3 5 30% 50%
00198:xhkg SMI Holdings Group Ltd 4 6 80% 100%
00199:xhkg ITC Properties Group Ltd 3 6 30% 100%
00200:xhkg Melco International Development Ltd 2 4 10% 30%
00207:xhkg Joy City Property Ltd 3 4 30% 30%
00208:xhkg Polytec Asset Holdings Ltd 5 5 100% 50%
00215:xhkg Hutchison Telecommunications Hong KongHldngs Ltd 1 4 10% 30%
00220:xhkg Uni-President China Holdings Ltd 2 4 10% 30%
00222:xhkg Min Xin Holdings Ltd 3 5 30% 50%
00230:xhkg Minmetals Land Ltd 3 5 30% 50%
00237:xhkg Safety Godown Co Ltd 3 6 30% 100%
00241:xhkg Alibaba Health Information Technology Ltd 2 4 10% 30%
00242:xhkg Shun Tak Holdings Ltd 3 4 30% 30%
00245:xhkg China Minsheng Financial Holding Corporation Ltd 2 5 10% 50%
00250:xhkg Sino-I Technology Ltd 3 6 30% 100%
00251:xhkg SEA Holdings Ltd 3 4 30% 30%
00256:xhkg Citychamp Watch & Jewellery Group Ltd 3 5 30% 50%
00257:xhkg China Everbright International Ltd 3 4 30% 30%
00258:xhkg Tomson Group Ltd 2 5 10% 50%
00259:xhkg Yeebo (International Holdings) Ltd 3 6 30% 100%
00266:xhkg Tian Teck Land Ltd 5 5 100% 50%
00267:xhkg CITIC Ltd 1 3 10% 20%
00268:xhkg Kingdee International Software Group Co. Ltd 2 5 10% 50%
00270:xhkg Guangdong Investment Ltd 1 3 10% 20%
00271:xhkg Asiasec Properties Ltd 3 5 30% 50%
00272:xhkg Shui On Land Ltd 2 4 10% 30%
00273:xhkg Mason Group Holdings Ltd 2 5 10% 50%
00285:xhkg BYD Electronic Company Ltd 2 5 10% 50%
00288:xhkg WH Group Ltd 2 4 10% 30%
00289:xhkg Wing On Company International Ltd 2 5 10% 50%
00291:xhkg China Resources Beer (Holdings) Co Ltd 1 3 10% 20%
00297:xhkg Sinofert Holdings Ltd 2 4 10% 30%
00303:xhkg VTech Holdings Ltd 1 5 10% 50%
00308:xhkg China Travel International Investment Hong Kong Lt 1 4 10% 30%
00311:xhkg Luen Thai Holdings Ltd - NOCT 3 6 30% 100%
00315:xhkg Smartone Telecommunications Holdings Ltd 2 4 10% 30%
00316:xhkg Orient Overseas (International) Ltd 1 4 10% 30%
00317:xhkg CSSC Offshore & Marine Engineering (Group) Co. Ltd 3 5 30% 50%
00321:xhkg Texwinca Holdings Ltd 2 6 10% 100%
00323:xhkg Maanshan Iron and Steel Co. Ltd 2 5 10% 50%
00327:xhkg Pax Global Technology 2 6 10% 100%
00330:xhkg Esprit Holdings Ltd 2 6 10% 100%
00335:xhkg Upbest Group Ltd 3 5 30% 50%
00336:xhkg Huabao International Holdings Ltd 1 4 10% 30%
00337:xhkg Greenland Hong Kong Holdings Ltd 2 4 10% 30%
00338:xhkg Sinopec Shanghai Petrochemical Co. Ltd 1 5 10% 50%
00341:xhkg Cafe de Coral Holdings Ltd 1 4 10% 30%
00342:xhkg NewOcean Energy Holdings Ltd 3 6 30% 100%
00345:xhkg Vitasoy International Holdings Ltd 1 3 10% 20%
00347:xhkg Angang Steel Co. Ltd 1 5 10% 50%
00354:xhkg Chinasoft International Ltd 2 5 10% 50%
00357:xhkg Regal International Airport Group Co. Ltd 3 6 30% 100%
00358:xhkg Jiangxi Copper Co. Ltd 1 5 10% 50%
00363:xhkg Shanghai Industrial Holdings Ltd 2 4 10% 30%
00365:xhkg Unisplendour Technology (Holdings) Ltd 4 6 80% 100%
00367:xhkg Chuang's Consortium International Ltd 5 5 100% 50%
00369:xhkg Wing Tai Properties Ltd 3 5 30% 50%
00371:xhkg Beijing Enterprises Water Group Ltd 2 4 10% 30%
00373:xhkg Allied Group Ltd 4 5 80% 50%
00376:xhkg Yunfeng Financial Group Ltd 2 5 10% 50%
00383:xhkg China Medical & HealthCare Group Ltd 2 5 10% 50%
00384:xhkg China Gas Holdings Ltd 1 3 10% 20%
00386:xhkg China Petroleum and Chemical Corp.(Sinopec) 1 5 10% 50%
00388:xhkg Hong Kong Exchanges and Clearing Ltd 1 2 10% 15%
00390:xhkg China Railway Group Ltd 1 5 10% 50%
00400:xhkg Cogobuy Group 3 6 30% 100%
00405:xhkg Yuexiu Real Estate Investment Trust 2 4 10% 30%
00410:xhkg SOHO China Ltd 2 4 10% 30%
00411:xhkg Lam Soon (Hong Kong) Ltd 3 5 30% 50%
00412:xhkg China Shandong Hi-Speed Financial Group Ltd 3 6 30% 100%
00416:xhkg Bank of Jinzhou Co Ltd 5 4 100% 30%
00425:xhkg Minth Group Ltd 3 3 30% 20%
00434:xhkg Boyaa Interactive International Ltd 3 6 30% 100%
00435:xhkg Sunlight Real Estate Investment Trust 2 4 10% 30%
00440:xhkg Dah Sing Financial Holdings Ltd 2 4 10% 30%
00445:xhkg CIMC TianDa Holdings Co. Ltd 5 5 100% 50%
00451:xhkg GCL New Energy Holdings Ltd 5 4 100% 30%
00456:xhkg New City Development Group Ltd 5 5 100% 50%
00460:xhkg Sihuan Pharmaceutical Holdings Grp 1 5 10% 50%
00467:xhkg United Energy Group Ltd 2 4 10% 30%
00468:xhkg Greatview Aseptic Packaging Company Ltd 2 4 10% 30%
00480:xhkg HKR Intl Ltd 2 4 10% 30%
00488:xhkg Lai Sun Development Co. Ltd 3 4 30% 30%
00489:xhkg Dongfeng Motor Group Company Ltd 1 4 10% 30%
00493:xhkg GOME Retail Holdings Ltd 2 5 10% 50%
00494:xhkg Li & Fung Ltd 2 5 10% 50%
00496:xhkg Kasen International Holdings Ltd 2 4 10% 30%
00497:xhkg CSI Properties Ltd 5 5 100% 50%
00506:xhkg China Foods Ltd 2 4 10% 30%
00511:xhkg Television Broadcasts Ltd 3 4 30% 30%
00512:xhkg China Grand Pharmaceutical and Hlthcr Hldngs Ltd 5 5 100% 50%
00517:xhkg COSCO Shipping International Co. Ltd 3 5 30% 50%
00520:xhkg Xiabuxiabu Catering Mgmt (China) Hldgs Co. Ltd 2 4 10% 30%
00522:xhkg ASM Pacific Technology Ltd 2 4 10% 30%
00525:xhkg Guangshen Railway Co. Ltd 2 5 10% 50%
00526:xhkg Lisi Group Holdings Ltd 2 4 10% 30%
00530:xhkg Goldin Financial Holdings Ltd 3 5 30% 50%
00533:xhkg Goldlion Holdings Ltd 3 6 30% 100%
00535:xhkg Gemdale Properties and Investment Corp. 2 4 10% 30%
00538:xhkg Ajisen (China) Holdings Ltd 3 5 30% 50%
00546:xhkg Fufeng Group Ltd 2 4 10% 30%
00547:xhkg Digital Domain Holdings Ltd 5 5 100% 50%
00548:xhkg Shenzhen Expressway Co. Ltd 1 4 10% 30%
00551:xhkg Yue Yuen Industrial (Holdings) Ltd 1 4 10% 30%
00552:xhkg China Communications Services Corp. Ltd 2 5 10% 50%
00563:xhkg Shanghai Industrial Urban Development Group Ltd 2 4 10% 30%
00564:xhkg Zhengzhou Coal Mining Machinery Group Co. Ltd - H 2 6 10% 100%
00570:xhkg China Traditional Chinese Medicine Co Ltd 3 4 30% 30%
00576:xhkg Zhejiang Expressway Co. Ltd 2 4 10% 30%
00579:xhkg Beijing Jingneng Clean Energy Co Ltd 2 5 10% 50%
00581:xhkg China Oriental Group Co. Ltd 2 5 10% 50%
00582:xhkg Landing Intl. Development Ltd 5 5 100% 50%
00586:xhkg China Conch Venture Holdings Ltd 2 4 10% 30%
00588:xhkg Beijing North Star Co. Ltd 2 6 10% 100%
00590:xhkg Luk Fook Holdings (International) Ltd 1 5 10% 50%
00596:xhkg Inspur International Ltd 3 6 30% 100%
00598:xhkg Sinotrans Ltd 2 4 10% 30%
00603:xhkg China Oil And Gas Group Ltd 5 5 100% 50%
00604:xhkg Shenzhen Investment Ltd 1 4 10% 30%
00606:xhkg China Agri-Industries Holdings Ltd 3 4 30% 30%
00607:xhkg Fullshare Holdings Ltd 2 4 10% 30%
00610:xhkg Wai Kee Holdings Ltd 3 5 30% 50%
00617:xhkg Paliburg Holdings Ltd 3 5 30% 50%
00620:xhkg DTXS Silk Road Investment Holdings Co Ltd 3 6 30% 100%
00622:xhkg Enerchina Holdings Ltd 3 6 30% 100%
00626:xhkg Public Financial Holdings Ltd 3 6 30% 100%
00628:xhkg Gome Finance Technology Co Ltd 3 6 30% 100%
00631:xhkg Sany Heavy Equipment International Holdings 3 4 30% 30%
00636:xhkg Kerry Logistics Network Ltd 1 4 10% 30%
00639:xhkg Shougang Resources 2 5 10% 50%
00641:xhkg CHTC Fong's International Co. Ltd 3 6 30% 100%
00650:xhkg IDG Energy Investment Ltd 2 4 10% 30%
00656:xhkg Fosun International Ltd 2 4 10% 30%
00658:xhkg China High Speed Transmission Equipment Grp Co.Ltd 3 5 30% 50%
00659:xhkg NWS Holdings Ltd 1 3 10% 20%
00662:xhkg Asia Financial Holdings Ltd 2 5 10% 50%
00665:xhkg Haitong International Securities Group Ltd 2 4 10% 30%
00670:xhkg China Eastern Airlines 1 5 10% 50%
00678:xhkg Genting Hong Kong Ltd 3 4 30% 30%
00680:xhkg Nan Hai Corporation Ltd 5 4 100% 30%
00683:xhkg Kerry Properties Ltd 1 3 10% 20%
00686:xhkg Panda Green Energy Group Ltd 4 5 80% 50%
00687:xhkg HK Intl. Construction Inv.Management Group Co. Ltd 5 4 100% 30%
00688:xhkg China Overseas Land & Investment Ltd 1 2 10% 15%
00691:xhkg China ShanShui Cement Group 5 5 100% 50%
00692:xhkg Shenzhou Space Park Group Ltd 4 6 80% 100%
00693:xhkg Tan Chong International Ltd 2 4 10% 30%
00694:xhkg Beijing Capital International Airport Co. Ltd 2 4 10% 30%
00696:xhkg Travelsky Technology Ltd 1 5 10% 50%
00698:xhkg Tongda Group Holdings Ltd 2 4 10% 30%
00699:xhkg CAR Inc. 2 4 10% 30%
00700:xhkg Tencent Holdings Ltd 1 3 10% 20%
00708:xhkg Evergrande Health Industry Group Ltd 3 4 30% 30%
00709:xhkg Giordano International Ltd 2 5 10% 50%
00715:xhkg China Oceanwide Holdings Ltd 2 4 10% 30%
00716:xhkg Singamas Container Holdings Ltd 5 5 100% 50%
00717:xhkg Emperor Capital Group Ltd 5 5 100% 50%
00727:xhkg Crown International Corporation Ltd 2 6 10% 100%
00728:xhkg China Telecom Corp. Ltd 1 4 10% 30%
00732:xhkg Truly International Holdings Ltd 3 6 30% 100%
00735_NEW:xhkg China Power Clean Energy Development Company Ltd 3 5 30% 50%
00737:xhkg Hopewell Highway Infrastructure Ltd 3 4 30% 30%
00743:xhkg Asia Cement (China) Holdings Corporation 2 4 10% 30%
00751:xhkg Skyworth Digital Holdings Ltd 3 5 30% 50%
00752:xhkg Pico Far East Holdings Ltd 3 6 30% 100%
00753:xhkg Air China Ltd 1 5 10% 50%
00754:xhkg Hopson Development Holdings Ltd 2 4 10% 30%
00762:xhkg China Unicom Ltd 1 4 10% 30%
00763:xhkg ZTE Corporation 5 5 100% 50%
00775:xhkg CK Life Sciences Intl (Holdings) Inc. 2 6 10% 100%
00777:xhkg NetDragon Websoft Inc. 2 5 10% 50%
00778:xhkg Fortune REIT 2 4 10% 30%
00780:xhkg Tongcheng-Elong Holdings Ltd 5 5 100% 50%
00788:xhkg China Tower Corp. 4 4 80% 30%
00799:xhkg IGG Inc. 1 5 10% 50%
00801:xhkg Golden Meditech Holdings Ltd 3 6 30% 100%
00807:xhkg SIIC Environment Holdings Ltd 2 4 10% 30%
00808:xhkg Prosperity Real Estate Investment Trust 3 5 30% 50%
00811:xhkg Xinhua Winshare Publishing and Media Co Ltd 2 6 10% 100%
00816:xhkg Huadian Fuxin Energy Corporation Ltd 3 5 30% 50%
00817:xhkg China Jinmao Holdings Group Ltd 1 4 10% 30%
00818:xhkg Hi Sun Technology (China) Ltd 3 6 30% 100%
00819:xhkg Tianneng Power International Ltd 2 4 10% 30%
00823:xhkg Link Real Estate Investment Trust 1 2 10% 15%
00825:xhkg New World Department Store China Ltd 4 6 80% 100%
00831:xhkg Convenience Retail Asia Ltd 3 5 30% 50%
00832:xhkg Central China Real Estate Ltd 3 4 30% 30%
00833:xhkg Alltronics Holdings Ltd 3 6 30% 100%
00836:xhkg China Resources Power Holdings Co. Ltd 1 3 10% 20%
00839:xhkg China Education Group Holdings Ltd 3 4 30% 30%
00845:xhkg Glorious Property Holdings Limited 5 5 100% 50%
00848:xhkg Maoye International Holdings 3 6 30% 100%
00853:xhkg MicroPort Scientific Corp. 2 5 10% 50%
00855:xhkg China Water Affairs Group Ltd 1 4 10% 30%
00856:xhkg VSTECS Holdings Ltd 3 5 30% 50%
00857:xhkg PetroChina Co. Ltd 1 4 10% 30%
00860:xhkg We Solutions Ltd 3 6 30% 100%
00861:xhkg Digital China Holdings Ltd 3 5 30% 50%
00867:xhkg China Medical System Holdings 2 5 10% 50%
00868:xhkg Xinyi Glass Holdings Ltd 3 4 30% 30%
00874:xhkg Guangzhou Baiyunshan Pharma Holdings Co Ltd 2 5 10% 50%
00877:xhkg O-Net Technologies Group Ltd 3 6 30% 100%
00878:xhkg Soundwill Holdings Ltd 3 5 30% 50%
00880:xhkg SJM Holdings Ltd 2 4 10% 30%
00882:xhkg Tianjin Development Holdings Ltd 3 5 30% 50%
00883:xhkg CNOOC Ltd 1 3 10% 20%
00884:xhkg CIFI Holdings (Group) Co Ltd 2 4 10% 30%
00895:xhkg Dongjiang Environmental Co Ltd 2 6 10% 100%
00900:xhkg Aeon Credit Service (Asia) Company Ltd 3 5 30% 50%
00902:xhkg Huaneng Power International Inc. 1 5 10% 50%
00903:xhkg TPV Technology Ltd 3 6 30% 100%
00906:xhkg CPMC Holdings Ltd 3 5 30% 50%
00911:xhkg Qianhai Health Holdings Ltd 4 6 80% 100%
00914:xhkg Conch Cement Co. Ltd 1 5 10% 50%
00916:xhkg China Longyuan Power Group Corp. Ltd 1 5 10% 50%
00921:xhkg Hisense Home Appliances Group Co. Ltd 1 5 10% 50%
00931:xhkg China LNG Group Ltd 3 5 30% 50%
00932:xhkg Shunten International (Holdings) Ltd 3 6 30% 100%
00934:xhkg Sinopec Kantons Holdings Ltd 3 5 30% 50%
00939:xhkg China Construction Bank Corp. 1 4 10% 30%
00941:xhkg China Mobile Ltd 1 2 10% 15%
00950:xhkg Lee's Pharmaceutical Holdings Ltd 3 6 30% 100%
00951:xhkg Chaowei Power Holdings Ltd 2 5 10% 50%
00952:xhkg China Tonghai International Financial Ltd 5 5 100% 50%
00956:xhkg China Suntien Green Energy Corp Ltd 3 5 30% 50%
00958:xhkg Huaneng Renewables Corporation Ltd 3 4 30% 30%
00960:xhkg Longfor Group Holdings Ltd 1 3 10% 20%
00966:xhkg China Taiping Insurance Holdings Co. Ltd 1 3 10% 20%
00968:xhkg Xinyi Solar Holdings Ltd 2 5 10% 50%
00973:xhkg L Occitane International 1 3 10% 20%
00978:xhkg China Merchants Land Ltd 2 4 10% 30%
00981:xhkg Semiconductor Manufacturing International Corp. 1 4 10% 30%
00991:xhkg Datang International Power Gen. Co. Ltd 2 4 10% 30%
00992:xhkg Lenovo Group Ltd 1 4 10% 30%
00995:xhkg Anhui Expressway Co. Ltd 2 6 10% 100%
00996:xhkg Carnival Group Inter Holdings Ltd 2 5 10% 50%
00998:xhkg China CITIC Bank Corp Ltd 1 5 10% 50%
00999:xhkg I.T Limited 2 6 10% 100%
01003:xhkg Huanxi Media Group Ltd 2 6 10% 100%
01004:xhkg China Smarter Energy Group Holdings Ltd 3 5 30% 50%
01019:xhkg Convoy Global Holdings Ltd 3 6 30% 100%
01027:xhkg China Jicheng Holdings Ltd 3 6 30% 100%
01030:xhkg Future Land Development Holdings Ltd 2 4 10% 30%
01031:xhkg Kingston Financial Group Ltd 2 5 10% 50%
01033:xhkg Sinopec Oilfield Service Corp. 2 6 10% 100%
01038:xhkg CK Infrastructure Holdings Ltd 1 3 10% 20%
01044:xhkg Hengan International Group Co. Ltd 1 3 10% 20%
01045:xhkg APT Satellite Holdings Ltd 3 6 30% 100%
01052:xhkg Yuexiu Transport Infrastructure Ltd 2 4 10% 30%
01053:xhkg Chongqing Iron & Steel Co. Ltd 2 6 10% 100%
01055:xhkg China Southern Airlines Co. Ltd 2 5 10% 50%
01060:xhkg Ali Pictures 3 5 30% 50%
01061:xhkg Essex Bio-Technology Ltd 3 6 30% 100%
01065:xhkg Tianjin Capital Environmental Protection 2 6 10% 100%
01066:xhkg Shandong Weigao Group 1 4 10% 30%
01068:xhkg China Yurun Food Group Ltd 3 6 30% 100%
01070:xhkg TCL Electronics Holdings Ltd 2 5 10% 50%
01071:xhkg Huadian Power International Corporation Ltd 2 5 10% 50%
01072:xhkg Dongfang Electric Corp. Ltd 1 6 10% 100%
01076:xhkg Imperial Pacific Intl Holdings Ltd 5 4 100% 30%
01083:xhkg Towngas China Co. Ltd 1 4 10% 30%
01086:xhkg Goodbaby International Holdings Ltd 3 5 30% 50%
01088:xhkg China Shenhua Energy Co. Ltd 1 5 10% 50%
01089:xhkg Leyou Technologies Holdings Ltd 3 4 30% 30%
01090:xhkg Da Ming International Holdings Ltd 3 6 30% 100%
01093:xhkg CSPC Pharmaceutical Group Ltd 2 4 10% 30%
01098:xhkg Road King Infrastructure Ltd 2 4 10% 30%
01099:xhkg Sinopharm 1 4 10% 30%
01104:xhkg APAC Resources Ltd 3 6 30% 100%
01107:xhkg Modern Land China Co. Ltd 5 5 100% 50%
01109:xhkg China Resources Land Ltd 1 2 10% 15%
01111:xhkg Chong Hing Bank Ltd 2 4 10% 30%
01113:xhkg CK Asset Holdings Ltd 1 2 10% 15%
01114:xhkg Brilliance China Automotive Holdings Ltd 3 4 30% 30%
01115:xhkg Tibet Water Resources Ltd 2 4 10% 30%
01117:xhkg China Modern Dairy Holdings Ltd 2 5 10% 50%
01122:xhkg Qingling Motors Co. Ltd 2 5 10% 50%
01125:xhkg Lai Fung Holdings Ltd 3 5 30% 50%
01126:xhkg Dream International Ltd 3 6 30% 100%
01131:xhkg Agritrade Resources 1 5 10% 50%
01132:xhkg Orange Sky Golden Harvest Entertmt (Hldgs) Ltd 3 6 30% 100%
01133:xhkg Harbin Electric Company Ltd 2 6 10% 100%
01138:xhkg Cosco Shipping Energy Transportation Co. Ltd 1 5 10% 50%
01140:xhkg OP Financial Ltd 2 4 10% 30%
01141:xhkg CMBC Capital Holdings Limited 1 4 10% 30%
01169:xhkg Haier Electronics Group Co. Ltd 1 3 10% 20%
01171:xhkg Yanzhou Coal Mining Co. Ltd 2 5 10% 50%
01176:xhkg Zhuguang Holdings Group Co Ltd 3 4 30% 30%
01177:xhkg Sino Biopharmaceutical Ltd 2 4 10% 30%
01186:xhkg China Railway Construction Corp. Ltd 1 5 10% 50%
01193:xhkg China Resources Gas Group Ltd 1 3 10% 20%
01196:xhkg Realord Group Holdings Ltd 2 4 10% 30%
01199:xhkg COSCO Shipping Ports Ltd 1 4 10% 30%
01205:xhkg CITIC Resources Holdings Ltd 5 4 100% 30%
01208:xhkg MMG Ltd 3 5 30% 50%
01211:xhkg BYD Company Ltd 1 5 10% 50%
01212:xhkg Lifestyle International Holdings Ltd 4 6 80% 100%
01216:xhkg Zhongyuan Bank Co. Ltd 2 4 10% 30%
01224:xhkg C C Land Holdings Ltd 2 4 10% 30%
01230:xhkg Yashili International Holdings Ltd 2 4 10% 30%
01233:xhkg Times Property Holdings Ltd 3 4 30% 30%
01234:xhkg China Lilang 1 5 10% 50%
01236:xhkg National Agricultural Holdings Ltd 3 6 30% 100%
01238:xhkg Powerlong Real Estate Holdings 3 4 30% 30%
01240:xhkg CNQC International Holdings Ltd 5 5 100% 50%
01243:xhkg Wang On Properties Ltd 2 4 10% 30%
01250:xhkg Beijing Enterprises Clean Energy Group Ltd 5 5 100% 50%
01252:xhkg China Tianrui Group Cement Company Ltd 2 4 10% 30%
01257:xhkg China Everbright Greentech Ltd 2 4 10% 30%
01258:xhkg China Nonferrous Mining Corporation Ltd 5 5 100% 50%
01269:xhkg China First Capital Group Ltd 4 5 80% 50%
01270:xhkg Langham Hsptlty Inv.& Langham Hsptlty Inv. Ltd 2 4 10% 30%
01275:xhkg New Century Real Estate Investment Trust 3 6 30% 100%
01281:xhkg LongiTech Smart Energy Holding Ltd 5 5 100% 50%
01282:xhkg China Goldjoy Group Ltd 3 5 30% 50%
01288:xhkg Agricultural Bank Of China 1 5 10% 50%
01293:xhkg Grand Baoxin Auto Group Ltd 3 6 30% 100%
01297:xhkg Sinosoft Technology Group Ltd 3 6 30% 100%
01299:xhkg AIA Group Ltd 1 2 10% 15%
01302:xhkg LifeTech Scientific Corp. 5 5 100% 50%
01308:xhkg SITC International Holdings Co. Ltd 2 4 10% 30%
01310:xhkg HKBN Ltd 1 5 10% 50%
01313:xhkg China Resources Cement Holdings Ltd 2 4 10% 30%
01317:xhkg China Maple Leaf Educational Systems Ltd 3 4 30% 30%
01330:xhkg Dynagreen Environmental Protection Group Co Ltd 3 6 30% 100%
01333:xhkg China ZhongWang Holdings 2 5 10% 50%
01336:xhkg New China Life Insurance Co Ltd 1 5 10% 50%
01337:xhkg Razer Inc. 2 5 10% 50%
01339:xhkg The People's Insurance Co (Group) of China Ltd 1 4 10% 30%
01347:xhkg Hua Hong Semiconductor Ltd 2 5 10% 50%
01349:xhkg Shanghai Fudan-Zhangjiang Bio-Pharma Co.Ltd 3 6 30% 100%
01357:xhkg Meitu Inc. 2 5 10% 50%
01359:xhkg China Cinda Asset Management Co Ltd 1 4 10% 30%
01360:xhkg Mega Expo Holdings Ltd 5 5 100% 50%
01361:xhkg 361 Degrees 3 6 30% 100%
01368:xhkg Xtep International Holdings Ltd 2 5 10% 50%
01375:xhkg Central China Securities Co Ltd - H Shares 2 6 10% 100%
01378:xhkg China Hongqiao Group Ltd 2 4 10% 30%
01381:xhkg Canvest Environmental Protection Group Co Ltd 3 4 30% 30%
01382:xhkg Pacific Textiles Holdings Ltd 1 5 10% 50%
01383:xhkg Suncity Group Holdings Ltd 3 4 30% 30%
01385:xhkg Shanghai Fudan Microelectronics Group Company Ltd 2 6 10% 100%
01387:xhkg Renhe Commercial Holdings Co. Ltd 3 5 30% 50%
01398:xhkg Industrial and Commercial Bank of China Ltd 1 4 10% 30%
01426:xhkg Spring Real Estate Investment Trust 3 5 30% 50%
01428:xhkg Bright Smart Securities & Commodities Group 3 5 30% 50%
01448:xhkg Fu Shou Yuan International Group Ltd 2 4 10% 30%
01456:xhkg Guolian Securities Co Ltd 3 6 30% 100%
01458:xhkg Zhou Hei Ya International Holdings Co Ltd 2 4 10% 30%
01475:xhkg Nissin Foods Company Ltd 5 5 100% 50%
01476:xhkg Hengtai Securities Co Ltd 4 6 80% 100%
01478:xhkg Q Technology (Group) Co Ltd 4 6 80% 100%
01508:xhkg China Reinsurance (Group) Corp. 1 4 10% 30%
01513:xhkg Livzon Pharmaceutical Group Inc. 2 5 10% 50%
01515:xhkg China Resources Medical Holdings Co. Ltd 2 5 10% 50%
01528:xhkg Red Star Macalline Group Corporation Ltd 2 5 10% 50%
01530:xhkg 3SBio Inc. 2 4 10% 30%
01543:xhkg Guangdong Join-Share Fin. Guarantee Inv. Co. Ltd 3 6 30% 100%
01548:xhkg Genscript Biotech Corp. 4 6 80% 100%
01551:xhkg Guangzhou Rural Commercial Bank Co Ltd 5 4 100% 30%
01558:xhkg Yichang HEC ChangJiang Pharmaceutical Co. Ltd 2 5 10% 50%
01565:xhkg Virscend Education Company Ltd 2 4 10% 30%
01568:xhkg Sundart Holdings Ltd 5 4 100% 30%
01569:xhkg Minsheng Education Group Co. Ltd 5 5 100% 50%
01571:xhkg Xin Point Holdings Ltd 3 5 30% 50%
01573:xhkg Southern Energy Holdings Group Ltd 5 5 100% 50%
01578:xhkg Bank of Tianjin Co. Ltd 5 4 100% 30%
01579:xhkg Yihai International Holdings Ltd 2 4 10% 30%
01585:xhkg Yadea Group Holdings Ltd 2 4 10% 30%
01589:xhkg China Logistics Property Holdings Co Ltd 2 4 10% 30%
01596:xhkg Hebei Yichen Industrial Group Corp. Ltd - H Shares 3 6 30% 100%
01599:xhkg Beijing Urban Const Design & Dev Group Co Ltd 2 6 10% 100%
01600:xhkg China Tian Lun Gas Holdings Ltd 2 4 10% 30%
01606:xhkg China Devt Bank Financial Leasing Co Ltd 2 6 10% 100%
01608:xhkg VPower Group 3 4 30% 30%
01609:xhkg Chong Kin Group Holdings Ltd 3 6 30% 100%
01610:xhkg COFCO Meat Holdings Ltd 5 5 100% 50%
01617:xhkg Nanfang Communication Holdings Ltd 2 5 10% 50%
01618:xhkg Metallurgical Corporation of China Ltd 1 5 10% 50%
01622:xhkg Redco Group 3 4 30% 30%
01628:xhkg Yuzhou Properties Co Ltd 2 4 10% 30%
01632:xhkg Minshang Creative Technology Holdings Ltd 3 6 30% 100%
01635:xhkg Shanghai Dazhong Public Utilities Grp Co Ltd - H 2 6 10% 100%
01636:xhkg China Metal Resources Utilization Ltd 5 5 100% 50%
01638:xhkg Kaisa Group Holdings Ltd 5 4 100% 30%
01658:xhkg Postal Savings Bank of China 1 4 10% 30%
01666:xhkg Tong Ren Tang Technologies 1 5 10% 50%
01668:xhkg China South City Holdings Ltd 3 4 30% 30%
01680:xhkg Macau Legend Development Ltd 2 4 10% 30%
01681:xhkg Consun Pharmaceutical Group Ltd 3 6 30% 100%
01686:xhkg Sunevision Holdings Ltd 1 5 10% 50%
01697:xhkg Shandong International Trust Co. Ltd 4 6 80% 100%
01700:xhkg Springland International Holdings Ltd 3 6 30% 100%
01708:xhkg Nanjing Sample Technology Co. Ltd 2 6 10% 100%
01717:xhkg Ausnutria Dairy Corp. Ltd 3 4 30% 30%
01720:xhkg Putian Communication Group Ltd 3 6 30% 100%
01728:xhkg China ZhengTong Auto Services Holdings 3 5 30% 50%
01739:xhkg Qeeka Home (Cayman) Inc. 5 5 100% 50%
0175:xhkg Geely Automobile Holdings Ltd 2 2 10% 15%
01755:xhkg Xinchengyue Holdings Ltd 5 5 100% 50%
01765:xhkg Hope Education Group Co. Ltd 5 4 100% 30%
01766:xhkg CRRC Corporation Ltd 1 5 10% 50%
01772:xhkg Ganfeng Lithium Co. Ltd 5 5 100% 50%
01776:xhkg GF Securities Co Ltd 1 5 10% 50%
01777:xhkg Fantasia Holdings Group Co. Ltd 3 5 30% 50%
01778:xhkg Colour Life Services Group Co Ltd 2 4 10% 30%
01786:xhkg CRCC High - Tech Equipment Corp. Ltd - H Shares 3 6 30% 100%
01787:xhkg Shandong Gold Mining Co Ltd 5 5 100% 50%
01788:xhkg Guotai Junan International Holdings 1 4 10% 30%
01789:xhkg AK Medical Holdings Ltd 2 6 10% 100%
01798:xhkg China Datang Corporation Renewable Power Co Ltd 3 6 30% 100%
01799:xhkg Xinte Energy Co. Ltd 3 6 30% 100%
01800:xhkg China Communications Construction Co. Ltd 1 5 10% 50%
01803:xhkg Beijing Sports & Entertainment Industry Group Ltd 3 5 30% 50%
01806:xhkg Huifu Payment Ltd 3 6 30% 100%
01809:xhkg Prinx Chengshan (Cayman) Holding Limited 5 5 100% 50%
01810:xhkg Xiaomi Corp. 3 3 30% 20%
01811:xhkg CGN New Energy Holdings Co Ltd 3 5 30% 50%
01812:xhkg Shandong Chenming 2 6 10% 100%
01813:xhkg KWG Group Holdings Ltd 3 4 30% 30%
01815:xhkg CSMall Group Ltd 3 6 30% 100%
01816:xhkg CGN Power Co Ltd 1 4 10% 30%
01818:xhkg Zhaojin Mining Industry Co. Ltd 2 5 10% 50%
01828:xhkg Dah Chong Hong Holdings Ltd 2 5 10% 50%
01829:xhkg China Machinery Equipment Engineering Corp. 2 5 10% 50%
01833:xhkg Ping An Healthcare And Technology Co. Ltd 2 4 10% 30%
01836:xhkg Stella International Holdings Ltd 2 5 10% 50%
01848:xhkg China Aircraft Leasing Group Holdings Ltd 2 4 10% 30%
01862:xhkg Jingrui Holdings Ltd 5 5 100% 50%
01866:xhkg China XLX Fertiliser Ltd 5 4 100% 30%
01868:xhkg Neo-Neon Holdings Ltd 3 6 30% 100%
01881:xhkg Regal Real Estate Investment Trust 2 4 10% 30%
01882:xhkg Haitian International Holdings Ltd 2 4 10% 30%
01883:xhkg CITIC Telecom Intl Holdings Ltd 2 4 10% 30%
01886:xhkg China Huiyuan Juice Group Ltd 4 6 80% 100%
01888:xhkg Kingboard Laminates Holdings Ltd 1 4 10% 30%
01898:xhkg China Coal Energy Co. Ltd 2 5 10% 50%
01899:xhkg Xingda International Holdings Ltd 2 5 10% 50%
01908:xhkg C&D International Investment Group Ltd 5 4 100% 30%
01910:xhkg Samsonite International SA 2 2 10% 15%
01911:xhkg China Renaissance Holdings Ltd 5 5 100% 50%
01913:xhkg Prada SpA 1 3 10% 20%
01916:xhkg Jiangxi Bank Co Ltd 5 4 100% 30%
01918:xhkg Sunac China Holdings Ltd 2 4 10% 30%
01919:xhkg COSCO Shipping Holdings Co. Ltd 1 5 10% 50%
01928:xhkg Sands China Ltd 1 2 10% 15%
01929:xhkg Chow Tai Fook Jewellery Group Ltd 1 4 10% 30%
01958:xhkg BAIC Motor Corporation Ltd 2 4 10% 30%
01963:xhkg Bank of Chongqing Co Ltd 1 4 10% 30%
01966:xhkg China SCE Group Holdings Ltd 3 4 30% 30%
01970:xhkg IMAX China Holding Inc. 2 4 10% 30%
01972:xhkg Swire Properties Ltd 1 3 10% 20%
01980:xhkg Tian Ge Interactive Holdings Ltd 3 6 30% 100%
01988:xhkg China MinSheng Banking Corp. 1 5 10% 50%
01996:xhkg Redsun Properties Group Limited 5 4 100% 30%
01997:xhkg Wharf Real Estate Investment Company Ltd 1 3 10% 20%
01999:xhkg Man Wah Holdings Ltd 2 4 10% 30%
02001:xhkg China New Higher Education Group Ltd 5 4 100% 30%
02003:xhkg VCREDIT Holdings Ltd 5 5 100% 50%
02005:xhkg SSY Group Ltd 2 5 10% 50%
02006:xhkg Shanghai Jin Jiang International Hotels(Group) Co. 2 5 10% 50%
02007:xhkg Country Garden Holdings Co. Ltd 2 4 10% 30%
02008:xhkg Phoenix Media Investment (Holdings) Ltd 3 5 30% 50%
02009:xhkg BBMG Corporation 2 5 10% 50%
02014:xhkg Ozner Water International Holding Ltd 3 5 30% 50%
02016:xhkg China Zheshang Bank Co. Ltd 2 4 10% 30%
02018:xhkg AAC Technologies Holdings Inc. 1 3 10% 20%
02020:xhkg Anta Sports Products Ltd 1 4 10% 30%
02038:xhkg FIH Mobile Ltd 3 5 30% 50%
02039:xhkg China International Marine Containers Group Ltd 1 5 10% 50%
02048:xhkg E House China Enterprise Holdings Ltd 3 4 30% 30%
02051:xhkg 51 Credit Card Inc. 5 5 100% 50%
02066:xhkg Shengjing Bank Co. Ltd 3 4 30% 30%
02068:xhkg China Aluminum International Engineering Corp. 3 6 30% 100%
02099:xhkg China Gold International Resources Corp Ltd 3 4 30% 30%
02118:xhkg Tian Shan Development (Holding) Ltd 5 5 100% 50%
02128:xhkg China Lesso Group Holdings Ltd 3 4 30% 30%
02136:xhkg Lifestyle China Group Ltd 3 6 30% 100%
02138:xhkg Union Medical Healthcare Ltd 3 6 30% 100%
02139:xhkg Bank of Gansu Co. Ltd 2 4 10% 30%
02183:xhkg Sansheng Holdings (Group) Co. Ltd 3 5 30% 50%
02186:xhkg Luye Pharma Group Ltd 2 5 10% 50%
02196:xhkg Shanghai Fosun Pharmaceutical (Group) Co Ltd 2 5 10% 50%
02199:xhkg Regina Miracle International (Holdings) Ltd 2 5 10% 50%
02202:xhkg China Vanke Co Ltd 1 5 10% 50%
02208:xhkg Xinjiang Goldwind Science and Technology Co. Ltd 2 5 10% 50%
02232:xhkg Crystal International Group Ltd 5 5 100% 50%
02233:xhkg West China Cement Ltd 2 4 10% 30%
02236:xhkg Wison Engineering Services Co. Ltd 2 6 10% 100%
02238:xhkg Guangzhou Automobile Group Ltd 1 4 10% 30%
02255:xhkg Haichang Ocean Park Holdings Ltd 5 4 100% 30%
02268:xhkg Youyuan International Holdings Ltd 3 6 30% 100%
02280:xhkg HC Group Inc. 2 6 10% 100%
02283:xhkg TK Group (Holdings) Ltd 2 5 10% 50%
02298:xhkg Cosmo Lady (China) Holdings Co. Ltd 3 5 30% 50%
02299:xhkg Billion Industrial Holdings Ltd 5 4 100% 30%
02303:xhkg Hengxing Gold Holding Company Ltd 5 5 100% 50%
02313:xhkg Shenzhou International Group Holdings Ltd 1 4 10% 30%
02314:xhkg Lee & Man Paper Manufacturing Ltd 1 4 10% 30%
02318:xhkg Ping An Insurance (Group) Co. of China Ltd 1 5 10% 50%
02319:xhkg China Mengniu Dairy Co. Ltd 1 2 10% 15%
02328:xhkg PICC Property and Casualty Co. Ltd 1 4 10% 30%
02329:xhkg Guorui Properties Ltd 3 4 30% 30%
02331:xhkg Li Ning Co. Ltd 2 5 10% 50%
02333:xhkg Great Wall Motor Co. Ltd 2 4 10% 30%
02338:xhkg Weichai Power Co. Ltd 1 5 10% 50%
02342:xhkg Comba Telecom Systems Holdings Ltd 3 6 30% 100%
02343:xhkg Pacific Basin Shipping Ltd 2 4 10% 30%
02348:xhkg Dawnrays Pharmaceutical Holdings Ltd 3 6 30% 100%
02355:xhkg Baoye Group Co. Ltd - H Shares 3 6 30% 100%
02356:xhkg Dah Sing Banking Group Ltd 2 4 10% 30%
02357:xhkg AviChina Industry & Technology Co. Ltd 2 4 10% 30%
02362:xhkg Jinchuan Group International Resources Co. Ltd 3 4 30% 30%
02378:xhkg Prudential Plc 5 1 100% 10%
02380:xhkg China Power International Development Ltd 1 4 10% 30%
02382:xhkg Sunny Optical Technology (Group) Co. Ltd 1 4 10% 30%
02383:xhkg TOM Group Ltd 2 5 10% 50%
02386:xhkg SINOPEC Engineering (Group) Co Ltd 3 4 30% 30%
02388:xhkg BOC Hong Kong (Holdings) Ltd 1 2 10% 15%
02393:xhkg Yestar Healthcare Holdings Co Ltd 2 6 10% 100%
02399:xhkg China Fordoo Holdings Ltd 3 6 30% 100%
02488:xhkg Launch Tech Co Ltd 3 6 30% 100%
02600:xhkg Aluminum Corporation of China Ltd 1 5 10% 50%
02601:xhkg China Pacific Insurance (Group) Co. Ltd 1 5 10% 50%
02607:xhkg Shanghai Pharmaceuticals Holding Co Ltd 1 5 10% 50%
02611:xhkg Guotai Junan Securities Co. Ltd 1 5 10% 50%
02628:xhkg China Life Insurance Co. Ltd 1 2 10% 15%
02633:xhkg Jacobson Pharma Corp. Ltd 3 6 30% 100%
02638:xhkg HK Electric Investments Ltd 1 4 10% 30%
02662:xhkg Camsing International Holding Ltd 3 5 30% 50%
02666:xhkg Genertec Universal Medical Group Co. Ltd 3 5 30% 50%
02669:xhkg China Overseas Property Holdings Ltd 3 4 30% 30%
02678:xhkg Texhong Textile Group Ltd 2 5 10% 50%
02686:xhkg AAG Energy Holdings Ltd 2 6 10% 100%
02689:xhkg Nine Dragons Paper Holdings Ltd 2 4 10% 30%
02698:xhkg Weiqiao Textile Company Ltd 3 6 30% 100%
02727:xhkg Shanghai Electric Group Co. Ltd 1 5 10% 50%
02768:xhkg Jiayuan International Group Ltd 5 5 100% 50%
02777:xhkg Guangzhou R&F Properties Co. Ltd 3 4 30% 30%
02778:xhkg Champion Real Estate Investment Trust 2 4 10% 30%
02779:xhkg China Xinhua Education Group Co. Ltd 5 5 100% 50%
02799:xhkg China Huarong Asset Management Co Ltd 1 4 10% 30%
02858:xhkg Yixin Group Ltd 3 5 30% 50%
02866:xhkg COSCO Shipping Development Co. Ltd 2 5 10% 50%
02869:xhkg Greentown Service Group Co. Ltd 2 4 10% 30%
02877:xhkg China Shineway Pharmaceutical Group Ltd 2 5 10% 50%
02880:xhkg Dalian Port (PDA) Company Ltd 1 4 10% 30%
02883:xhkg China Oilfield Services Ltd 1 5 10% 50%
02899:xhkg Zijin Mining Group Co. Ltd 1 5 10% 50%
03301:xhkg Ronshine China Holdings Ltd 3 4 30% 30%
03306:xhkg JNBY Design Ltd 2 5 10% 50%
03308:xhkg Golden Eagle Retail Group Ltd 2 5 10% 50%
03309:xhkg C-MER Eye Care Holdings Ltd 4 6 80% 100%
03311:xhkg China State Construction Int'l Holdings 1 4 10% 30%
03319:xhkg A-Living Services Co. Ltd 2 5 10% 50%
03320:xhkg China Resources Pharmaceutical Group Ltd 1 4 10% 30%
03323:xhkg China National Building Material Co. Ltd 2 4 10% 30%
03328:xhkg Bank of Communications Co. 1 5 10% 50%
03329:xhkg BOCOM International Holdings Co. Ltd 5 5 100% 50%
03331:xhkg Vinda International Holdings Ltd 2 4 10% 30%
03333:xhkg Evergrande Real Estate Group Ltd 3 3 30% 20%
03337:xhkg Anton Oilfield Services Group 3 6 30% 100%
03339:xhkg Lonking Holdings Ltd 2 4 10% 30%
03360:xhkg Far East Horizon Ltd 1 4 10% 30%
03369:xhkg Qinhuangdao Port Co. Ltd 1 6 10% 100%
03377:xhkg Sino-Ocean Group Holding Ltd 3 4 30% 30%
03378:xhkg Xiamen International Port Company Ltd 3 6 30% 100%
03380:xhkg Logan Property Holdings Co Ltd 2 4 10% 30%
03382:xhkg Tianjin Port Development Holdings Ltd 2 4 10% 30%
03383:xhkg Agile Group Holdings Ltd 2 4 10% 30%
03393:xhkg Wasion Holdings Ltd 2 6 10% 100%
03396:xhkg Legend Holdings Ltd 2 4 10% 30%
03399:xhkg Guangdong Yueyun Transportation Co Ltd 3 6 30% 100%
03606:xhkg Fuyao Glass Industry Group Co Ltd 1 5 10% 50%
03613:xhkg Beijing Tong Ren Tang Chinese Medicine Co Ltd 2 5 10% 50%
03618:xhkg Chongqing Rural Commercial Bank Co Ltd 2 4 10% 30%
03633:xhkg Zhongyu Gas Holdings Ltd 5 4 100% 30%
03668:xhkg Yancoal Australia Ltd 5 4 100% 30%
03669:xhkg China Yongda Automobiles Services Hldgs Ltd 3 5 30% 50%
03688:xhkg Top Spring International Holdings Ltd 5 5 100% 50%
03690:xhkg Meituan Dianping 4 2 80% 15%
03698:xhkg Huishang Bank Corporation Ltd 2 4 10% 30%
03709:xhkg Koradior Holdings Ltd 3 5 30% 50%
03799:xhkg Dali Foods Group Co Ltd 1 4 10% 30%
03800:xhkg GCL-Poly Energy Holdings Ltd 3 5 30% 50%
03808:xhkg Sinotruk (Hong Kong) Ltd 3 4 30% 30%
03813:xhkg Pou Sheng International (Holdings) Ltd 2 5 10% 50%
03818:xhkg China Dongxiang Group Co. Ltd 2 5 10% 50%
03836:xhkg China Harmony Auto Holding Ltd 2 5 10% 50%
03866:xhkg Bank of Qingdao Co. Ltd 3 4 30% 30%
03869:xhkg Hospital Corporation of China Ltd 3 6 30% 100%
03883:xhkg China Aoyuan Property Group Ltd 3 4 30% 30%
03888:xhkg Kingsoft Corporation Ltd 2 5 10% 50%
03898:xhkg Zhuzhou CRRC Times Electric Co. Ltd - H Shares 1 4 10% 30%
03899:xhkg CIMC Enric Holdings Ltd 1 5 10% 50%
03900:xhkg Greentown China Holdings Ltd 3 4 30% 30%
03908:xhkg China International Capital Corporation Ltd 1 4 10% 30%
03918:xhkg NagaCorp Ltd 3 4 30% 30%
03933:xhkg The United Laboratories International Holdings Ltd 3 5 30% 50%
03948:xhkg Inner Mongolia Yitai Coal Co Ltd 3 6 30% 100%
03958:xhkg Orient Securities Co. Ltd 1 5 10% 50%
03968:xhkg China Merchants Bank Co. Ltd 1 5 10% 50%
03969:xhkg China Railway Signal & Communication Corp Ltd 1 4 10% 30%
03983:xhkg China BlueChemical Ltd 1 5 10% 50%
03988:xhkg Bank of China Ltd 1 4 10% 30%
03989:xhkg Capital Environmemt Holdings Ltd 3 6 30% 100%
03990:xhkg Midea Real Estate Holding Ltd 5 4 100% 30%
03993:xhkg China Molybdenum Co. Ltd 2 5 10% 50%
03996:xhkg China Energy Engineering Corporation Ltd 3 4 30% 30%
03998:xhkg Bosideng International Holdings Ltd 2 5 10% 50%
06030:xhkg CITIC Securities Co Ltd 1 5 10% 50%
06058:xhkg China Industrial Sec. Intl Financial Group Ltd 5 5 100% 50%
06060:xhkg Zhongan Online P&C Insurance Co. Ltd 4 4 80% 30%
06066:xhkg CSC Financial Co. Ltd - H Shares 2 4 10% 30%
06068:xhkg Wisdom Education International Holdings Co. Ltd 3 5 30% 50%
06088:xhkg FIT Hon Teng Ltd 1 5 10% 50%
06098:xhkg Country Garden Services Holdings Co. Ltd 3 4 30% 30%
06099:xhkg China Merchants Securities Co Ltd 1 5 10% 50%
06100:xhkg Wise Talent Information Technology Co., Ltd 5 4 100% 30%
06111:xhkg DaFa Properties Group Ltd 5 5 100% 50%
06116:xhkg Shanghai La Chapelle Fashion Co Ltd - H Shares 3 6 30% 100%
06122:xhkg Jilin Jiutai Rural Commercial Bank Corp Ltd 2 5 10% 50%
06138:xhkg Harbin Bank Co Ltd 3 4 30% 30%
06139:xhkg Jinmao Hotel and Jinmao (Ch) Htl Inv and Mngt Ltd 2 4 10% 30%
06158:xhkg Zhenro Properties Group Ltd 3 5 30% 50%
06160:xhkg BeiGene Ltd 5 4 100% 30%
06166:xhkg China VAST Industrial Urban Development Co. Ltd 5 4 100% 30%
06169:xhkg China YuHua Education Corp. Ltd 3 5 30% 50%
06178:xhkg Everbright Securities Co. Ltd 1 5 10% 50%
06183:xhkg China Greenfresh Group Co Ltd 3 6 30% 100%
06190:xhkg Bank Of Jiujiang Co Ltd 4 5 80% 50%
06196:xhkg Bank of Zhengzhou Co. Ltd 3 4 30% 30%
06198:xhkg Qingdao Port International Co Ltd 3 4 30% 30%
06464:xtks Tsubaki Nakashima Co Ltd 2 4 10% 30%
06808:xhkg Sun Art Retail Group Ltd 1 4 10% 30%
06818:xhkg China Everbright Bank Co Ltd 1 5 10% 50%
06823:xhkg HKT Ltd 1 4 10% 30%
06826:xhkg Shanghai Haohai Biological Technology Co. Ltd 3 6 30% 100%
06828:xhkg Beijing Gas Blue Sky Holdings Ltd 4 5 80% 50%
06837:xhkg Haitong Securities Co Ltd 1 5 10% 50%
06858:xhkg Honma Golf Ltd 2 6 10% 100%
06862:xhkg Haidilao International Holding Ltd 3 4 30% 30%
06868:xhkg Tenfu (Cayman) Holdings Company Ltd 2 5 10% 50%
06869:xhkg Yangtze Optical Fibre & Cable Joint Stock Ltd Co. 2 5 10% 50%
06881:xhkg China Galaxy Securities Co Ltd 2 4 10% 30%
06886:xhkg Huatai Securities Co Ltd 1 5 10% 50%
06889:xhkg Dynam Japan Holdings Co Ltd 2 2 10% 15%
08032:xhkg Viva China Holdings Ltd 2 4 10% 30%
0806:xhkg Value Partners Group Ltd 3 4 30% 30%
08137:xhkg Honbridge Holdings Ltd 3 4 30% 30%
08207:xhkg Chong Sing Holdings FinTech Group Ltd 4 6 80% 100%
08237:xhkg Link Holdings Ltd 3 6 30% 100%
08265:xhkg China Trustful Group Ltd 5 5 100% 50%
08279:xhkg AGTech Holdings Ltd 2 5 10% 50%
08469:xhkg Sheng Ye Capital Ltd 5 5 100% 50%
0R22:xlon Barrick Gold Corp. - NOCT 3 1 30% 10%
1157:xhkg Changsha Zoomlion Heavy Ind. S&T Dev Co Ltd 3 5 30% 50%
1332:xtks Nippon Suisan Kaisha Ltd 1 2 10% 15%
1333:xtks Maruha Nichiro Seafoods Inc. 1 2 10% 15%
1377:xtks Sakata Seed Corp. 1 2 10% 15%
1379:xtks Hokuto Corp. 3 4 30% 30%
1417:xtks Mirait Holdings Corp. 1 2 10% 15%
1515:xtks Nittetsu Mining Co Ltd 3 4 30% 30%
1766:xtks TOKEN Corp. 2 2 10% 15%
1799:xtks DAIICHI Kensetsu Corp. 3 4 30% 30%
1805:xtks Tobishima Corp. 3 6 30% 100%
1811:xtks Zenitaka Corp. 3 4 30% 30%
1824:xtks MAEDA Corp. 2 2 10% 15%
1861:xtks Kumagai Gumi Co. Ltd 2 2 10% 15%
1879:xtks Shinnihon Corp. 2 4 10% 30%
1884:xtks The Nippon Road Co. Ltd 3 4 30% 30%
1911:xtks Sumitomo Forestry Co Ltd 1 2 10% 15%
1926:xtks Raito Kogyo Co Ltd 2 2 10% 15%
1938:xtks Nippon Rietec Co. Ltd 3 4 30% 30%
1942:xtks Kandenko Co Ltd 1 2 10% 15%
1949:xtks Sumitomo Densetsu Co. Ltd 3 4 30% 30%
1969:xtks Takasago Thermal Engineering Co. Ltd 1 2 10% 15%
1983:xtks Toshiba Plant Systems & Services Corp. 1 2 10% 15%
1COV:xetr Covestro AG 1 2 10% 15%
2120:xtks LIFULL Co. Ltd 2 4 10% 30%
2121:xtks mixi Inc. 1 2 10% 15%
2124:xtks JAC Recruitment Co Ltd 2 2 10% 15%
2127:xtks Nihon M&A Center Inc. 2 2 10% 15%
2146:xtks UT Holdings Co. Ltd 3 4 30% 30%
2168:xtks Pasona Group Inc. 3 4 30% 30%
2175:xtks SMS Co Ltd 2 2 10% 15%
2181:xtks PERSOL HOLDINGS CO. LTD 1 2 10% 15%
2193:xtks COOKPAD Inc. 3 4 30% 30%
2211:xtks Fujiya Co. Ltd 2 4 10% 30%
2220:xtks Kameda Seika Co Ltd 2 2 10% 15%
2264:xtks Morinaga Milk Industry Co. Ltd 1 3 10% 20%
2266:xtks Rokko Butter Co Ltd 3 4 30% 30%
2305:xtks Studio Alice Co. Ltd 3 4 30% 30%
2326:xtks Digital Arts Inc. 5 4 100% 30%
2337:xtks Ichigo Inc. 1 2 10% 15%
2389:xtks OPT Holding, Inc. 3 4 30% 30%
2398:xtks Tsukui Corp. 3 4 30% 30%
2413:xtks M3 Inc. 1 2 10% 15%
2429:xtks World Holdings Co. Ltd 3 4 30% 30%
2433:xtks Hakuhodo Dy Holdings Inc. 1 2 10% 15%
2461:xtks F@N Communications Inc. 3 4 30% 30%
2475:xtks WDB HOLDINGS CO LTD 3 4 30% 30%
2484:xtks YUME NO MACHI SOUZOU IINKAI CO Ltd 4 5 80% 50%
2501:xtks Sapporo Breweries Ltd 1 2 10% 15%
2531:xtks Takara Holdings Inc. 2 2 10% 15%
2588:xtks Water Direct Corp. 5 4 100% 30%
2659:xtks SAN-A CO Ltd 1 2 10% 15%
2664:xtks CAWACHI Ltd 3 4 30% 30%
2678:xtks ASKUL Corp. 2 2 10% 15%
2685:xtks Adastria Co. Ltd 2 4 10% 30%
2715:xtks Elematec Corp. 3 4 30% 30%
2763:xtks FT Communications Co Ltd 3 4 30% 30%
2784:xtks Alfresa Holdings Corp. 1 2 10% 15%
2791:xtks DAIKOKUTENBUSSAN Co. Ltd 5 4 100% 30%
2868:xhkg Beijing Capital Land Ltd 2 5 10% 50%
2FI:xetr Fiat Chrysler Automobiles 2 1 10% 10%
3048:xtks Bic Camera Inc. 1 3 10% 20%
3053:xtks PEPPER Food Service Co. Ltd 2 4 10% 30%
3086:xtks J.Front Retailing Co. Ltd 1 2 10% 15%
3101:xtks Toyobo Co. Ltd 1 3 10% 20%
3116:xtks Toyota Boshoku Corp. 1 2 10% 15%
3141:xtks WELCIA Holdings Co. Ltd 1 2 10% 15%
3151:xtks Vital KSK Holdings Inc. 2 4 10% 30%
3182:xtks Oisix ra daichi Inc. 3 4 30% 30%
3191:xtks Joyful Honda Co Ltd 2 4 10% 30%
3197:xtks Skylark Holdings Co. Ltd 1 2 10% 15%
3234:xtks MORI HILLS REIT INVESTMENT Corp. 2 2 10% 15%
3249:xtks Industrial & Infrastructure Fund Investment Corp. 1 2 10% 15%
3269:xtks Advance Residence Investment Corp. 2 1 10% 10%
3278:xtks Kenedix Residential Next Investment Corp. 2 2 10% 15%
3282:xtks Comforia Residential REIT Inc. 2 2 10% 15%
3287:xtks Hoshino Resorts REIT Inc. 2 2 10% 15%
3296:xtks NIPPON REIT Investment Corp. 2 2 10% 15%
3298:xtks Invesco Office J-REIT Inc. 5 2 100% 15%
3341:xtks Nihon Chouzai Co. Ltd 3 4 30% 30%
3360:xtks Ship HealthCare Holdings Inc. 1 3 10% 20%
3385:xtks Yakuodo Co. Ltd 3 4 30% 30%
3391:xtks TSURUHA HOLDINGS Inc. 1 2 10% 15%
3436:xtks Sumco Corp. 2 2 10% 15%
3443:xtks KAWADA TECHNOLOGIES Inc. 3 4 30% 30%
3468:xtks Star Asia Investment Corp. 3 4 30% 30%
3476:xtks MIRAI Corp. 3 4 30% 30%
3478:xtks MORI TRUST Hotel Reit Inc. 3 4 30% 30%
3635:xtks Koei Tecmo Holdings Co. Ltd 1 3 10% 20%
3659:xtks NEXON Co Ltd 1 3 10% 20%
3660:xtks istyle Inc. 2 5 10% 50%
3662:xtks Ateam Inc. 3 6 30% 100%
3673:xtks Broadleaf Co. Ltd 3 4 30% 30%
3687:xtks Fixstars Corp 5 4 100% 30%
3694:xtks Optim Corp. 3 4 30% 30%
3697:xtks SHIFT Inc. 3 4 30% 30%
3733:xtks Software Service Inc. 3 4 30% 30%
3738:xtks T-Gaia Corp. 1 3 10% 20%
3765:xtks GungHo Online Entertainment Inc. 1 3 10% 20%
3817:xtks SRA Holdings Inc. 3 6 30% 100%
3844:xtks COMTURE Corp. 3 4 30% 30%
3861:xtks OJI Paper Co. Ltd 1 2 10% 15%
3863:xtks Nippon Paper Industries Co Ltd 1 3 10% 20%
3865:xtks Hokuetsu Corp. 1 3 10% 20%
3932:xtks Akatsuki Inc. 3 4 30% 30%
3938:xtks LINE Corp. 1 2 10% 15%
3941:xtks Rengo Co. Ltd 1 2 10% 15%
3990:xtks UUUM Co. Ltd 3 4 30% 30%
3994:xtks Money Forward Inc. 2 4 10% 30%
3P7:xetr Pandora A/S 2 4 10% 30%
4004:xtks Showa Denko K K 1 2 10% 15%
4028:xtks Ishihara Sangyo Kaisha Ltd 3 4 30% 30%
4043:xtks Tokuyama Corp. 1 3 10% 20%
4045:xtks Toagosei Co Ltd 1 2 10% 15%
4047:xtks Kanto Denka Kogyo Co Ltd 3 4 30% 30%
4061:xtks Denka Co Ltd 1 2 10% 15%
4091:xtks Taiyo Nippon Sanso Corp. 2 2 10% 15%
4095:xtks Nihon Parkerizing Co Ltd 1 2 10% 15%
4099:xtks Shikoku Chemicals Corp. 2 4 10% 30%
4114:xtks Nippon Shokubai Co. Ltd 1 2 10% 15%
4118:xtks Kaneka Corp. 1 3 10% 20%
4151:xtks Kyowa Hakko Kogyo Co. Ltd 1 2 10% 15%
4189:xtks KH Neochem Co. Ltd 2 2 10% 15%
4203:xtks Sumitomo Bakelite Co. Ltd 1 2 10% 15%
4205:xtks ZEON Corp. 1 2 10% 15%
4206:xtks Aica Kogyo Co. Ltd 1 2 10% 15%
4208:xtks Ube Industries Ltd 1 2 10% 15%
4212:xtks Sekisui Jushi Corp. 2 2 10% 15%
4215:xtks CI Takiron Corp. 3 4 30% 30%
4217:xtks Hitachi Chemical Company Ltd 2 1 10% 10%
4246:xtks DaikyoNishikawa Corp. 2 2 10% 15%
4272:xtks Nippon Kayaku Co. Ltd 1 2 10% 15%
4301:xtks AMUSE Inc. 3 4 30% 30%
4307:xtks Nomura Research Institute Ltd 1 2 10% 15%
4344:xtks Sourcenext Corp. 4 5 80% 50%
4365:xtks Matsumoto Yushi-Seiyaku Co. Ltd 3 4 30% 30%
4508:xtks Mitsubishi Tanabe Pharma Corp. 1 2 10% 15%
4523:xtks Eisai Co. Ltd 2 2 10% 15%
4527:xtks Rohto Pharmaceutical Co Ltd 1 2 10% 15%
4528:xtks Ono Pharmaceutical Co. Ltd 2 2 10% 15%
4530:xtks HISAMITSU PHARMACEUTICAL Co. Inc. 1 2 10% 15%
4536:xtks Santen Pharmaceutical Co. Ltd 1 2 10% 15%
4544:xtks Miraca Holdings Inc. 1 3 10% 20%
4548:xtks Seikagaku Corp. 2 4 10% 30%
4549:xtks Eiken Chemical Co. Ltd 2 4 10% 30%
4555:xtks SAWAI PHARMACEUTICAL Co. Ltd 1 3 10% 20%
4563:xtks AnGes MG Inc. 4 6 80% 100%
4565:xtks Sosei Group Corp. 3 5 30% 50%
4581:xtks Taisho Pharmaceutical Holdings Co.Ltd 1 2 10% 15%
4587:xtks PeptiDream Inc. 1 2 10% 15%
4592:xtks SanBio Co Ltd 3 4 30% 30%
4626:xtks Taiyo Holdings Co Ltd 2 2 10% 15%
4628:xtks SK Kaken Co.Ltd 2 2 10% 15%
4631:xtks DIC Corp. 1 2 10% 15%
4666:xtks Park24 Co. Ltd 1 2 10% 15%
4681:xtks ResortTrust Inc. 1 2 10% 15%
4694:xtks BML Inc. 1 3 10% 20%
4708:xtks Moshi Moshi Hotline Inc. 2 4 10% 30%
4722:xtks Future Corp. 2 4 10% 30%
4732:xtks USS Co. Ltd 1 2 10% 15%
4739:xtks ITOCHU Techno-Solutions Corp. 1 3 10% 20%
4751:xtks CyberAgent Inc. 1 2 10% 15%
4792:xtks YAMADA Consulting Group Co Ltd 3 4 30% 30%
4819:xtks Digital Garage Inc. 1 4 10% 30%
4820:xtks EM Systems Co Ltd 3 4 30% 30%
4825:xtks Weathernews Inc. 3 6 30% 100%
4911:xtks Shiseido Co. Ltd 1 2 10% 15%
4912:xtks Lion Corp. 1 2 10% 15%
4922:xtks Kose Corp. 1 2 10% 15%
4966:xtks C. Uyemura & Co Ltd 3 4 30% 30%
4967:xtks Kobayashi Pharmaceutical Co. Ltd 2 2 10% 15%
4975:xtks JCU Corp. 3 4 30% 30%
4980:xtks Dexerials Corp. 3 4 30% 30%
4997:xtks Nihon Nohyaku Co Ltd 3 4 30% 30%
5002:xtks Showa Shell Sekiyu KK 3 4 30% 30%
5011:xtks Nichireki Co Ltd 3 6 30% 100%
5019:xtks Idemitsu Kosan Co. Ltd 1 3 10% 20%
5105:xtks Toyo Tire & Rubber Co. Ltd 2 2 10% 15%
5122:xtks Okamoto Industries Inc. 2 2 10% 15%
5161:xtks Nishikawa Rubber Co Ltd 3 4 30% 30%
5191:xtks Sumitomo Riko Co. Ltd 2 2 10% 15%
5214:xtks Nippon Electric Glass Co. Ltd 1 3 10% 20%
5232:xtks Sumitomo Osaka Cement Co. Ltd 1 2 10% 15%
5273:xtks Mitani Sekisan Co. Ltd 3 4 30% 30%
5302:xtks Nippon Carbon Co. Ltd 3 4 30% 30%
5304:xtks Sec Carbon Ltd 3 5 30% 50%
5310:xtks TOYO TANSO Co. Ltd 3 4 30% 30%
5331:xtks Noritake Co Ltd 2 2 10% 15%
5334:xtks NGK Spark Plug Co Ltd 1 2 10% 15%
5401:xtks Nippon Steel Corp. 1 2 10% 15%
5406:xtks Kobe Steel Ltd 1 4 10% 30%
5444:xtks Yamato Kogyo Co. Ltd 1 3 10% 20%
5451:xtks Yodogawa Steel Works Ltd 2 4 10% 30%
5471:xtks Daido Steel Co Ltd 1 4 10% 30%
5480:xtks Nippon Yakin Kogyo Co Ltd 3 4 30% 30%
5486:xtks Hitachi Metals Ltd 1 2 10% 15%
5541:xtks Pacific Metals Co. Ltd 3 5 30% 50%
5703:xtks Nippon Light Metal Holdings Company Ltd 1 3 10% 20%
5707:xtks Toho Zinc Co. Ltd 3 5 30% 50%
5714:xtks DOWA HOLDINGS CO. LTD 1 4 10% 30%
5715:xtks Furukawa Co. Ltd 3 4 30% 30%
5726:xtks OSAKA Titanium technologies Co. Ltd 2 4 10% 30%
5741:xtks UACJ Corp. 2 4 10% 30%
5801:xtks Furukawa Electric Co. Ltd 1 4 10% 30%
5803:xtks Fujikura Ltd 1 3 10% 20%
5851:xtks Ryobi Ltd 2 2 10% 15%
5938:xtks Lixil Group Corp. 2 1 10% 10%
5975:xtks Topre Corp. 2 2 10% 15%
5982:xtks Maruzen Co. Ltd 3 4 30% 30%
5991:xtks NHK Spring Co. Ltd 1 2 10% 15%
6005:xtks Miura Co. Ltd 1 2 10% 15%
6013:xtks Takuma Co. Ltd 2 2 10% 15%
6047:xtks Gunosy Inc. 3 4 30% 30%
6079:xtks Eneres Co Ltd 5 4 100% 30%
6101:xtks Tsugami Corp. 3 6 30% 100%
6103:xtks Okuma Corp. 1 2 10% 15%
6104:xtks Toshiba Machine Co. Ltd 2 4 10% 30%
6134:xtks Fuji Corp. 1 3 10% 20%
6136:xtks OSG Corp. 1 2 10% 15%
6141:xtks DMG Mori Co. Ltd 1 3 10% 20%
6146:xtks Disco Corp. 1 2 10% 15%
6184:xtks Kamakura Shinsho Ltd. 3 4 30% 30%
6256:xtks NuFlare Technology Inc. 2 4 10% 30%
6258:xtks HIRATA Corp. 3 4 30% 30%
6268:xtks Nabtesco Corp. 1 2 10% 15%
6269:xtks MODEC Inc. 1 3 10% 20%
6284:xtks Nissei ASB Machine Co. Ltd 3 4 30% 30%
6289:xtks GIKEN LTD 2 2 10% 15%
6310:xtks Iseki & Co Ltd 3 4 30% 30%
6339:xtks Sintokogio Ltd 3 4 30% 30%
6340:xtks Shibuya Corp. 2 2 10% 15%
6349:xtks Komori Corp. 2 4 10% 30%
6361:xtks Ebara Corp. 1 2 10% 15%
6370:xtks Kurita Water Industries Ltd 1 2 10% 15%
6376:xtks Nikkiso Co. Ltd 2 4 10% 30%
6383:xtks Daifuku Co. Ltd 1 2 10% 15%
6406:xtks Fujitec Co. Ltd 2 2 10% 15%
6407:xtks CKD Corp. 3 4 30% 30%
6412:xtks Heiwa Corp. 1 2 10% 15%
6419:xtks Mars Group Holdings Corp. 3 4 30% 30%
6448:xtks Brother Industries Ltd 1 2 10% 15%
6454:xtks Max Co Ltd 2 4 10% 30%
6458:xtks SINKO INDUSTRIES Ltd 3 4 30% 30%
6459:xtks Daiwa Industries Ltd 3 4 30% 30%
6460:xtks SEGA SAMMY HOLDINGS Inc. 1 2 10% 15%
6465:xtks Hoshizaki Corp. 1 2 10% 15%
6472:xtks NTN Corp. 2 2 10% 15%
6486:xtks Eagle Industry Co Ltd 2 4 10% 30%
6502:xtks Toshiba Corp. 2 2 10% 15%
6504:xtks Fuji Electric Co. Ltd 1 2 10% 15%
6508:xtks Meidensha Corp. 2 4 10% 30%
6532:xtks BayCurrent Consulting,Inc. 3 6 30% 100%
6592:xtks Mabuchi Motor Co. Ltd 1 3 10% 20%
6630:xtks YA-MAN Ltd 2 4 10% 30%
6632:xtks JVC KENWOOD Holdings Inc. 3 4 30% 30%
6670:xtks MCJ Co Ltd 2 4 10% 30%
6674:xtks GS Yuasa Corp. 1 2 10% 15%
6701:xtks NEC Corp. 1 2 10% 15%
6702:xtks Fujitsu Ltd 1 2 10% 15%
6703:xtks Oki Electric Industry Co. Ltd 1 3 10% 20%
6707:xtks Sanken Electric Co. Ltd 3 4 30% 30%
6740:xtks Japan Display Inc. 3 5 30% 50%
6754:xtks Anritsu Corp. 1 3 10% 20%
6756:xtks *Delsited 20180308 (Hitachi Kokusai Electric Inc). 1 6 10% 100%
6788:xtks Nihon Trim Co Ltd 3 4 30% 30%
6796:xtks Clarion Co Ltd 5 4 100% 30%
6804:xtks Hosiden Corp. 3 4 30% 30%
6807:xtks Japan Aviation Electronics Industry Ltd 1 3 10% 20%
6841:xtks Yokogawa Electric Corp. 1 2 10% 15%
6856:xtks Horiba Ltd 1 3 10% 20%
6857:xtks Advantest Corp. 2 2 10% 15%
6869:xtks SYSMEX Corp. 1 2 10% 15%
6925:xtks Ushio Inc. 1 3 10% 20%
6929:xtks Nippon Ceramic Co Ltd 2 4 10% 30%
6951:xtks Jeol Ltd 3 4 30% 30%
6960:xtks Fukuda Denshi Co Ltd 1 3 10% 20%
6961:xtks Enplas Corp. 3 4 30% 30%
6976:xtks Taiyo Yuden Co. Ltd 2 2 10% 15%
6995:xtks Tokai Rika Co. Ltd 1 2 10% 15%
6996:xtks Nichicon Corp. 2 4 10% 30%
7004:xtks Hitachi Zosen Corp. 2 4 10% 30%
7164:xtks Zenkoku Hosho Co. Ltd 1 3 10% 20%
7167:xtks Ashikaga Holdings Co Ltd 2 1 10% 10%
7172:xtks Japan Investment Adviser Co Ltd 5 3 100% 20%
7173:xtks Tokyo TY Financial Group Inc. 3 4 30% 30%
7180:xtks Kyushu Financial Group Inc. 2 2 10% 15%
7184:xtks The First Bank of Toyama Ltd 3 6 30% 100%
7189:xtks Nishi-Nippon Financial Holdings Inc. 2 2 10% 15%
7198:xtks ARUHI Corp. 3 4 30% 30%
7211:xtks Mitsubishi Motors Corp. 2 1 10% 10%
7222:xtks Nissan Shatai Co Ltd 1 2 10% 15%
7224:xtks Shinmaywa Industries Ltd 2 2 10% 15%
7226:xtks Kyokuto Kaihatsu Kogyo Co. Ltd 3 4 30% 30%
7242:xtks Kyb Corp. 2 4 10% 30%
7251:xtks Keihin Corp. 2 2 10% 15%
7274:xtks Showa Corp. 2 2 10% 15%
7276:xtks Koito Manufacturing Co Ltd 1 2 10% 15%
7278:xtks Exedy Corp. 2 2 10% 15%
7280:xtks Mitsuba Corp. 3 6 30% 100%
7282:xtks Toyoda Gosei Co. Ltd 1 2 10% 15%
7296:xtks F.C.C. Co Ltd 2 2 10% 15%
7313:xtks TS Tech Co. Ltd 1 2 10% 15%
7421:xtks Kappa ·Create Co. Ltd 3 2 30% 15%
7451:xtks Mitsubishi Shokuhin Co Ltd 1 2 10% 15%
7459:xtks MEDIPAL HOLDINGS Corp. 1 2 10% 15%
7483:xtks Doshisha Co. Ltd 3 4 30% 30%
7522:xtks WATAMI Co. Ltd 3 4 30% 30%
7532:xtks Don Quijote Co Ltd 1 2 10% 15%
7550:xtks ZENSHO Co. Ltd 1 2 10% 15%
7575:xtks Japan Lifeline Co Ltd 2 4 10% 30%
7581:xtks SAIZERIYA Co. Ltd 2 2 10% 15%
7649:xtks Sugi Holdings Co. Ltd 1 2 10% 15%
7701:xtks Shimadzu Corp. 1 2 10% 15%
7716:xtks Nakanishi Inc. 1 3 10% 20%
7717:xtks V Technology Co. Ltd 2 4 10% 30%
7733:xtks Olympus Corporation 1 2 10% 15%
7735:xtks SCREEN Holdings Co. Ltd 1 4 10% 30%
7740:xtks Tamron Co Ltd 3 4 30% 30%
7744:xtks Noritsu Koki Co Ltd 3 4 30% 30%
7747:xtks ASAHI INTECC CO Ltd 1 2 10% 15%
7749:xtks Medikit Co Ltd 3 4 30% 30%
7752:xtks Ricoh Co. Ltd 1 2 10% 15%
7762:xtks Citizen Holdings Co. Ltd 1 3 10% 20%
7774:xtks Japan Tissue Engineering Co. Ltd 3 6 30% 100%
7839:xtks Shoei Co Ltd 3 4 30% 30%
7844:xtks Marvelous Inc. 3 4 30% 30%
7846:xtks Pilot Corp. 1 2 10% 15%
7860:xtks AVEX GROUP HOLDINGS Inc. 2 4 10% 30%
7864:xtks FUJI SEAL INTERNATIONAL Inc. 1 2 10% 15%
7906:xtks Yonex Co Ltd 2 4 10% 30%
7911:xtks Toppan Printing Co. Ltd 1 2 10% 15%
7915:xtks Nissha Printing Co. Ltd 2 4 10% 30%
7936:xtks ASICS Corp. 1 3 10% 20%
7937:xtks Tsutsumi Jewelry Co Ltd 3 4 30% 30%
7951:xtks Yamaha Corp. 1 2 10% 15%
7956:xtks Pigeon Corp. 1 2 10% 15%
7966:xtks LINTEC Corporation 1 2 10% 15%
7976:xtks Mitsubishi Pencil Co. Ltd 1 2 10% 15%
7994:xtks OKAMURA Corp. 2 2 10% 15%
8061:xtks Seika Corp. 3 6 30% 100%
8068:xtks Ryoyo Electro Corp. 3 4 30% 30%
8074:xtks Yuasa Trading Co. Ltd 2 2 10% 15%
8081:xtks Kanaden Corp. 3 4 30% 30%
8086:xtks NIPRO Corp. 1 3 10% 20%
8088:xtks Iwatani Corp. 2 2 10% 15%
8111:xtks Goldwin Inc. 2 4 10% 30%
8125:xtks Wakita & Co Ltd 2 4 10% 30%
8136:xtks Sanrio Co. Ltd 1 2 10% 15%
8141:xtks Shinko Shoji Co. Ltd 3 4 30% 30%
8150:xtks Sanshin Electronics Co Ltd 3 4 30% 30%
8153:xtks Mos Food Services Inc. 2 2 10% 15%
8159:xtks Tachibana Eletech Co Ltd 3 4 30% 30%
8185:xtks Chiyoda Co. Ltd 2 4 10% 30%
8198:xtks Maxvalu Tokai Co. Ltd 3 4 30% 30%
8233:xtks Takashimaya Co. Ltd 1 3 10% 20%
8252:xtks Marui Co. Ltd 1 2 10% 15%
8253:xtks Credit Saison Co. Ltd 1 2 10% 15%
8276:xtks HEIWADO CO. LTD 1 2 10% 15%
8301:xtks Bank of Japan 3 6 30% 100%
8334:xtks Gunma Bank Ltd 2 2 10% 15%
8336:xtks Musashino Bank Ltd 2 2 10% 15%
8342:xtks The Aomori Bank Ltd 3 4 30% 30%
8343:xtks The Akita Bank Ltd 3 4 30% 30%
8344:xtks The Yamagata Bank Ltd 3 3 30% 20%
8345:xtks The Bank of Iwate Ltd 3 4 30% 30%
8346:xtks Toho Bank Ltd 3 2 30% 15%
8354:xtks Fukuoka Financial Group Inc. 2 2 10% 15%
8358:xtks Suruga Bank Ltd 3 3 30% 20%
8359:xtks Hachijuni Bank Ltd 2 2 10% 15%
8360:xtks The Yamanashi Chuo Bank Ltd 3 4 30% 30%
8362:xtks The Fukui Bank Ltd 3 4 30% 30%
8364:xtks The Shimizu Bank Ltd 4 6 80% 100%
8366:xtks Shiga Bank Ltd 2 2 10% 15%
8367:xtks Nanto Bank Ltd 3 2 30% 15%
8368:xtks The Hyakugo Bank Ltd 3 2 30% 15%
8369:xtks Bank of Kyoto Ltd 1 2 10% 15%
8370:xtks The Kiyo Bank Ltd 3 2 30% 15%
8377:xtks Hokuhoku Financial Group Inc. 2 2 10% 15%
8379:xtks Hiroshima Bank Ltd 1 2 10% 15%
8382:xtks Chugoku Bank Ltd 2 2 10% 15%
8385:xtks Iyo Bank Ltd 2 2 10% 15%
8386:xtks Hyakujushi Bank Ltd 3 2 30% 15%
8387:xtks The Shikoku Bank Ltd 3 4 30% 30%
8388:xtks Awa Bank Ltd 2 2 10% 15%
8392:xtks The Oita Bank Ltd 3 4 30% 30%
8393:xtks The Miyazaki Bank Ltd 3 4 30% 30%
8396:xtks The Eighteenth Bank Ltd 3 4 30% 30%
8397:xtks Bank Of Okinawa Ltd 3 2 30% 15%
8399:xtks Bank of the Ryukyus Ltd 3 4 30% 30%
8418:xtks Yamaguchi Financial Group Inc. 2 2 10% 15%
8508:xtks J Trust Co. Ltd 3 4 30% 30%
8522:xtks The Bank of Nagoya Ltd 3 4 30% 30%
8524:xtks North Pacific Bank Ltd 3 2 30% 15%
8527:xtks The Aichi Bank Ltd 3 4 30% 30%
8530:xtks The Chukyo Bank Ltd 3 4 30% 30%
8541:xtks The Ehime Bank Ltd 3 4 30% 30%
8544:xtks Keiyo Bank Ltd 2 2 10% 15%
8585:xtks Orient Corp. 1 2 10% 15%
8595:xtks JAFCo. Co. Ltd 1 3 10% 20%
8600:xtks TOMONY Holdings Inc. 3 4 30% 30%
8609:xtks Okasan Securities Group Inc. 2 2 10% 15%
8613:xtks Marusan Securities Co. Ltd 3 4 30% 30%
8628:xtks Matsui Securities Co. Ltd 1 2 10% 15%
8698:xtks Monex Group Inc. 2 2 10% 15%
8714:xtks Senshu Ikeda Holdings Inc. 3 2 30% 15%
8739:xtks SPARX Group Co Ltd 3 4 30% 30%
8803:xtks Heiwa Real Estate Co. Ltd 2 2 10% 15%
8804:xtks Tokyo Tatemono Co. Ltd 1 2 10% 15%
8871:xtks GoldCrest Co. Ltd 2 4 10% 30%
8876:xtks Relo Group, Inc. 5 1 100% 10%
888:xlon 888 Holdings Plc 3 4 30% 30%
8890:xtks Raysum Co Ltd 3 4 30% 30%
8892:xtks ES-CON JAPAN Ltd 3 4 30% 30%
8922:xtks Japan Asset Marketing Co.Ltd 5 4 100% 30%
8923:xtks TOSEI Corp. 3 4 30% 30%
8934:xtks Sun Frontier Fudousan Co. Ltd 3 4 30% 30%
8957:xtks TOKYU REIT Inc. 2 2 10% 15%
8963:xtks Invincible Investment Corp. 2 2 10% 15%
8967:xtks Japan Logistics Fund Inc. 2 2 10% 15%
8968:xtks Fukuoka REIT Corp. 2 2 10% 15%
8976:xtks Daiwa Office Investment Corp. 2 2 10% 15%
8979:xtks Starts Proceed Investment Corp. 3 4 30% 30%
8985:xtks Japan Hotel REIT Inv. Corp. 2 2 10% 15%
8986:xtks Japan Rental Housing Investments Inc. 2 2 10% 15%
8987:xtks Japan Excellent Inc. 2 2 10% 15%
9001:xtks Tobu Railway Co. Ltd 1 2 10% 15%
9008:xtks Keio Electric Railway Co. Ltd 1 2 10% 15%
9025:xtks Konoike Transport Co. Ltd 2 2 10% 15%
9031:xtks Nishi-Nippon Railroad Co. Ltd 1 3 10% 20%
9058:xtks Trancom Co. Ltd 3 4 30% 30%
9062:xtks Nippon Express Co. Ltd 1 2 10% 15%
9065:xtks Sankyu Inc. 1 2 10% 15%
9068:xtks Maruzen Showa Unyu Co Ltd 3 4 30% 30%
9069:xtks SENKO Group Holdings Co.Ltd 1 2 10% 15%
9081:xtks Kanagawa Chuo Kotsu Co Ltd 3 4 30% 30%
9101:xtks Nippon Yusen Kabushiki Kaisha 1 2 10% 15%
9104:xtks Mitsui OSK Lines Ltd 1 2 10% 15%
9107:xtks Kawasaki Kisen Kaisha Ltd 1 2 10% 15%
9270:xtks SOU Inc. 3 6 30% 100%
9277:xtks Sogo Medical Holdings Co. Ltd 2 4 10% 30%
9301:xtks Mitsubishi Logistics Corp. 1 2 10% 15%
9302:xtks Mitsui Soko Holdings Co. Ltd 3 4 30% 30%
9364:xtks Kamigumi Co Ltd 1 2 10% 15%
9375:xtks Kintetsu World Express Inc. 1 3 10% 20%
9412:xtks SKY Perfect JSAT Corp. 1 2 10% 15%
9416:xtks Vision Inc. 2 4 10% 30%
9436:xtks Okinawa Cellular Telephone Co. 2 2 10% 15%
9501:xtks Tokyo Electric Power Co. Inc. 2 1 10% 10%
9507:xtks Shikoku Electric Power Co. Inc. 1 2 10% 15%
9509:xtks Hokkaido Electric Power Co. Inc. 1 2 10% 15%
9519:xtks RENOVA Inc. 5 4 100% 30%
9543:xtks Shizuoka Gas Co. LTD 2 4 10% 30%
9605:xtks TOEI Co. Ltd 1 3 10% 20%
9663:xtks NAGAWA Co Ltd 2 2 10% 15%
9678:xtks Kanamoto Co Ltd 2 2 10% 15%
9681:xtks Tokyo Dome Corp. 2 2 10% 15%
9697:xtks Capcom Co. Ltd 1 3 10% 20%
9699:xtks Nishio Rent All Co. Ltd 2 2 10% 15%
9716:xtks Nomura Co Ltd 2 2 10% 15%
9719:xtks SCSK Corp. 1 2 10% 15%
9743:xtks Tanseisha Co Ltd 3 4 30% 30%
9744:xtks Meitec Corp. 2 2 10% 15%
9783:xtks Benesse Holdings Inc. 2 2 10% 15%
9792:xtks NICHIIGAKKAN Co. Ltd 2 2 10% 15%
9842:xtks Arc Land Sakamoto Co. Ltd 2 4 10% 30%
9843:xtks Nitori Co. Ltd 1 2 10% 15%
9856:xtks KU Holdings Co. Ltd 3 6 30% 100%
9861:xtks YOSHINOYA HOLDINGS Co. Ltd 2 2 10% 15%
9936:xtks Ohsho Food Service Corp. 2 2 10% 15%
9948:xtks ARCS Co. Ltd 1 2 10% 15%
9984:xtks Softbank 2 1 10% 10%
9987:xtks SUZUKEN CO LTD 1 2 10% 15%
A:xnys Agilent Technologies Inc. 2 1 10% 10%
A2M:xasx The a2 Milk Company Ltd 2 2 10% 15%
A3M:xmce Atresmedia Corp de Medios de Comunicacion SA 1 2 10% 15%
A4Y:xetr Accentro Real Estate AG 3 4 30% 30%
AA:xlon AA Plc 3 4 30% 30%
AA:xnys Alcoa Corp. 2 2 10% 15%
AAB:xcse Aalborg Boldspilklub A/S 3 6 30% 100%
AAC:xasx Australian Agricultural Company Ltd 2 4 10% 30%
AAD:xetr AMADEUS FIRE AG 3 4 30% 30%
AAG:xetr Aumann AG 5 4 100% 30%
AAL:xnas American Airlines Group Inc. 2 1 10% 10%
AAN:xnys Aarons Inc. 2 1 10% 10%
AAON:xnas Aaon Inc. 1 2 10% 15%
AAP:xnys Advance Auto Parts Inc. 2 2 10% 15%
AAT:xnys American Assets Trust Inc. 2 2 10% 15%
AAWW:xnas Atlas Air Worldwide Holdings 1 3 10% 20%
AAXN:xnas Axon Enterprise Inc. 2 4 10% 30%
AB:xnys AllianceBernstein Holding LP 1 2 10% 15%
ABBV:xnys AbbVie Inc. 1 2 10% 15%
ABC:xasx Adelaide Brighton Ltd 1 2 10% 15%
ABCB:xnas Ameris Bancorp 2 2 10% 15%
ABEO:xnas Abeona Therapeutics Inc. 3 5 30% 50%
ABEV:xnys Ambev SA 1 2 10% 15%
ABIO:xpar Albioma 2 4 10% 30%
ABM:xnys ABM Industries 2 2 10% 15%
ABP:xasx Abacus Property Group 2 2 10% 15%
ABR:xnys Arbor Realty Trust Inc. 5 2 100% 15%
ABX:xswx Barrick Gold Corp. 5 1 100% 10%
AC:xtse Air Canada 3 1 30% 10%
AC_D:xnys Associated Capital Group Inc. 2 6 10% 100%
ACA:xlon Acacia Mining Plc 2 5 10% 50%
ACA:xnys Arcosa Inc. 1 3 10% 20%
ACAD:xnas ACADIA Pharmaceuticals Inc. 3 4 30% 30%
ACAD:xome AcadeMedia AB 3 4 30% 30%
ACANb:xome Acando AB ser. B 3 4 30% 30%
ACB:xnys Aurora Cannabis Inc. 3 4 30% 30%
ACB:xtse Aurora Cannabis Inc. 3 4 30% 30%
ACBI:xnas Atlantic Capital Bancshares Inc. 3 4 30% 30%
ACCEL:xams Accell Group NV 3 4 30% 30%
ACE:xmil Acea 1 2 10% 15%
ACGL:xnas Arch Capital Group Ltd 1 2 10% 15%
ACH:xnys Aluminum Corp. of China Ltd 1 5 10% 50%
ACHC:xnas Acadia Healthcare Co Inc. 3 3 30% 20%
ACID:xlon Acer Incorporated 3 5 30% 50%
ACIU:xnas AC Immune Ltd 3 5 30% 50%
ACKB:xbru Ackermans & Van Haaren NV 1 2 10% 15%
ACLS:xnas Axcelis Technologies 2 4 10% 30%
ACM:xnys AECOM 2 1 10% 10%
ACO_X:xtse Atco Ltd 1 2 10% 15%
ACOMO:xams Amsterdam Commodities NV 2 4 10% 30%
ACOR:xnas Acorda Therapeutics Inc. 3 4 30% 30%
ACR_UN:xtse Agellan Commercial REIT 3 4 30% 30%
ACRE:xnys Commercial Real Estate Corp. 5 4 100% 30%
ACTG:xnas Acacia Research Corp. 3 6 30% 100%
ACX:xetr bet-at-home.com AG 3 4 30% 30%
ACX:xmce Acerinox SA 1 3 10% 20%
AD:xtse Alaris Royalty Corp. 3 4 30% 30%
ADAP:xnas Adaptimmune Therapeutics Plc 3 5 30% 50%
ADB:xmil Aeroporto Guglielmo Marconi di Bologna 3 4 30% 30%
ADC:xnys Agree Realty Corp. 2 2 10% 15%
ADES:xlon ADES International Holding Ltd 3 5 30% 50%
ADJ:xetr ADO Properties SA 1 2 10% 15%
ADL:xetr Adler Real Est AG 2 2 10% 15%
ADN1:xetr adesso K AG 3 4 30% 30%
ADNT:xnys Adient Plc 1 4 10% 30%
ADOC:xpar Adocia 3 6 30% 100%
ADSK:xnas Autodesk Inc. 1 2 10% 15%
ADSW:xnys Advanced Disposal Services Inc. 3 2 30% 15%
ADT:xnys ADT Inc. 2 1 10% 10%
ADTN:xnas ADTRAN Inc. 2 4 10% 30%
ADV:xetr ADVA Optical Networking SE 3 4 30% 30%
ADYEN:xams Adyen BV 4 2 80% 15%
AED:xbru Aedifica SICAFI SA 2 2 10% 15%
AEDAS:xmce Aedas Homes SL 5 2 100% 15%
AEG:xnys Aegon N.V. ADR 2 1 10% 10%
AEGN:xnas Aegion Corp. 2 4 10% 30%
AEIS:xnas Advanced Energy Industries Inc. 1 3 10% 20%
AEL:xnys American Equity Investment Life Holding 1 2 10% 15%
AERI:xnas Aerie Pharmaceuticals Inc. 3 3 30% 20%
AES:xnys The AES Corp. 2 1 10% 10%
AEVS:xswx AEVIS Holding SA 3 3 30% 20%
AF_B:xome ÅF AB ser. B 1 2 10% 15%
AFG:xosl Af Gruppen ASA 1 2 10% 15%
AFI:xasx AUS Foundation Investment Co. Ltd 2 1 10% 10%
AFI:xnys Armstrong Flooring Inc. 3 4 30% 30%
AFN:xtse Ag Growth International Inc. 2 4 10% 30%
AFX:xetr Carl Zeiss Meditec AG 1 2 10% 15%
AGIO:xnas Agios Pharmaceuticals Inc. 2 4 10% 30%
AGK:xlon Aggreko Plc 1 2 10% 15%
AGL:xmil Autogrill SpA 1 2 10% 15%
AGM:xnys Federal Agricultural Mortgage Corp. 3 4 30% 30%
AGO:xnys Assured Guaranty Ltd 1 2 10% 15%
AGR:xlon Assura Plc 2 4 10% 30%
AGR:xwbo Agrana Beteiligungs AG 1 2 10% 15%
AGRO:xlon Ros Agro GDR 1 4 10% 30%
AGRO:xnys Adecoagro SA 2 2 10% 15%
AGS:xnys PlayAGS Inc. 5 3 100% 20%
AGTA:xpar agta record ag 2 2 10% 15%
AGX:xnys Argan Inc. 2 4 10% 30%
AGYS:xnas Agilysys Inc. 3 4 30% 30%
AHG:xasx Automotive Holdings Group Ltd 2 4 10% 30%
AHH:xnys Armada Hoffler Properties Inc. 2 2 10% 15%
AHL:xnys Aspen Insurance Holdings Ltd 3 4 30% 30%
AHLA:xetr Alibaba Group Holding Ltd 1 2 10% 15%
AHSL:xome Ahlsell AB 2 4 10% 30%
AHT:xlon Ashtead Group Plc 2 1 10% 10%
AHT:xnys Ashford Hospitality Trust Inc. 3 4 30% 30%
AI:xtse Atrium Mortgage Investment Corp. 3 4 30% 30%
AIF:xtse Altus Group Ltd 2 2 10% 15%
AIM:xtse Aimia Inc. 3 4 30% 30%
AIMC:xnas Altra Industrial Motion Corp. 2 2 10% 15%
AIMT:xnas Aimmune Therapeutics Inc. 2 4 10% 30%
AIN:xnys Albany International Corp. 1 2 10% 15%
AINV:xnas Apollo Investment Corporation Com 1 2 10% 15%
AIR:xnys AAR Corporation 2 2 10% 15%
AIT:xnys Applied Industrial Technologies Inc. 1 2 10% 15%
AIXA:xetr Aixtron AG NA 2 4 10% 30%
AIZ:xasx Air New Zealand Ltd 1 2 10% 15%
AJB:xlon AJ Bell Plc 5 3 100% 20%
AJRD:xnys Aerojet Rocketdyne Holdings Inc. 1 3 10% 20%
AKA:xosl Akastor 3 4 30% 30%
AKA:xpar Akka Technologies 1 2 10% 15%
AKAM:xnas Akamai Technologies Inc. 1 2 10% 15%
AKBA:xnas Akebia Therapeutics Inc. 3 4 30% 30%
AKCA:xnas Akcea Therapeutics Inc. 3 4 30% 30%
AKER:xosl Aker ASA 1 2 10% 15%
AKERBP:xosl Aker BP ASA 2 2 10% 15%
AKO_B:xnys Embotelladora Andina SA 5 4 100% 30%
AKR:xnys Acadia Realty Trust 2 2 10% 15%
AKRN:xlon Acron PJSC 2 4 10% 30%
AKRX:xnas Akorn Inc. 3 5 30% 50%
AKS:xnys AK Steel Holding Corp. 3 3 30% 20%
AKSO1:xosl Aker Solutions 1 3 10% 20%
AKTIA:xhel Aktia Bank Plc 2 2 10% 15%
AKW:xpar Akwel SA 3 4 30% 30%
ALA:xtse AltaGas Ltd 1 3 10% 20%
ALB:xmce Corporacion Financiera Alba SA 1 3 10% 20%
ALCLS:xpar CELLECTIS 2 4 10% 30%
ALCOF:xpar Cofidur 3 6 30% 100%
ALD:xpar ALD SA 2 1 10% 10%
ALDR:xnas Alder BioPharmaceuticals Inc. 2 4 10% 30%
ALEX:xnys Alexander & Baldwin Inc. 1 3 10% 20%
ALFA:xlon Alfa Financial Software Holdings Plc 3 5 30% 50%
ALG:xasx Ardent Leisure Group Ltd 2 5 10% 50%
ALG:xnys Alamo Group Inc. 2 2 10% 15%
ALGIL:xpar Groupe Guillin SA 2 4 10% 30%
ALGN:xnas Align Technology Inc. 2 2 10% 15%
ALIF_B:xome AddLife AB ser. B 3 4 30% 30%
ALIG:xome Alimak Group AB 2 2 10% 15%
ALK:xnys Alaska Air Group Inc. 2 1 10% 10%
ALKS:xnas Alkermes Inc. 2 2 10% 15%
ALL:xasx Aristocrat Leisure Ltd 2 1 10% 10%
ALLK:xnas Allakos Inc. 3 4 30% 30%
ALLN:xswx Allreal Holding 1 2 10% 15%
ALLO:xnas Allogene Therapeutics Inc. 5 3 100% 20%
ALLY:xnys Ally Financial Inc. 2 1 10% 10%
ALMA:xhel Alma Media Oyj 3 4 30% 30%
ALMB:xcse Alm. Brand A/S 2 2 10% 15%
ALNT:xmce Alantra Partners SA 2 4 10% 30%
ALPCI:xpar PrimeCity Investment Plc 3 5 30% 50%
ALPH:xswx Alpiq Holding AG 2 2 10% 15%
ALQ:xasx ALS Ltd 1 2 10% 15%
ALS:xtse Altius Minerals Corp. 3 4 30% 30%
ALS30:xpar Solutions 30 SE 2 6 10% 100%
ALSN:xswx Also Holding AG 1 3 10% 20%
ALTIA:xhel Altia Oyj 5 4 100% 30%
ALTR:xlis Altri SGPS SA 1 3 10% 20%
ALTR:xpar Altran Technology 2 4 10% 30%
ALU:xasx Altium Ltd 2 4 10% 30%
ALVDM:xpar Voyageurs du Monde 3 4 30% 30%
ALXN:xnas Alexion Pharmaceuticals Inc. 2 2 10% 15%
AM:xnys Antero Midstream Partners LP 3 4 30% 30%
AMA:xasx AMA Group Ltd 3 4 30% 30%
AMAG:xnas AMAG Pharmaceuticals Inc. 2 5 10% 50%
AMAG:xwbo AMAG Austria Metall AG 1 3 10% 20%
AMAL:xnas Amalgamated Bank 3 4 30% 30%
AMAT:xnas Applied Materials Inc. 1 2 10% 15%
AMBA:xnas Ambarella Inc. 2 4 10% 30%
AMBC:xnas Ambac Financial Group Inc. 3 3 30% 20%
AMBEA:xome Ambea AB 3 3 30% 20%
AMC:xnys AMC Entertainment Hold Inc. 3 3 30% 20%
AMCX:xnas AMC Networks Inc. 2 1 10% 10%
AMD:xetr Advanced Micro Devices Inc. 3 2 30% 15%
AMD:xnas Advanced Micro Devices Inc. 3 2 30% 15%
AMEAS:xhel Amer Sports Corporation 3 4 30% 30%
AMED:xnas Amedisys Inc. 2 2 10% 15%
AMEH:xnas Apollo Medical Holdings Inc. 5 4 100% 30%
AMG:xetr Amgen Inc. 2 1 10% 10%
AMGN:xnas Amgen Inc. 2 1 10% 10%
AMGP:xnys Antero Midstream GP LP 1 2 10% 15%
AML:xlon Aston Martin Lagonda Global Holdings Plc 3 4 30% 30%
AMOT:xnas Allied Motion Technologies Inc. 5 4 100% 30%
AMP:xasx AMP Ltd 2 2 10% 15%
AMP:xmil Amplifon SpA 1 2 10% 15%
AMPH:xnas Amphastar Pharmaceuticals Inc. 2 4 10% 30%
AMR:xnas Alta Mesa Resources Inc. 4 6 80% 100%
AMRC:xnys Ameresco Inc. 2 4 10% 30%
AMRN:xnas Amarin Corp. Plc 5 4 100% 30%
AMS:xvtx Ams AG 3 4 30% 30%
AMSF:xnas AMERISAFE Inc. 2 2 10% 15%
AMSWA:xnas American Software Inc. 5 4 100% 30%
AMT:xnys American Tower Corp. 2 1 10% 10%
AMWD:xnas American Woodmark Corp. 3 3 30% 20%
AMX:xnys America Movil SA De C.V 1 2 10% 15%
ANAB:xnas AnaptysBio Inc. 2 4 10% 30%
ANCX:xnas Access National Corp. 5 4 100% 30%
ANDE:xnas Andersons Inc. 2 2 10% 15%
ANDX:xnys Andeavor Logistics LP 2 1 10% 10%
ANET:xnys Arista Networks Inc. 1 2 10% 15%
ANGI:xnas Angie's List Inc. 3 2 30% 15%
ANH:xnys Anworth Mortgages 3 4 30% 30%
ANIK:xnas Anika Therapeutics Inc. 3 5 30% 50%
ANIM:xmil Anima Holding SpA 1 3 10% 20%
ANIP:xnas ANI Pharmaceuticals Inc. 2 4 10% 30%
ANN:xasx Ansell Ltd 1 3 10% 20%
ANOD_B:xome AddNode Group AB ser. B 3 4 30% 30%
ANTO:xlon Antofagasta Plc 1 2 10% 15%
AOF:xetr ATOSS Software AG 5 4 100% 30%
AOG:xasx AVEO Group 2 4 10% 30%
AOI:xome Africa Oil Corp. 3 4 30% 30%
AOI:xtse Africa Oil Corp. 3 4 30% 30%
AOMD:xlon Mosenergo 4 5 80% 50%
AOX:xetr alstria office REIT-AG 2 2 10% 15%
AP_UN:xtse Allied Properties Real Estate Investment Trust 2 1 10% 10%
APA:xasx APA Group 3 2 30% 15%
APAM:xams Aperam SA 1 3 10% 20%
APAM:xmce Aperam SA 1 3 10% 20%
APAM:xnys Artisan Partners Asset Management Inc. 1 2 10% 15%
APE:xasx A.P. Eagers Ltd 3 3 30% 20%
APEI:xnas American Public Education Inc. 3 4 30% 30%
APF:xlon Anglo Pacific Group Plc 5 4 100% 30%
APH:xlon Alliance Pharma Plc 3 4 30% 30%
APHA:xnys Aphria Inc. 4 5 80% 50%
APHA:xtse Aphria Inc. 4 5 80% 50%
API:xasx Australian Pharmaceutical Industries Ltd 2 4 10% 30%
APL:xasx Antipodes Global Investment Co. Ltd 3 4 30% 30%
APLE:xnys Apple Hospitality REIT Inc. 4 1 80% 10%
APLS:xnas Apellis Pharmaceuticals Inc. 3 4 30% 30%
APPF:xnas AppFolio Inc. 1 3 10% 20%
APPN:xnas Appian Corp. 2 4 10% 30%
APPS:xmce Applus Services SA 1 2 10% 15%
APRL:xpar April Group 2 4 10% 30%
APT:xasx Afterpay Touch Group Ltd 3 3 30% 20%
APTS:xnys Preferred Apartment Communities Inc. 2 4 10% 30%
APTV:xnys Aptiv Plc 1 2 10% 15%
APTX:xnas Aptinyx Inc. 2 6 10% 100%
APU:xnys AmeriGas Partners LP 1 2 10% 15%
APX:xasx Appen Ltd 2 4 10% 30%
APY:xnys Apergy Corp. 2 2 10% 15%
AQG:xasx Alacer Gold Corp. 3 4 30% 30%
AQXP:xnas Aquinox Pharmaceuticals Inc. 3 6 30% 100%
AR4:xetr Aurelius AG 1 3 10% 20%
ARA:xnys American Renal Associates Holdings Inc. 3 4 30% 30%
ARAY:xnas Accuray Inc. 3 4 30% 30%
ARBN:xswx Arbonia AG 2 2 10% 15%
ARCE:xnas Arco Platform Ltd 5 5 100% 50%
ARCH:xnys Arch Coal Inc. 1 2 10% 15%
ARCO:xnys Arcos Dorados Holdings Inc. 2 4 10% 30%
ARCUS:xosl Arcus ASA 3 4 30% 30%
ARD:xnys Ardagh Group SA 3 6 30% 100%
ARDX:xnas Ardelyx Inc. 4 6 80% 100%
ARE:xnys Alexandria Real Estate Equities Inc. 2 1 10% 10%
ARE:xtse Aecon Group Inc. 3 2 30% 15%
ARES:xnys Ares Management Corp. 2 2 10% 15%
ARF:xasx Arena REIT 4 4 80% 30%
ARG:xpar ARGAN 2 2 10% 15%
ARGO:xnys Argo Group International Holdings Ltd 3 4 30% 30%
ARI:xnys Apollo Commercial Real Estate Finance Inc. 2 2 10% 15%
ARION_SDB:xome Arion banki hf 1 4 10% 30%
ARL:xetr Aareal Bank AG 1 2 10% 15%
ARLO:xnys Arlo Technologies Inc. 3 5 30% 50%
ARMK:xnys Aramark 2 1 10% 10%
ARNA:xnas Arena Pharmaceutical Inc. 2 4 10% 30%
ARNC:xnys Arconic Inc. 2 2 10% 15%
AROC:xnys Archrock Inc. 1 3 10% 20%
ARQL:xnas ArQule Inc. 4 6 80% 100%
ARR:xnys ARMOUR Residential REIT 2 2 10% 15%
ARRB:xetr ArcelorMittal SA 2 1 10% 10%
ARRS:xnas ARRIS International Plc 2 4 10% 30%
ARRY:xnas Array BioPharma Inc. 2 4 10% 30%
ARVN:xnas Arvinas Inc. 5 5 100% 50%
ARW:xlon Arrow Global Group Plc 3 4 30% 30%
ARWR:xnas Arrowhead Pharmaceuticals Inc. 3 4 30% 30%
ARX:xtse ARC Resources Ltd 1 3 10% 20%
ARYN:xswx ARYZTA AG 3 6 30% 100%
ASB:xasx Austal Ltd 3 4 30% 30%
ASB:xnys Associated Banc Corp. 5 1 100% 10%
ASC:xlon Asos Plc 2 4 10% 30%
ASC:xmil Ascopiave SpA 2 2 10% 15%
ASCL:xlon Ascential Group Ltd 1 3 10% 20%
ASCN:xswx Ascom Holding AG 3 4 30% 30%
ASGN:xnys ASGN Inc. 2 1 10% 10%
ASH:xnys Ashland Global Holdings Inc. 2 1 10% 10%
ASL:xasx Ausdrill Ltd 3 4 30% 30%
ASMB:xnas Assembly Biosciences Inc. 3 5 30% 50%
ASNA:xnas Ascena Retail Group Inc. 3 4 30% 30%
ASPS:xnas Altisource Portfolio Solutions SA 3 4 30% 30%
ASR:xmil Roma 3 4 30% 30%
ASR:xnys Grupo Aeroportuario del Sureste SA 1 3 10% 20%
ASR:xtse Alacer Gold Corp. 3 4 30% 30%
AST:xasx AusNet Services Ltd 1 4 10% 30%
ASY:xpar Assystem SA 2 4 10% 30%
AT:xmil ASTM SpA 2 2 10% 15%
AT:xnys Atlantic Power Corp. 4 6 80% 100%
ATAD:xlon Tatneft PJSC 1 4 10% 30%
ATAX:xnas America First Multifamily Investors LP 3 4 30% 30%
ATC:xams Altice Europe NV 3 2 30% 15%
ATCB:xams Altice Europe NV 3 2 30% 15%
ATE:xpar Alten SA 1 2 10% 15%
ATEB:xbru Atenor SA 3 4 30% 30%
ATEN:xnys A10 Networks Inc. 2 4 10% 30%
ATG1V:xhel Asiakastieto Group Oyj 2 4 10% 30%
ATGE:xnys Adtalem Global Education Inc. 2 2 10% 15%
ATH:xnys Athene Holding Ltd 1 2 10% 15%
ATH:xtse Athabasca Oil Sands Corp. 3 4 30% 30%
ATHN:xnas athenahealth Inc. 3 4 30% 30%
ATI:xnys Allegheny Technologies Incorporated 3 1 30% 10%
ATIC:xome Actic Group AB 3 6 30% 100%
ATL:xmil Atlantia SpA 4 1 80% 10%
ATOS:xpar Atos 2 2 10% 15%
ATP:xtse Atlantic Power Corp. 4 6 80% 100%
ATRA:xnas Atara Biotherapeutics Inc. 2 4 10% 30%
ATRLJ_B:xome Atrium Ljungberg AB ser. B 1 2 10% 15%
ATRO:xnas Astronics Corp. 2 2 10% 15%
ATRS:xams Atrium European Real Estate 1 4 10% 30%
ATRS:xnas Antares Pharma Inc. 3 4 30% 30%
ATRS:xwbo Atrium European Real Estate Limited 1 4 10% 30%
ATS:xwbo AT&S Austria Technologie & Systemtechnik AG 3 3 30% 20%
ATSG:xnas Air Transport Services Group Inc. 1 2 10% 15%
ATT:xome Attendo AB 1 3 10% 20%
ATTU:xnas Attunity Ltd 3 5 30% 50%
ATU:xnys Actuant Corporation 2 2 10% 15%
ATUS:xnys Altice USA Inc. 3 1 30% 10%
ATZ:xtse Aritzia Inc. 1 3 10% 20%
AUB:xasx AUB Group Ltd 3 4 30% 30%
AUB:xpar Aubay 3 4 30% 30%
AUI:xasx Australian United Investment Co. Ltd 5 2 100% 15%
AUP:xtse Aurinia Pharmaceuticals Inc. 5 4 100% 30%
AUPH:xnas Aurinia Pharmaceuticals Inc. 5 4 100% 30%
AUS:xetr AT&S Austria Technologie & Systemtechnik AG 3 3 30% 20%
AUSS:xosl Austevoll Seafood ASA 1 2 10% 15%
AUTL:xnas Autolus Therapeutics Plc 3 4 30% 30%
AUTO:xlon Auto Trader Group Plc 1 2 10% 15%
AUY:xnys Yamana Gold Inc. 1 2 10% 15%
AVA:xnys Avista Corp. 3 4 30% 30%
AVAL:xnys Grupo Aval Acciones y Valores SA 1 4 10% 30%
AVB:xnys AvalonBay Communities Inc. 2 1 10% 10%
AVD:xnys American Vanguard Corp. 3 4 30% 30%
AVGO:xnas Broadcom Inc. 2 1 10% 10%
AVH:xnys Avianca Holdings SA 3 6 30% 100%
AVIO:xmil Avio SpA 3 4 30% 30%
AVLR:xnys Avalara Inc. 2 4 10% 30%
AVN:xasx Aventus Retail Property Fund 3 2 30% 15%
AVON:xlon Avon Rubber Plc 3 4 30% 30%
AVP:xnys Avon Products Inc. 3 3 30% 20%
AVRO:xnas AVROBIO Inc. 3 5 30% 50%
AVV:xlon Aveva Group Plc 1 3 10% 20%
AVX:xnys AVX Corporation 1 3 10% 20%
AVYA:xnys Avaya Holdings Corp. 3 3 30% 20%
AWC:xasx Alumina Ltd 1 2 10% 15%
AWR:xnys American States Water Co. 1 2 10% 15%
AX:xnys Axos Financial Inc. 2 2 10% 15%
AX_UN:xtse Artis Real Estate Investment Trust 1 2 10% 15%
AX1:xasx Accent Group Ltd 3 4 30% 30%
AXA:xosl Axactor SE 3 4 30% 30%
AXB:xlon Axis Bank GDR 1 3 10% 20%
AXDX:xnas Accelr8 Technology Inc. 2 4 10% 30%
AXE:xnys Anixter International Inc. 2 4 10% 30%
AXGN:xnas AxoGen Inc. 2 5 10% 50%
AXL:xnys American Axle & Manufacturing Holdings, Inc. 2 2 10% 15%
AXP:xetr Alexion Pharmaceuticals Inc. 2 2 10% 15%
AXS:xnys Axis Capital Holdings Ltd 1 2 10% 15%
AY:xnas Atlantica Yield Plc 2 2 10% 15%
AYR:xnys Aircastle Ltd 1 4 10% 30%
AZA:xome Avanza Bank Holding AB 1 3 10% 20%
AZMT:xmil Azimut Holding SpA 1 2 10% 15%
AZRE:xnys Azure Power Global Ltd 3 5 30% 50%
AZUL:xnys Azul SA 3 4 30% 30%
AZZ:xnys AZZ Inc. 1 3 10% 20%
B:xnys Barnes Group Inc. 1 2 10% 15%
B2H:xosl B2Holding ASA 3 4 30% 30%
B4B:xetr Metro AG 1 2 10% 15%
B8A:xetr Bavaria Industries Group AG 3 4 30% 30%
BABA:xnys Alibaba Group Holding Ltd 1 2 10% 15%
BABA:xswx Alibaba Group Holding Ltd 5 2 100% 15%
BAG:xlon Barr (AG) Plc 2 2 10% 15%
BAIN:xpar Bains Mer Monaco 1 4 10% 30%
BAK:xnys Braskem SA 2 4 10% 30%
BAKK:xlon Bakkavor Group Plc 1 2 10% 15%
BAKKA:xosl Bakkafrost 1 4 10% 30%
BAL:xasx Bellamy's Australia Ltd 2 4 10% 30%
BALCO:xome Balco Group AB 3 6 30% 100%
BAMI:xmil Banco BPM SpA 3 2 30% 15%
BAMN:xams BAM Groep NV (Koninklijke) 3 3 30% 20%
BANB:xswx Bachem AG 1 3 10% 20%
BANC:xnys Banc of California Inc. 3 2 30% 15%
BAND:xnas Bandwidth Inc. 2 4 10% 30%
BANF:xnas Bancfirst Corp. 3 2 30% 15%
BANR:xnas Banner Corp. 2 2 10% 15%
BAP:xasx Bapcor Ltd 1 2 10% 15%
BAP:xnys Credicorp Ltd 1 2 10% 15%
BAR:xbru Barco 1 3 10% 20%
BAS:xswx Basf SE 5 1 100% 10%
BAS1V:xhel BasWare Oyj 3 5 30% 50%
BATS:xswx British American Tobacco Plc 5 1 100% 10%
BAVA:xcse Bavarian Nordic A/S 2 4 10% 30%
BAYN:xswx Bayer AG 5 1 100% 10%
BB:xmil BB Biotech AG 2 2 10% 15%
BB:xnys BlackBerry Ltd 1 2 10% 15%
BB:xtse Blackberry Ltd 1 2 10% 15%
BBA:xlon BBA Aviation Plc 2 2 10% 15%
BBD:xnys Banco Bradesco 2 2 10% 15%
BBD_A:xtse Bombardier Inc. 3 3 30% 20%
BBD_B:xtse Bombardier Inc. 3 3 30% 20%
BBDC:xnys Barings BDC Inc. 3 4 30% 30%
BBL:xnys BHP Group Plc 1 4 10% 30%
BBOX:xlon Tritax Big Box REIT Plc 1 2 10% 15%
BBSI:xnas Barrett Business Services Inc. 3 4 30% 30%
BBU:xnys Brookfield Business Partners LP 1 4 10% 30%
BBU_UN:xtse Brookfield Business Partners LP 1 4 10% 30%
BBX:xnys BBX Capital Corp. 2 4 10% 30%
BBY:xlon Balfour Beatty Plc 1 2 10% 15%
BBZA:xetr BB Biotech AG 2 2 10% 15%
BC:xmil Brunello Cucinelli Spa 1 3 10% 20%
BC:xnys Brunswick Corp. 1 2 10% 15%
BC:xswx Bank Cler AG 3 3 30% 20%
BC8:xetr Bechtle AG 1 2 10% 15%
BCA:xlon BCA Marketplace Plc 1 2 10% 15%
BCART:xbru Biocartis Group NV 3 3 30% 20%
BCB:xtse Cott Corp. 3 2 30% 15%
BCC:xnys Boise Cascade Co. 2 2 10% 15%
BCEI:xnys Bonanza Creek Energy Inc. 3 4 30% 30%
BCGE:xswx Banque Cantonale de Geneve 1 2 10% 15%
BCH:xnys Banco de Chile 1 3 10% 20%
BCHN:xswx Burckhardt Compression AG 2 2 10% 15%
BCO:xnys Brinks Co. 2 2 10% 15%
BCP:xlis Banco Comercial Portugues SA 2 4 10% 30%
BCPC:xnas Balchem Corp. 1 2 10% 15%
BCSF:xnys Bain Capital Specialty Finance Inc. 5 3 100% 20%
BDL:xmce Baron de Ley SA 3 4 30% 30%
BDN:xnys Brandywine Realty Trust 2 1 10% 10%
BDRILL:xosl Borr Drilling Ltd 4 5 80% 50%
BDT:xetr Bertrandt AG 2 2 10% 15%
BE:xnys Bloom Energy Corp. 4 6 80% 100%
BEAN:xswx Belimo Automation AG 3 2 30% 15%
BEFB:xbru Befimmo (SICAFI) 2 2 10% 15%
BEI_UN:xtse Boardwalk Real Estate Invt Trust 2 2 10% 15%
BEIAb:xome Beijer Alma Ab Ser. B 2 2 10% 15%
BEIJ_B:xome Beijer Ref AB ser. B 1 2 10% 15%
BEKN:xswx Berner Kantonalbank 2 2 10% 15%
BEL:xnys Belmond Ltd 3 4 30% 30%
BELL:xswx Bell Food Group AG 1 2 10% 15%
BEP:xnys Brookfield Renewable Partners LP 1 3 10% 20%
BEP_UN:xtse Brookfield Renewable Partners L.P. 1 3 10% 20%
BERY:xnys Berry Global Group Inc. 3 1 30% 10%
BETS_B:xome Betsson AB ser. B 2 2 10% 15%
BEZ:xlon Beazley Group Plc 1 3 10% 20%
BF_A:xnys Brown-Forman Corp. 1 3 10% 20%
BFAM:xnys Bright Horizons Family Solutions 2 1 10% 10%
BFb:xnys Brown-Forman Corp. Cl B 1 3 10% 20%
BFF:xmil Banca Farmafactoring SpA 3 3 30% 20%
BFIT:xams Basic-Fit NV 1 2 10% 15%
BFR:xnys BBVA Banco Frances SA 5 4 100% 30%
BFSA:xetr Befesa SA 2 2 10% 15%
BG:xnys Bunge Ltd 1 2 10% 15%
BG:xwbo BAWAG Group AG 2 1 10% 10%
BGA:xasx Bega Cheese Ltd 3 2 30% 15%
BGCP:xnas BGC Partners Inc. 1 2 10% 15%
BGG:xnys Briggs & Stratton Corp. 2 4 10% 30%
BGN:xmil Banca Generali SpA 2 2 10% 15%
BGNE:xnas BeiGene Ltd 2 4 10% 30%
BH_A:xnys Biglari Holdings Inc. CL A 2 6 10% 100%
BHB:xase Bar Harbor Bankshares 3 4 30% 30%
BHBK:xnas Blue Hills Bancorp Inc. 3 4 30% 30%
BHC:xnys Bausch Health Co. Inc. 3 2 30% 15%
BHC:xtse Bausch Health Co. Inc. 3 2 30% 15%
BHLB:xnys Berkshire Hills Bancorp Inc. 3 2 30% 15%
BHP:xasx BHP Group Ltd 1 2 10% 15%
BHP:xlon BHP Group Plc 1 4 10% 30%
BHP:xnys BHP Group Ltd 1 2 10% 15%
BHP_RATIO:xnys BHP Group Ltd - Ratio 1 2 10% 15%
BHR:xnys Braemar Hotels & Resorts Inc. 3 4 30% 30%
BHVN:xnys Biohaven Pharmaceutical Holding Co Ltd 2 5 10% 50%
BID:xnys Sotheby's Holdings Inc. 2 1 10% 10%
BIDU:xnas Baidu.com Inc. 1 3 10% 20%
BIFF:xlon Biffa Plc 2 2 10% 15%
BIG:xnys Big Lots Inc. 1 2 10% 15%
BIIB:xnas Biogen Inc. 2 2 10% 15%
BIJ:xetr Bijou Brigitte Modische Accessoires AG 3 4 30% 30%
BIL:xetr BHP Group plc 1 4 10% 30%
BILI:xnas Bilibili Inc. 2 4 10% 30%
BIM:xpar BioMerieux SA 1 2 10% 15%
BIN:xasx Bingo Industries Ltd 3 2 30% 15%
BINCK:xams Binckbank NV 3 4 30% 30%
BIO:xetr Biotest AG St 3 4 30% 30%
BIO:xnys Bio Rad Laboratories Inc. 1 3 10% 20%
BIO3:xetr Biotest AG Vz 2 4 10% 30%
BIOA_B:xome BioArctic AB 4 5 80% 50%
BION:xswx BB Biotech AG 2 2 10% 15%
BIOS:xnas BioScrip Inc. 4 4 80% 30%
BIOT:xome Biotage AB 3 3 30% 20%
BIP:xnys Brookfield Infrastructure Partners LP 1 4 10% 30%
BIP_UN:xtse Brookfield Infrastructure Partners LP 1 4 10% 30%
BIR:xtse Birchcliff Energy Ltd 2 4 10% 30%
BIRG:xlon Bank of Ireland Group Plc 2 1 10% 10%
BITA:xnys Bitauto Holdings Ltd 3 6 30% 100%
BITI:xpar ABC Arbitrage 3 4 30% 30%
BJ:xnys BJ's Wholesale Club Holdings Inc. 3 3 30% 20%
BJRI:xnas BJ's Restaurants Inc. 1 3 10% 20%
BKCC:xnas BlackRock Capital Investment Corp. 3 4 30% 30%
BKD:xnys Brookdale Senior Living Inc. 1 3 10% 20%
BKH:xnys Black Hills Corp. 1 2 10% 15%
BKI:xasx Brickworks Investment Company Ltd 1 4 10% 30%
BKL:xasx Blackmores Ltd 3 3 30% 20%
BKS:xnys Barnes & Noble Inc. 3 4 30% 30%
BKW:xasx Brickworks Ltd 1 2 10% 15%
BLBD:xlon Blom Bank SAL 5 4 100% 30%
BLD:xnys TopBuild Corp. 2 2 10% 15%
BLDP:xnas Ballard Power Systems Inc. 3 5 30% 50%
BLDP:xtse Ballard Power Systems Inc. 3 5 30% 50%
BLIN:xswx BFW Liegenschaften AG 3 6 30% 100%
BLKB:xnas Blackbaud Inc. 1 2 10% 15%
BLKB:xswx Basellandschaftliche Kantonalbank 1 4 10% 30%
BLL:xnys Ball Corp. 2 1 10% 10%
BLMN:xnas Bloomin' Brands Inc. 2 1 10% 10%
BLND:xlon British Land Co. Plc 2 1 10% 10%
BLUE:xpar Blue Solutions 4 4 80% 30%
BLX:xnys Banco Latinoamericano de Comercio Exterior SA 2 5 10% 50%
BMA:xnys Banco Macro SA 3 5 30% 50%
BMCH:xnas BMC Stock Holdings Inc. 1 2 10% 15%
BME:xlon B&M European Value Retail SA 2 2 10% 15%
BME:xmce Bolsas y Mercados Espanoles 1 2 10% 15%
BMED:xmil Banca Mediolanum 2 1 10% 10%
BMI:xnys Badger Meter Inc. 1 3 10% 20%
BMPS:xmil Bca M.Paschi Siena 3 3 30% 20%
BMRC:xnas Bank Of Marin Bancorp 3 6 30% 100%
BMRN:xnas Biomarin Pharma 3 1 30% 10%
BMS:xnys Bemis Co. Inc. 3 4 30% 30%
BMY:xnys Bristol-Myers Squibb Co. 1 2 10% 15%
BNAB:xbru Banque Nationale de Belgique SA 3 2 30% 15%
BNCL:xnas Beneficial Mutual Bancorp Inc. 3 4 30% 30%
BNP:xtse Bonavista Energy Corp. 3 6 30% 100%
BO:xcse Bang & Olufsen Holding A/S 3 4 30% 30%
BOB:xmil Banco di Desio e Della Brianza SpA 3 6 30% 100%
BOBNN:xswx Bobst SA 1 3 10% 20%
BOI:xpar Boiron SA 1 3 10% 20%
BOJA:xnas Bojangles Inc. 3 4 30% 30%
BOLD:xnas Audentes Therapeutics Inc. 2 4 10% 30%
BOMN:xnas Boston Omaha Corp. 5 4 100% 30%
BON:xosl Bonheur ASA 3 4 30% 30%
BON:xpar Bonduelle 2 2 10% 15%
BONAV_B:xome Bonava AB ser. B 1 2 10% 15%
BOO:xlon Boohoo Group Plc 1 5 10% 50%
BOOM:xnas DMC Global Inc. 2 4 10% 30%
BOOT:xlon Henry Boot Plc 3 4 30% 30%
BOOT:xnys Boot Barn Holdings Inc. 3 4 30% 30%
BOOZT:xome Boozt AB 3 4 30% 30%
BOQ:xasx Bank Of Queensland Ltd 1 2 10% 15%
BOS:xswx Bossard Holding AG 1 2 10% 15%
BOSS:xetr Hugo Boss AG 1 2 10% 15%
BOWL:xlon Hollywood Bowl Group Plc 3 4 30% 30%
BOX:xnys Box Inc. 1 3 10% 20%
BOY:xlon Bodycote Plc 1 2 10% 15%
BPFH:xnas Boston Private Financial Holdings Inc. 3 2 30% 15%
BPI:xnys Bridgepoint Education Inc. 3 6 30% 100%
BPKD:xlon Bank Polska Kasa Opieki SA 5 3 100% 20%
BPMC:xnas Blueprint Medicines Corp. 3 4 30% 30%
BPMP:xnys BP Midstream Partners LP 5 2 100% 15%
BPOP:xnas Popular Inc. 2 2 10% 15%
BPR:xnas Brookfield Property REIT Inc. 1 2 10% 15%
BPSO:xmil Banca Popolare di Sondrio 1 2 10% 15%
BPT:xasx Beach Energy 2 4 10% 30%
BPT:xnys BP Prudhoe Bay 3 4 30% 30%
BPY:xnas Brookfield Property Partners LP 1 2 10% 15%
BPY_UN:xtse Brookfield Property Partners LP 1 2 10% 15%
BRAV:xome Bravida Holding AB 1 3 10% 20%
BRC:xnys Brady Corp. 1 3 10% 20%
BREB:xbru Brederode SA 1 3 10% 20%
BRFS:xnys BRF SA 2 4 10% 30%
BRG:xasx Breville Group Ltd 2 2 10% 15%
BRG:xosl Borregaard ASA 2 2 10% 15%
BRKN:xswx Burkhalter Holding AG 2 4 10% 30%
BRKR:xnas Bruker Corp. 1 2 10% 15%
BRKS:xnas Brooks Automation Inc. 2 4 10% 30%
BRNL:xams Brunel International NV 2 2 10% 15%
BRSS:xnys Global Brass and Copper Holdings Inc. 2 4 10% 30%
BRW:xlon Brewin Dolphin 2 2 10% 15%
BSAC:xnys Banco Santander Chile 1 3 10% 20%
BSBR:xnys Banco Santander (Brasil) 2 6 10% 100%
BSIG:xnys BrightSphere Investment Group Plc 1 2 10% 15%
BSKP:xswx Basler Kantonalbank 1 4 10% 30%
BSL:xasx Bluescope Steel Ltd 1 2 10% 15%
BSL:xetr Basler AG 2 4 10% 30%
BSLN:xswx Basilea Pharmaceutica Ltd 2 4 10% 30%
BSM:xnys Black Stone Minerals LP 1 3 10% 20%
BSRP:xmil Banco di Sardegna SPA 3 6 30% 100%
BSS:xmil Biesse SpA 2 4 10% 30%
BSTC:xnas BioSpecifics Technologies Corp. 3 4 30% 30%
BSTI:xnys BEST Inc. 3 4 30% 30%
BTE:xnys Baytex Energy Corp. 2 4 10% 30%
BTE:xtse Baytex Energy Corp. 2 4 10% 30%
BTG:xlon BTG Plc 3 4 30% 30%
BTU:xnys Peabody Energy Corp. 2 1 10% 10%
BUCN:xswx Bucher Industries AG 1 2 10% 15%
BUFAB:xome Bufab AB 3 4 30% 30%
BUR:xlon Burford Capital Ltd 3 4 30% 30%
BUR:xpar Burelle SA 2 2 10% 15%
BURL:xnys Burlington Stores Inc. 2 1 10% 10%
BUSE:xnas First Busey Corp. 2 2 10% 15%
BVB:xetr Borussia Dortmund GmbH & Co. KG 2 2 10% 15%
BVIC:xlon Britvic Plc 1 2 10% 15%
BVN:xnys Compañia de Minas Buenaventura SA 1 3 10% 20%
BVS:xasx Bravura Solutions Ltd 2 4 10% 30%
BVS:xlon Bovis Homes Group Plc 1 2 10% 15%
BWB:xnas Bridgewater Bancshares Inc. 5 4 100% 30%
BWLPG:xosl BW LPG Ltd 3 5 30% 50%
BWNG:xlon Brown (N.) Group Plc 2 4 10% 30%
BWO:xosl BW Offshore Ltd 2 5 10% 50%
BWP:xasx Bunnings Warehouse Property Trust 2 2 10% 15%
BWXT:xnys BWX Technologies Inc. 2 1 10% 10%
BXE:xnys Bellatrix Exploration Ltd 3 6 30% 100%
BXE:xtse Bellatrix Exploration Ltd 3 6 30% 100%
BXP:xnys Boston Properties, Inc. 2 1 10% 10%
BXS:xnys Bancorpsouth Inc. 1 2 10% 15%
BY:xnys Byline Bancorp Inc. 2 4 10% 30%
BYD:xnys Boyd Gaming Corp. 3 3 30% 20%
BYD_UN:xtse Boyd Group Income Fund 1 2 10% 15%
BYG:xlon Big Yellow Group Plc 2 2 10% 15%
BYSI:xnas BeyondSpring Inc. 3 6 30% 100%
BYW:xetr Baywa AG Na 1 2 10% 15%
BYW6:xetr BayWa AG vNa 1 2 10% 15%
BZUN:xnas Baozun Inc. 3 5 30% 50%
CAAP:xnys Corporacion America Airports SA 3 3 30% 20%
CABO:xnys Cable One Inc. 2 1 10% 10%
CACC:xnas Credit Acceptance Corp. 2 2 10% 15%
CACI:xnys CACI International Inc. 2 2 10% 15%
CADE:xnys Cadence Bancorp. 1 2 10% 15%
CAF:xmce Construcciones y Auxiliar de Ferrocarriles SA 2 2 10% 15%
CAF:xpar CRCAM Paris Et IDF 2 2 10% 15%
CAH:xnys Cardinal Health Inc. 2 2 10% 15%
CAI:xmil Cairo Communication SpA 3 4 30% 30%
CAI:xnys CAI International Inc. 5 4 100% 30%
CAKE:xlon Patisserie Holdings Plc 5 4 100% 30%
CAKE:xnas Cheesecake Factory 2 1 10% 10%
CAL:xnys Caleres Inc. 1 3 10% 20%
CALM:xnas Cal-Maine Foods Inc. 1 2 10% 15%
CALT:xmil Caltagirone SPA 5 4 100% 30%
CALX:xnys Calix Networks Inc. 3 4 30% 30%
CAM:xlon Camellia Plc 3 4 30% 30%
CAML:xlon Central Asia Metals Plc 3 4 30% 30%
CAMP:xnas CalAmp Corp. 3 4 30% 30%
CANG:xnys Cango Inc. 5 4 100% 30%
CAPC:xlon Capital & Counties Properties Plc 1 2 10% 15%
CAPL:xnys CrossAmerica Partners LP 3 4 30% 30%
CAR:xasx Carsales.com Ltd 1 3 10% 20%
CAR:xnas Avis Budget Group Inc. 2 2 10% 15%
CAR_UN:xtse Canadian Apartment Properties REIT 2 1 10% 10%
CARA:xnas Cara Therapeutics Inc. 2 5 10% 50%
CARD:xlon Card Factory Plc 3 3 30% 20%
CARG:xnas CarGurus Inc. 1 2 10% 15%
CARM:xpar Carmila 1 2 10% 15%
CARO:xnas Carolina Financial Corp. 3 2 30% 15%
CARS:xnys Cars.com Inc. 1 2 10% 15%
CASA:xnas Casa Systems Inc. 5 4 100% 30%
CASH:xmce Prosegur Cash SA 2 2 10% 15%
CASI:xnas CASI Pharmaceuticals Inc. 4 6 80% 100%
CASP:xpar Casino Guichard-Perrachon 2 2 10% 15%
CASS:xmil Cattolica Ass 2 2 10% 15%
CASS:xnas Cass Information Systems Inc. 2 2 10% 15%
CAT_A:xome Catella AB ser. A - NOCT 3 6 30% 100%
CAT_B:xome Catella AB ser. B 3 6 30% 100%
CAT31:xpar Caisse Regionale de Credit Agricole Mutuel Toulous 3 6 30% 100%
CATE:xome Catena AB 3 2 30% 15%
CATO:xnys Cato Corp. 3 4 30% 30%
CATY:xnas Cathay General Bancorp. 1 2 10% 15%
CBAY:xnas CymaBay Therapeutics Inc. 3 4 30% 30%
CBB:xnys Cincinnati Bell 3 4 30% 30%
CBD:xnys Companhia Brasileira de Distribuicao 1 3 10% 20%
CBG:xlon Close Bros Group Plc 2 2 10% 15%
CBKD:xlon Commercial Intl.Bank (Egypt) Sae GDR 3 2 30% 15%
CBL:xasx CBL Corporation Ltd- NOCT 3 6 30% 100%
CBL:xnys CBL & Associates Properties Inc. 3 4 30% 30%
CBLK:xnas Carbon Black Inc. 2 4 10% 30%
CBLP:xpar Mersen 2 4 10% 30%
CBPO:xnas China Biologic Products Inc. 3 4 30% 30%
CBPX:xnys Continental Building Products Inc. 1 2 10% 15%
CBQS:xlon The Commercial Bank of Qatar 3 4 30% 30%
CBT:xnys Cabot Corporation 1 2 10% 15%
CBTX:xnas CBTX Inc. 3 2 30% 15%
CBU:xnys Community Bank System Inc. 1 2 10% 15%
CBZ:xnys CBIZ Inc. 2 2 10% 15%
CC:xnys The Chemours Co. 2 1 10% 10%
CC1:xetr Consus Real Estate AG 2 2 10% 15%
CCA:xtse Cogeco Communications Inc. 5 2 100% 15%
CCAP:xetr Corestate Capital Holding SA 5 2 100% 15%
CCC:xlon Computacenter Plc 1 3 10% 20%
CCF:xase Chase Corp. (United States) 2 2 10% 15%
CCFS:xlon Charter Court Financial Services Group Plc 5 2 100% 15%
CCI:xnys Crown Castle International Corp. 2 1 10% 10%
CCJ:xnys Cameco Corporation 2 2 10% 15%
CCK:xnys Crown Holdings 2 1 10% 10%
CCL:xlon Carnival Plc 1 2 10% 15%
CCL:xnys Carnival Corp. 1 2 10% 15%
CCL_A:xtse CCL Industries Inc. 5 2 100% 15%
CCL_B:xtse CCL Industries Inc. 1 2 10% 15%
CCN:xpar Caisse Regionale de Credit Agricole Mutuel de Norm 3 6 30% 100%
CCO:xnys Clear Channel Outdoor Holdings Inc. 4 6 80% 100%
CCO:xtse Cameco Corporation 2 2 10% 15%
CCOI:xnas Cogent Communications Holdings 1 3 10% 20%
CCP:xasx Credit Corp. Group Ltd 2 2 10% 15%
CCR:xlon C&C Group Plc 2 2 10% 15%
CCR:xnys CONSOL Coal Resources Lp 3 6 30% 100%
CCS:xnys Century Communities Inc. 3 4 30% 30%
CCXI:xnas ChemoCentryx Inc. 3 4 30% 30%
CDA:xasx Codan Ltd 3 4 30% 30%
CDA:xpar Compagnie des Alpes 2 2 10% 15%
CDAY:xnys Ceridian HCM Holding Inc. 3 3 30% 20%
CDAY:xtse Ceridian HCM Holding Inc. 5 3 100% 20%
CDD:xasx Cardno Ltd 3 4 30% 30%
CDEV:xnas Centennial Resource Development Inc. 1 2 10% 15%
CDK:xnas CDK Global Inc. 2 1 10% 10%
CDNA:xnas CareDx Inc. 2 4 10% 30%
CDP:xasx Carindale Property Trust 3 4 30% 30%
CDR:xmce Codere SA 4 4 80% 30%
CDXS:xnas Codexis Inc. 2 2 10% 15%
CE2:xetr CropEnergies AG 3 4 30% 30%
CEA:xnys China Eastern Airlines Corporation Ltd 1 5 10% 50%
CECO:xnas Career Education Corporation 2 2 10% 15%
CEE:xtse Centamin Egypt Ltd 2 5 10% 50%
CEIX:xnys CONSOL Mining Corp. 3 4 30% 30%
CEL:xnys Cellcom Israel Ltd 2 4 10% 30%
CELG:xnas Celgene Corp. 2 4 10% 30%
CELGZ:xnas Celgene Corp. 5 4 100% 30%
CEMI:xmil Cementir Holding SpA 2 2 10% 15%
CEN:xasx Contact Energy Ltd 1 2 10% 15%
CEN:xpar Groupe Crit SA 2 2 10% 15%
CENT:xnas Central Garden & Pet Co. 2 2 10% 15%
CENTA:xnas Central Garden & Pet Co. - Class A NonV 2 2 10% 15%
CENX:xnas Century Aluminum Co. 3 4 30% 30%
CEO:xnys CNOOC Ltd 1 3 10% 20%
CEPU:xnys Central Puerto SA 2 4 10% 30%
CEQP:xnys Crestwood Equity Partners LP 2 2 10% 15%
CERV:xmil Cerved Information Solutions 1 2 10% 15%
CETV:xnas Central European Media Enterprises Ltd 3 4 30% 30%
CETV:xpra Central European Media Enterprises Ltd 3 4 30% 30%
CEU:xtse CES Energy Solutions Corp. 3 3 30% 20%
CEVA:xnas Ceva Inc. 3 4 30% 30%
CEVA:xswx CEVA Logistics Ltd 3 4 30% 30%
CEVI:xome CellaVision AB 2 4 10% 30%
CEY:xlon Centamin Plc 2 5 10% 50%
CEZ:xpra CEZ A.S. 1 3 10% 20%
CF:xnys CF Industries Holdings Inc. 2 1 10% 10%
CF:xtse Canaccord Genuity Group Inc. 3 4 30% 30%
CFEB:xbru Compagnie d'Entreprises CFE SA 1 2 10% 15%
CFFND:xnas Capitol Federal Financial 2 2 10% 15%
CFP:xtse Canfor Corporation 1 3 10% 20%
CFT:xswx Tradition Finance Company Ltd 2 2 10% 15%
CFX:xnys Colfax Corp. 2 2 10% 15%
CG:xnas Carlyle Group LP 1 2 10% 15%
CG:xtse Centerra Gold Inc. 1 3 10% 20%
CG3:xetr Celgene Corp. 2 4 10% 30%
CGBD:xnas TCG BDC Inc. 2 2 10% 15%
CGC:xasx Costa Group Holdings Ltd 1 3 10% 20%
CGC:xnys Canopy Growth Corp. 3 2 30% 15%
CGCBV:xhel Cargotec Oyj 1 2 10% 15%
CGEO:xlon Georgia Capital Plc 2 5 10% 50%
CGG:xpar CGG 3 4 30% 30%
CGG:xtse China Gold International Resources Corp. Ltd 3 4 30% 30%
CGM:xpar Cegedim 3 4 30% 30%
CGNX:xnas Cognex Corp. 1 2 10% 15%
CGR:xpar CeGeREAL 2 4 10% 30%
CGX:xtse Cineplex Inc. 1 2 10% 15%
CHA:xnys China Telecom Corporation Ltd 1 4 10% 30%
CHAM:xswx Cham Group AG 5 4 100% 30%
CHC:xasx Charter Hall Group 2 2 10% 15%
CHCO:xnas City Holding Co. 3 2 30% 15%
CHCT:xnys Community Healthcare Trust Inc. 5 4 100% 30%
CHDN:xnas Churchill Downs Inc. 2 1 10% 10%
CHE:xnys Chemed Corp. 2 2 10% 15%
CHE_UN:xtse Chemtrade Logistics Income Fund 2 2 10% 15%
CHEF:xnas The Chefs' Warehouse Inc. 3 3 30% 20%
CHER_B:xome Cherry AB ser. B 3 4 30% 30%
CHFC:xnas Chemical Financial Corp. 1 2 10% 15%
CHG:xlon Chemring Group Plc 2 4 10% 30%
CHK:xnys Chesapeake Energy Corporation 3 3 30% 20%
CHKP:xnas Check Point Software 1 2 10% 15%
CHL:xnys China Mobile (Hong Kong) Ltd 1 2 10% 15%
CHMI:xnys Cherry Hill Mortgage Investment Corp. 3 6 30% 100%
CHR:xcse Chr. Hansen Holding A/S 2 2 10% 15%
CHR:xtse Chorus Aviation Inc. 2 4 10% 30%
CHRS:xnas Coherus BioSciences Inc. 3 4 30% 30%
CHS:xnys Chicos FAS Inc. 2 4 10% 30%
CHSP:xnys Chesapeake Lodging Trust 2 2 10% 15%
CHT:xnys Chunghwa Telecom Co. Ltd 1 2 10% 15%
CHU:xnys China Unicom 1 4 10% 30%
CHUY:xnas Chuys Holdings Inc. 3 4 30% 30%
CHZN:xlon *Delsited 20180823 (Chelyabinsk Zinc Plant PJSC) 4 6 80% 100%
CI_BSKT:xnys Cigna Corp. - Basket 1 6 10% 100%
CIA:xnys Citizens Inc. 3 4 30% 30%
CIB:xnys Bancolombia SA 1 2 10% 15%
CIE:xmce CIE Automotive SA 2 2 10% 15%
CIEN:xnys CIENA Corp. 2 1 10% 10%
CIG:xnys Companhia Energetica de Minas Gerais 3 4 30% 30%
CIGC:xnys Companhia Energetica de Minas Gerais - CEMIG 3 4 30% 30%
CIGI:xtse Colliers International Group Inc. 1 2 10% 15%
CIM:xasx CIMIC Group Ltd 1 2 10% 15%
CIN:xasx Carlton Investments Ltd 3 4 30% 30%
CINE:xlon Cineworld Group Plc 2 2 10% 15%
CINR:xnys Ciner Resources LP 3 4 30% 30%
CIO:xnys City Office REIT Inc. 5 4 100% 30%
CIP:xasx Centuria Industrial REIT 3 4 30% 30%
CIR:xnys Circor International Inc. 3 4 30% 30%
CIRX:xmil Cir 2 4 10% 30%
CISN:xnys Cision Ltd 1 5 10% 50%
CIT:xnys CIT Group Inc. 2 1 10% 10%
CIV:xpar CRCAM D Ille et Vilaine CCI 2 6 10% 100%
CIVI:xnys Civitas Solutions Inc. 3 4 30% 30%
CJT:xtse Cargojet Inc. 2 2 10% 15%
CKF:xasx Collins Foods Ltd 3 4 30% 30%
CKH:xnys SEACOR Holdings Inc. 3 2 30% 15%
CLAS_B:xome Clas Ohlson AB Ser. B 3 4 30% 30%
CLDT:xnys Chatham Lodging Trust 3 2 30% 15%
CLF:xnys Cleveland-Cliffs Inc. 3 3 30% 20%
CLH:xnys Clean Harbors Inc. 2 1 10% 10%
CLI:xlon CLS Holdings Plc 2 2 10% 15%
CLI:xnys Mack-Cali Realty Corp. 2 2 10% 15%
CLLS:xnas Cellectis SA 3 4 30% 30%
CLNE:xnas Clean Energy Fuels Corp. 3 4 30% 30%
CLNY:xnys Colony Capital Inc. 1 2 10% 15%
CLR:xnys Continental Resources Inc. 1 2 10% 15%
CLTN:xswx COLTENE N 5 4 100% 30%
CLVS:xnas Clovis Oncology Inc. 3 3 30% 20%
CLW:xasx Charter Hall Long Wale REIT 3 2 30% 15%
CLW:xnys Clearwater Paper Corp. 3 5 30% 50%
CLX:xome CLX Communications AB 3 4 30% 30%
CLXT:xnas Calyxt Inc. 3 5 30% 50%
CMA:xasx Centuria Metropolitan REIT 5 4 100% 30%
CMB:xmil Cembre SpA 5 4 100% 30%
CMBN:xswx Cembra Money Bank AG 1 2 10% 15%
CMC:xnys Commercial Metals Co. 2 2 10% 15%
CMCM:xnys Cheetah Mobile Inc. 4 6 80% 100%
CMCO:xnas Columbus Mckinnon Corp New York 2 2 10% 15%
CMCT:xnas CIM Commerical Trust Corp. 3 4 30% 30%
CMCX:xlon CMC Markets Plc 2 4 10% 30%
CMD:xnys Cantel Medical Corp. 1 3 10% 20%
CMG:xnys Chipotle Mexican Grill Inc. 1 4 10% 30%
CMG:xtse Computer Modelling Group Ltd 3 4 30% 30%
CMO:xnys Capstead Mortgage Corp. 2 2 10% 15%
CMO:xpar Caisse Regionale de Credit Agricole Mutuel du Morb 3 6 30% 100%
CMPR:xnas Cimpress NV 2 2 10% 15%
CMRE:xnys Costamare Inc. 2 5 10% 50%
CMRE_PC:xnys Costamare Inc. Perp Pref Series C CMREpC 5 5 100% 50%
CMTA:xnas Clementia Pharmaceuticals Inc. 4 5 80% 50%
CMTL:xnas Comtech Telecommunications Corp. 2 4 10% 30%
CMW:xasx Cromwell Group 1 4 10% 30%
CNC:xnys Centene Corp. 2 1 10% 10%
CNCT:xlon Connect Group Plc 3 6 30% 100%
CNDT:xnys Conduent Inc. 2 2 10% 15%
CNE:xtse Canacol Energy Ltd 3 4 30% 30%
CNF:xpar CRCAM NORD CCI 2 4 10% 30%
CNI:xasx Centuria Capital Group 3 6 30% 100%
CNK:xnys Cinemark Holdings Inc. 2 1 10% 10%
CNL:xtse Continental Gold Ltd 3 6 30% 100%
CNMD:xnas Conmed Corp. 1 3 10% 20%
CNNE:xnys Cannae Holdings Inc. 1 3 10% 20%
CNS:xnys Cohen & Steers Inc. 1 2 10% 15%
CNU:xasx Chorus Ltd 1 2 10% 15%
CNX:xnys CNX Resources Corp. 2 2 10% 15%
CNXM:xnys CNX Midstream Partners LP 2 2 10% 15%
CO:xnys China Cord Blood Corp. 2 5 10% 50%
COA:xlon Coats Group Plc 2 4 10% 30%
COE:xasx Cooper Energy Ltd 5 4 100% 30%
COFA:xpar Coface SA 1 2 10% 15%
COFB:xbru Cofinimmo SA 1 2 10% 15%
COFI:xmil Cofide 3 4 30% 30%
COH:xasx Cochlear Ltd 1 2 10% 15%
COHR:xnas Coherent Inc. 2 4 10% 30%
COHU:xnas Cohu Inc. 2 4 10% 30%
COIC:xome Concentric AB 3 4 30% 30%
COK:xetr CANCOM SE 1 3 10% 20%
COKE:xnas Coca-Cola Consolidated Inc. 1 3 10% 20%
COL:xasx Coles Group Ltd 1 6 10% 100%
COLB:xnas Columbia Banking System Inc. 1 2 10% 15%
COLL:xnas Collegium Pharmaceutical Inc. 2 4 10% 30%
COLL:xome Collector AB 3 4 30% 30%
COLM:xnas Columbia Sportswear Co. 1 2 10% 15%
COLOb:xcse Coloplast B A/S 1 2 10% 15%
COM:xetr COMDirect Bank 2 2 10% 15%
COMB:xbru Compagnie du Bois Sauvage SA 3 3 30% 20%
COMM:xnas CommScope Holding Company Inc. 2 2 10% 15%
CON:xswx Conzzeta AG 1 2 10% 15%
CONE:xnas CyrusOne Inc. 3 1 30% 10%
CONN:xnas Conn's Inc. 4 5 80% 50%
COO:xnys Cooper Companies Inc. 2 1 10% 10%
COOP:xnas Mr Cooper Group Inc. 2 2 10% 15%
COOR:xome Coor Service Management Holding AB 3 2 30% 15%
COP:xetr CompuGroup Medical AG 1 3 10% 20%
COPN:xswx COSMO Pharmaceuticals SA 2 4 10% 30%
COR:xlis Corticeira Amorim SGPS SA 1 2 10% 15%
CORE_A:xome Corem Property Group AB A - NOCT 3 4 30% 30%
CORE_B:xome Corem Property Group AB 3 4 30% 30%
CORT:xnas Corcept Therapeutics Inc. 3 4 30% 30%
COST:xlon Costain Group Plc 3 4 30% 30%
COT:xnys Cott Corp. 3 2 30% 15%
COTN:xswx Comet Holding AG 2 4 10% 30%
COTY:xnys Coty Inc. 2 2 10% 15%
COWN:xnas Cowen Inc. 3 4 30% 30%
CPA:xnys Copa Holdings SA 1 3 10% 20%
CPE:xnys Callon Petroleum Co. 3 3 30% 20%
CPF:xnys Central Pacific Financial Corp. 2 2 10% 15%
CPG:xnys Crescent Point Energy Corp. 2 4 10% 30%
CPG:xtse Crescent Point Energy Corp. 2 4 10% 30%
CPHN:xswx CPH Chemie und Papier Holding AG 5 4 100% 30%
CPI:xlon Capita Plc 3 4 30% 30%
CPK:xnys Chesapeake Utilities Corp. 1 2 10% 15%
CPL:xnys CPFL Energia SA 1 4 10% 30%
CPLG:xnys CorePoint Lodging Inc. Co. 1 3 10% 20%
CPSI:xnas Computer Programs & Systems 3 4 30% 30%
CPU:xasx Computershare Ltd 1 2 10% 15%
CPX:xtse Capital Power Corp. 1 2 10% 15%
CQP:xase Cheniere Energy Partners LP 2 1 10% 10%
CQR:xasx Charter Hall Retail REIT 2 2 10% 15%
CR:xtse Crew Energy Inc. 3 6 30% 100%
CRA1V:xhel Cramo Oyj 2 2 10% 15%
CRAP:xpar Caisse regionale decredit gricole mutuel AlpesProv 2 6 10% 100%
CRBN:xams Corbion NV 1 2 10% 15%
CRBP2:xpar Caisse Reg. de Credit Agr. Mutuel Brie Picardie 1 4 10% 30%
CRC:xnys California Resources Corp. 5 4 100% 30%
CRCM:xnys Care.com Inc. 2 4 10% 30%
CRD_B:xnys Crawford & Company Class B 3 6 30% 100%
CRDA:xnys Crawford & Co. 3 6 30% 100%
CREE:xnas Cree Inc. 2 1 10% 10%
CREI:xlon Custodian REIT Plc 5 4 100% 30%
CRESY:xnas Cresud S.A.C.I.F. y A 3 5 30% 50%
CRI:xnys Carter's Inc. 2 1 10% 10%
CRI:xpar Chargeurs SA 2 4 10% 30%
CRIN:xetr UniCredit SpA 2 1 10% 10%
CRK:xnys Comstock Resources Inc. 3 5 30% 50%
CRL:xnys Charles River Laboratories International Inc. 2 1 10% 10%
CRLA:xpar Caisse Regionale du Credit Agricole Mutuel du Lang 2 6 10% 100%
CRLO:xpar Caisse Regi de Credit Agricole Mutuel de la Loire 3 6 30% 100%
CRM:xswx Salesforce.com Inc. 5 1 100% 10%
CRMT:xnas America's Car-Mart Inc. 3 4 30% 30%
CRN:xlon Cairn Homes Plc 2 2 10% 15%
CRNX:xnas Crinetics Pharmaceuticals Inc. 5 4 100% 30%
CRON:xnas Cronos Group Inc. 4 3 80% 20%
CRON:xtse Cronos Group Inc. 4 3 80% 20%
CROX:xnas Crocs Inc. 2 4 10% 30%
CRR_UN:xtse Crombie Real Estate Investment Trust 1 2 10% 15%
CRS:xnys Carpenter Technology Corp. 1 3 10% 20%
CRSP:xnas CRISPR Therapeutics Ltd 2 4 10% 30%
CRST:xlon Crest Nicholson Holdings Ltd 2 2 10% 15%
CRSU:xpar Caisse Regionale de Credit Agricole Mutuel Sud Rho 2 6 10% 100%
CRTO:xnas Criteo SA 3 4 30% 30%
CRTO:xpar CRCAM Touraine CCI 3 6 30% 100%
CRUS:xnas Cirrus Logic Inc. 1 2 10% 15%
CRY:xnys Cryolife Inc. 3 3 30% 20%
CRZO:xnas Carrizo Oil & Gas Inc. 3 3 30% 20%
CSFL:xnas CenterState Bank Corp. 2 2 10% 15%
CSGS:xnas CSG Systems International 1 3 10% 20%
CSH_UN:xtse Chartwell Retirement Residences 2 2 10% 15%
CSIQ:xnas Canadian Solar Inc. 2 4 10% 30%
CSL:xasx CSL Ltd 2 1 10% 10%
CSN:xlon Chesnara Plc 2 2 10% 15%
CSOD:xnas Cornerstone OnDemand Inc. 1 2 10% 15%
CSP:xlon Countryside Properties Plc 3 2 30% 15%
CSR:xasx CSR Ltd 1 2 10% 15%
CSRT:xlon Consort Medical Plc 3 4 30% 30%
CSTE:xnas Caesarstone Ltd 3 4 30% 30%
CSU:xtse Constellation Software Inc. 1 2 10% 15%
CSWC:xnas Capital Southwest Corp. 5 4 100% 30%
CSWI:xnas CSW Industrials Inc. 3 2 30% 15%
CSX:xnas CSX Corp. 2 1 10% 10%
CTBI:xnas Community Trust Bancorp Inc. 2 2 10% 15%
CTC:xtse Canadian Tire Corp. Ltd 1 2 10% 15%
CTC_A:xtse Canadian Tire Corp. Ltd 1 2 10% 15%
CTEC:xlon ConvaTec Group Plc 3 3 30% 20%
CTH:xlon Caretech Holdings Plc 5 4 100% 30%
CTIC:xnas CTI Biopharma Corp. 3 6 30% 100%
CTL:xnys Centurylink Inc. 2 1 10% 10%
CTLT:xnys Catalent Inc. 2 2 10% 15%
CTMX:xnas CytomX Therapeutics Inc. 3 4 30% 30%
CTRA:xnys Contura Energy Inc. 3 3 30% 20%
CTRE:xnas CareTrust REIT Inc. 2 2 10% 15%
CTRL:xnas Control4 Corp. 3 4 30% 30%
CTRP:xnas Ctrip.com International Ltd 1 2 10% 15%
CTS:xnys CTS Corp. 3 3 30% 20%
CTT:xlis CTT Correios de Portugal SA 2 4 10% 30%
CTT:xnys CatchMark Timber Trust Inc. 3 4 30% 30%
CTWS:xnas Connecticut Water Service Inc. 2 4 10% 30%
CTX:xasx Caltex Australia Ltd 1 2 10% 15%
CTY1S:xhel Citycon Oyj 1 2 10% 15%
CUB:xnys Cubic Corp. 1 3 10% 20%
CUBE:xnys CubeSmart 2 1 10% 10%
CUBI:xnys Customers Bancorp Inc. 3 4 30% 30%
CUF_UN:xtse Cominar Real Estate Investment Trust 1 2 10% 15%
CUK:xnys Carnival Plc 1 2 10% 15%
CUP_U:xtse Caribbean Utilities Company Ltd 5 5 100% 50%
CURO:xnys CURO Group Holdings Corp. 3 4 30% 30%
CUV:xasx Clinuvel Pharmaceuticals Ltd 5 4 100% 30%
CUZ:xnys Cousins Properties Inc. 2 1 10% 10%
CVA:xnys Covanta Holding Corp. 2 2 10% 15%
CVAL:xmil Credito Valtellinese 5 4 100% 30%
CVGW:xnas Calavo Growers Inc. 1 2 10% 15%
CVH:xlon Cablevision Holding SA 5 5 100% 50%
CVI:xnys CVR Energy Inc. 1 2 10% 15%
CVIA:xnys Covia Holdings Corp. 2 5 10% 50%
CVLT:xnas CommVault Systems Inc. 1 2 10% 15%
CVNA:xnys Carvana Co. 4 4 80% 30%
CVO:xmil Covivio SA 2 1 10% 10%
CVSG:xlon CVS Group Plc 2 4 10% 30%
CVTI:xnas Covenant Transportation Group Inc. 3 4 30% 30%
CVW:xasx ClearView Wealth Ltd 2 4 10% 30%
CWB:xtse Canadian Western Bank 2 2 10% 15%
CWC:xetr CEWE Stiftung & Co. KGaA 2 4 10% 30%
CWH:xnys Camping World Holdings Inc. 2 5 10% 50%
CWK:xlon Cranswick 1 2 10% 15%
CWST:xnas Casella Waste Systems Inc. 3 2 30% 15%
CWT:xnys California Water Service Group Holding 1 2 10% 15%
CWY:xasx Cleanaway Waste Management Ltd 1 4 10% 30%
CX:xnys Cemex S.A.B de C.V 2 2 10% 15%
CXP:xnys Columbia Property Trust Inc. 5 2 100% 15%
CXU:xetr Church & Dwight Co Inc. 5 1 100% 10%
CXW:xnys CoreCivic Inc. 2 2 10% 15%
CY:xnas CYPRESS SEMICOND 2 1 10% 10%
CYB:xtse Cymbria Corp. 5 3 100% 20%
CYD:xnys China Yuchai 2 5 10% 50%
CYH:xnys Community Health System 4 5 80% 50%
CYOU:xnas Changyou.com Ltd 3 6 30% 100%
CYTK:xnas Cytokinetics Inc. 5 5 100% 50%
CZR:xnas Caesars Entertainment Corp. 2 1 10% 10%
CZZ:xnys Cosan Ltd 2 5 10% 50%
D_UN:xtse Dream Office REIT 1 2 10% 15%
DAC:xnys Danaos Corporation 4 6 80% 100%
DAE:xswx Daetwyler Holding AG 1 2 10% 15%
DAKT:xnas Daktronics Inc. 3 4 30% 30%
DAL:xlon Dalata Hotel Group Plc 2 2 10% 15%
DAL:xnys Delta Air Lines Inc. 2 1 10% 10%
DANI:xmil Danieli & C 2 2 10% 15%
DANIr:xmil Danieli & C Rsp 2 2 10% 15%
DAR:xnys Darling Ingredients Inc. 2 2 10% 15%
DAST:xpar Dassault Systeme 1 2 10% 15%
DATA:xnys Tableau Software Inc. 2 2 10% 15%
DBAN:xetr Deutsche Beteiligungs AG 2 4 10% 30%
DBV:xpar DBV Technologies 2 5 10% 50%
DBVT:xnas DBV Technologies SA 2 5 10% 50%
DBX:xnas Dropbox Inc. 1 3 10% 20%
DCG:xlon Dairy Crest Group Plc 2 2 10% 15%
DCN:xasx Dacian Gold Ltd 5 4 100% 30%
DCO:xnys Ducommun Inc. 3 4 30% 30%
DCOM:xnas Dime Community Bancshares 2 2 10% 15%
DCP:xnys DCP Midstream LP 2 2 10% 15%
DCPH:xnas Deciphera Pharmaceuticals Inc. 2 4 10% 30%
DDDD:xlon 4d Pharma Plc 3 6 30% 100%
DDR:xasx Dicker Data Ltd 5 4 100% 30%
DDS:xnys Dillard Cl A 2 2 10% 15%
DEA:xmil DEA Capital SpA 3 4 30% 30%
DEA:xnys Easterly Government Properties Inc. 5 2 100% 15%
DELL:xnys Dell Technologies Inc. 2 2 10% 15%
DENN:xnas Denny's Corp. 4 2 80% 15%
DEQ:xetr Deutsche EuroShop AG 1 2 10% 15%
DESN:xswx Dottikon ES Holding AG 2 4 10% 30%
DESP:xnys Despegar.com Corp. 2 4 10% 30%
DEZG:xetr Deutz AG 2 2 10% 15%
DF:xnys Dean Foods Co. 3 4 30% 30%
DFDS:xcse DFDS A/S 1 2 10% 15%
DFIN:xnys Donnelley Financial Solutions Inc. - When Issued 2 4 10% 30%
DFS:xlon DFS Furniture Plc 3 4 30% 30%
DGC:xtse Detour Gold Corp. 2 4 10% 30%
DGOC:xlon Diversified Gas & Oil Plc 2 4 10% 30%
DHER:xetr Delivery Hero AG 1 2 10% 15%
DHG:xasx Domain Holdings Australia Ltd 3 3 30% 20%
DHIL:xnas Diamond Hill Investment Group Inc. 5 4 100% 30%
DHT:xnys DHT Holdings Inc. 2 5 10% 50%
DIAS:xmil DiaSorin SpA 2 2 10% 15%
DIC:xetr DIC Asset AG 2 2 10% 15%
DIE:xbru D'Ieteren SA 1 3 10% 20%
DIGS:xlon GCP Student Living Plc 3 2 30% 15%
DII_B:xtse Dorel Industries Inc. 3 4 30% 30%
DIM:xpar Sartorius Stedim Biotech SA 1 2 10% 15%
DIN:xnys Dine Brands Global Inc. 1 3 10% 20%
DIOD:xnas Diodes Inc. 1 3 10% 20%
DIOR:xpar Christian Dior 1 2 10% 15%
DIOS:xome Diös Fastigheter AB 3 2 30% 15%
DIR_UN:xtse Dream Industrial Real Estate Investment Trust 2 2 10% 15%
DISH:xnas DISH Network Corp. 3 1 30% 10%
DJAN:xlon Daejan Holdings Plc 2 2 10% 15%
DJCO:xnas Daily Journal Corp. 5 4 100% 30%
DJW:xasx Djerriwarrh Investments Ltd 5 4 100% 30%
DK:xnys Delek US Holdings Inc. 2 2 10% 15%
DKG:xetr Deutsche Konsum REIT-AG 3 4 30% 30%
DKL:xnys Delek Logistics Partners LP 3 2 30% 15%
DLAR:xlon De La Rue Plc 2 4 10% 30%
DLG:xetr Dialog Semiconductor Plc 3 4 30% 30%
DLG:xmil De'Longhi SPA 2 1 10% 10%
DLN:xlon Derwent London Plc 2 1 10% 10%
DLPH:xnys Delphi Technologies Plc 1 3 10% 20%
DLR:xnys Digital Realty Trust Inc. 2 1 10% 10%
DLR_PI:xnys Digital Realty Trust Inc. Redeemable Pref St DLRpH 5 1 100% 10%
DLTR:xnas Dollar Tree Inc. 1 2 10% 15%
DLX:xasx DuluxGroup Ltd 1 2 10% 15%
DLX:xnys Deluxe Corp. 2 2 10% 15%
DM:xnys Dominion Energy Midstream Partners LP 3 4 30% 30%
DMLP:xnas Dorchester Minerals LP 3 4 30% 30%
DMP:xasx Dominos Pizza Australia New Zealand Ltd 1 2 10% 15%
DMP:xetr Dermapharm Holding SE 1 3 10% 20%
DMRE:xetr DEMIRE Deutsche Mittelstand Real Estate AG 3 4 30% 30%
DNA:xhel DNA Oyj 2 2 10% 15%
DNB:xnys Dun & Bradstreet Corp. 3 4 30% 30%
DNLI:xnas Denali Therapeutics Inc. 5 4 100% 30%
DNLM:xlon Dunelm Group Ltd 3 3 30% 20%
DNO:xosl DNO ASA 1 4 10% 30%
DNORD:xcse D/S Norden 2 4 10% 30%
DNR:xnys Denbury Resources Inc. 3 4 30% 30%
DO:xnys Diamond Offshore Drilling 3 2 30% 15%
DOB:xmil doBank SpA 4 3 80% 20%
DOC:xnys Physicians Realty Trust 1 2 10% 15%
DOC:xwbo Do & Co Restaurants & Catering AG 2 2 10% 15%
DOCU:xnas DocuSign Inc. 2 2 10% 15%
DOKA:xswx DormaKaba Holding AG 1 4 10% 30%
DOL:xtse Dollarama Inc. 2 2 10% 15%
DOM:xlon Domino's Pizza Group Plc 1 2 10% 15%
DOM:xmce Global Dominion Access SA 2 2 10% 15%
DOMO:xnas Domo Inc. 4 5 80% 50%
DOOR:xnys Masonite International Corp. 1 2 10% 15%
DORM:xnas Dorman Products Inc. 1 2 10% 15%
DOW:xasx Downer Edi Ltd 2 2 10% 15%
DOX:xnas Amdocs Ltd 1 3 10% 20%
DPLM:xlon Diploma 1 2 10% 15%
DPLO:xnys Diplomat Pharmacy Inc. 3 3 30% 20%
DPM:xtse Dundee Precious Metals Inc. 3 4 30% 30%
DR:xtse Medical Facilities Corp. 5 4 100% 30%
DRG:xetr Dream Global Real Estate Investment Trust Units 5 2 100% 15%
DRG_UN:xtse Dream Global REIT 2 2 10% 15%
DRI:xetr 1&1 Drillisch AG 1 2 10% 15%
DRM:xtse DREAM Unlimited Corp. 3 4 30% 30%
DRNA:xnas Dicerna Pharmaceuticals Inc. 2 4 10% 30%
DRQ:xnys Dril-Quip, Inc. 1 3 10% 20%
DRT:xtse Dirtt Environmental Solutions Ltd 3 4 30% 30%
DRW3:xetr Drägerwerk AG Vz 1 4 10% 30%
DRW8:xetr Draegerwerk AG & Co. KGaA 1 4 10% 30%
DRX:xlon Drax Group Plc 1 2 10% 15%
DRYS:xnas DryShips Inc. 5 5 100% 50%
DSCV:xlon Discoverie Group Plc 5 4 100% 30%
DSG:xtse The Descartes Systems Group Inc. 1 3 10% 20%
DSGX:xnas The Descartes Systems Group Inc. 1 3 10% 20%
DSW:xnys DSW Inc. 2 2 10% 15%
DSX:xnys Diana Shipping Inc. 3 5 30% 50%
DTVL:xlon Dish TV India Ltd 3 4 30% 30%
DTY:xlon Dignity Plc 3 4 30% 30%
DUFN:xswx Dufry AG 2 2 10% 15%
DUI:xasx Diversified United Investment Ltd 5 4 100% 30%
DUNI:xome Duni AB 2 4 10% 30%
DUST:xome Dustin Group AB 3 3 30% 20%
DVA:xnys DaVita Inc. 2 1 10% 10%
DVAX:xnas Dynavax Technologies Corp. 3 5 30% 50%
DVN:xnys Devon Energy 1 2 10% 15%
DVO:xlon Devro Plc 3 4 30% 30%
DX:xnys Dynex Capital Inc. 3 4 30% 30%
DXCM:xnas DexCom Inc. 2 2 10% 15%
DXPE:xnas DXP Enterprises Inc. 3 4 30% 30%
DZSI:xnas DASAN Zhone Solutions Inc. 3 6 30% 100%
E:xnys ENI SpA 2 1 10% 10%
EAF:xnys GrafTech International Ltd 3 3 30% 20%
EAGLU:xnas Platinum Eagle Acquisition Corp. 5 5 100% 50%
EAT:xnys Brinker International Inc. 2 1 10% 10%
EBAY:xnas eBay Inc. 1 2 10% 15%
EBF:xnys Ennis Inc. 3 4 30% 30%
EBK:xetr ENBW Energie Baden-Wuerttemberg AG 2 4 10% 30%
EBO:xasx Ebos Group Ltd 3 3 30% 20%
EBR:xnys Centrais Eletricas Brasileiras SA-Eletrobras 3 4 30% 30%
EBR_B:xnys Centrais Eletricas Brasileiras SA-Eletrobras 3 4 30% 30%
EBRO:xmce Ebro Foods SA 1 2 10% 15%
EBSB:xnas Meridian Bancorp Inc. 3 2 30% 15%
EC:xnys Ecopetrol SA 1 3 10% 20%
ECA:xnys EnCana Corp. 1 2 10% 15%
ECA:xtse EnCana Corp. 1 2 10% 15%
ECHO:xnas Echo Global Logistics Inc. 2 4 10% 30%
ECM:xlon Electrocomponent 1 2 10% 15%
ECMPA:xams Eurocommercial Properties NV 1 2 10% 15%
ECNL:xmil Aquafil SpA 3 4 30% 30%
ECONB:xbru Econocom Group SA/NV 2 4 10% 30%
ECPG:xnas Encore Capital Group Inc. 2 2 10% 15%
ECR:xmce Acciones Ercros SA 3 4 30% 30%
ECT:xams Eurocastle Investment Ltd 3 5 30% 50%
ECX:xasx Eclipx Group Ltd 3 5 30% 50%
ED4:xetr EDAG Engineering Group Ltd 3 4 30% 30%
EDHN:xswx Energiedienst Holding AG 2 2 10% 15%
EDIT:xnas Editas Medicine Inc. 2 4 10% 30%
EDN:xnys Edenor SA 3 5 30% 50%
EDP:xlis EDP - Energias de Portugal SA 3 4 30% 30%
EDPR:xlis EDP Renovaveis SA 3 4 30% 30%
EDR:xmce eDreams ODIGEO SA 3 4 30% 30%
EDU:xnys New Oriental Education & Technology Group Inc. 2 2 10% 15%
EDV:xtse Endeavour Mining Corp. 1 6 10% 100%
EE:xnys El Paso Electric Co. 1 2 10% 15%
EFC:xnys Ellington Financial LLC 3 4 30% 30%
EFGD:xlon EFG-Hermes Holdings 3 5 30% 50%
EFII:xnas Electronics for Imaging Inc. 2 4 10% 30%
EFSC:xnas Enterprise Financial Services Corp. 2 2 10% 15%
EFX:xnys Equifax Inc. 2 1 10% 10%
EFX:xtse Enerflex Ltd 5 3 100% 20%
EGAB:xpar Total Gabon 2 5 10% 50%
EGHT:xnys 8X8 Inc. 1 3 10% 20%
EGL:xlis Mota-Engil SGPS SA 2 4 10% 30%
EGLE:xnas Eagle Bulk Shipping Inc. 5 5 100% 50%
EGO:xnys Eldorado Gold Corporation 3 5 30% 50%
EGRX:xnas Eagle Pharmaceuticals Inc. 2 4 10% 30%
EHC:xnys Encompass Health Corp. 2 1 10% 10%
EHE:xasx Estia Health Ltd 3 4 30% 30%
EHIC:xnys EHI Car Services Ltd 3 5 30% 50%
EHL:xasx Emeco Holdings Ltd 5 4 100% 30%
EHTH:xnas e-Health Inc. 3 4 30% 30%
EIDX:xnas Eidos Therapeutics Inc. 5 4 100% 30%
EIF:xtse Exchange Income Corp. 2 2 10% 15%
EIFF:xpar Tour Eiffel 3 4 30% 30%
EIG:xlon EI Group Plc 4 2 80% 15%
EIG:xnys Employers Holdings Inc. 1 2 10% 15%
EKT:xmce Euskaltel SA 2 2 10% 15%
EKTA_B:xome Elekta AB Ser. B 1 2 10% 15%
ELAN:xnys Elanco Animal Health Inc. 2 1 10% 10%
ELAN_B:xome Elanders AB ser. B 3 6 30% 100%
ELD:xasx Elders Ltd 3 4 30% 30%
ELD:xtse Eldorado Gold Corporation 3 5 30% 50%
ELEC:xpar Electricite de Strasbourg 2 2 10% 15%
ELF:xnys E.L.F. Beauty Inc. 3 5 30% 50%
ELG:xetr ELMOS Semiconductor AG 3 4 30% 30%
ELIOR:xpar Elior Group SCA 1 3 10% 20%
ELIS:xpar Elis SA 2 1 10% 10%
ELM:xlon Elementis 1 2 10% 15%
ELMU:xbud Budapesti Elektromos Muvek NyRt. ELMU 3 5 30% 50%
ELOX:xnas Eloxx Pharmaceuticals Inc. 3 5 30% 50%
ELP:xnys Companhia Paranaense de Energia - COPEL 2 4 10% 30%
ELSA:xlon Societatea Energetica Electrica SA 3 4 30% 30%
EMBI:xmil Credito Emiliano SpA 2 2 10% 15%
EMCI:xnas EMC Insurance Group Inc. 3 4 30% 30%
EMG:xlon Man Group 1 2 10% 15%
EMMN:xswx Emmi AG 2 1 10% 10%
EMP_A:xtse Empire Co. Ltd 1 2 10% 15%
ENAV:xmil ENAV SpA 1 2 10% 15%
ENBL:xnys Enable Midstream Partners LP 1 2 10% 15%
ENGH:xtse Enghouse Systems Ltd 1 3 10% 20%
ENI:xetr ENI SpA 2 1 10% 10%
ENIA:xnys Enel Americas SA 1 3 10% 20%
ENIC:xnys Enersis Chile SA 1 3 10% 20%
ENL:xetr Enel SpA 2 1 10% 10%
ENLC:xnys EnLink Midstream LLC 1 2 10% 15%
ENLK:xnys EnLink Midstream Partners 3 4 30% 30%
ENO:xmce Elecnor SA 3 2 30% 15%
ENOG:xlon Energean Oil And Gas Plc 5 3 100% 20%
ENPH:xnas Enphase Energy Inc. 3 4 30% 30%
ENQ:xlon Enquest Plc 3 4 30% 30%
ENQ:xome EnQuest Plc 3 4 30% 30%
ENR:xnys Energizer Holdings Inc. 2 1 10% 10%
ENS:xnys EnerSys 1 2 10% 15%
ENSG:xnas The Ensign Group Inc. 1 3 10% 20%
ENTA:xnas Enanta Pharmaceuticals Inc. 2 4 10% 30%
ENTG:xnas Entegris Inc. 2 2 10% 15%
ENTRA:xosl Entra ASA 1 2 10% 15%
ENV:xnys Envestnet Inc. 1 3 10% 20%
ENVA:xnys Enova Intl Inc. 3 3 30% 20%
EOLS:xnas Evolus Inc. 4 5 80% 50%
EPAM:xnys EPAM Systems Inc. 1 2 10% 15%
EPC:xnys Edgewell Personal Care Co. 2 1 10% 10%
EPE:xnys EP Energy Corp. 3 6 30% 100%
EPED:xpar Faurecia 2 2 10% 15%
EPI_B:xome Epiroc AB - B Shares 5 1 100% 10%
EPR:xosl Europris ASA 3 4 30% 30%
EPR_PE:xnys EPR Prop Series E Cuml. Conv Prff Shs ser E EPRpE 5 1 100% 10%
EPRT:xnys Essential Properties Realty Trust Inc. 2 2 10% 15%
EPZM:xnas Epizyme Inc. 2 5 10% 50%
EQB:xtse Equitable Group Inc. 2 2 10% 15%
EQBK:xnas Equity Bancshares Inc. 3 4 30% 30%
EQIX:xnas Equinix Inc. 2 1 10% 10%
EQN:xlon Equiniti Group Plc 2 2 10% 15%
EQR:xnys Equity Residential Prop. 2 1 10% 10%
EQT:xasx EQT Holdings Ltd 3 4 30% 30%
EQT:xnys EQT Corp. 1 2 10% 15%
EQT_BSKT:xnys EQT Corp. - Basket 1 2 10% 15%
EQV1V:xhel eQ Oyj 3 4 30% 30%
ERA:xnys Era Group Inc. 3 6 30% 100%
ERCB:xetr Ericsson B 1 2 10% 15%
ERF:xnys Enerplus Corporation 1 3 10% 20%
ERF:xtse Enerplus Corporation 1 3 10% 20%
ERG:xmil Erg SpA 1 2 10% 15%
ERI:xnas Eldorado Resorts Inc. 3 3 30% 20%
ERIBR:xhel Ericsson B 1 2 10% 15%
ERIC:xnas Ericsson 2 2 10% 15%
ERIC_A:xome Ericsson, Telefonab. L M ser. A 2 2 10% 15%
ERICb:xome Ericsson, Telefonab. L M ser. B 1 2 10% 15%
ERII:xnas Energy Recovery Inc. 3 4 30% 30%
ERJ:xnys Embraer SA 3 3 30% 20%
ERM:xlon Euromoney Institutional Invest.Plc 3 2 30% 15%
ERMT:xpar Eramet 2 4 10% 30%
ERO:xtse Ero Copper Corp. 5 4 100% 30%
EROS:xnys Eros International Plc 3 5 30% 50%
ES:xpar Esso 3 4 30% 30%
ESGR:xnas Enstar Group Ltd 1 3 10% 20%
ESIO:xnas Electro Scientific Industries Inc. 3 5 30% 50%
ESK:xpar Esker 5 4 100% 30%
ESL:xnys Esterline Technologies Corp. 3 4 30% 30%
ESLT:xnas Elbit Systems Ltd 1 2 10% 15%
ESND:xnas Essendant Inc. 4 4 80% 30%
ESNT:xlon Essentra Plc 1 2 10% 15%
ESNT:xnys Essent Group Ltd 1 3 10% 20%
ESP:xlon Empiric Student Property Plc 2 4 10% 30%
ESPR:xnas Esperion Therapeutics Inc. 2 4 10% 30%
ESRT:xnys Empire State Realty Trust Inc. 5 2 100% 15%
ESS:xnys Essex Property Trust Inc. 2 1 10% 10%
ESTA:xnas Establishment Labs Holdings Inc. 3 6 30% 100%
ESTC:xnys Elastic N.V 3 3 30% 20%
ESV:xnys Ensco Plc 3 3 30% 20%
ETH:xnys Ethan Allen Interiors Inc. 3 4 30% 30%
ETL:xpar Eutelsat Communications 1 2 10% 15%
ETLN:xlon Etalon Group Ltd 3 5 30% 50%
ETM:xnys Entercom Communications Corp CL A 3 3 30% 20%
ETO:xlon Entertainment One Ltd 3 2 30% 15%
ETRN:xnys Equitrans Midstream Corp. 1 6 10% 100%
EUCAR:xpar Europcar Mobility Group SA 3 2 30% 15%
EUFI:xpar Eurofins Scientific 1 2 10% 15%
EURN:xbru Euronav 1 2 10% 15%
EURN:xnys Euronav NV 1 2 10% 15%
EVI:xase EVI Industries Inc. 3 4 30% 30%
EVN:xasx Evolution Mining Ltd 1 3 10% 20%
EVNV:xwbo EVN AG 1 2 10% 15%
EVO:xome Evolution Gaming Group AB 1 3 10% 20%
EVOP:xnas EVO Payments Inc. 2 4 10% 30%
EVR:xlon Evraz Plc 1 3 10% 20%
EVRI:xnys Everi Holdings Inc. 3 4 30% 30%
EVRY:xosl Evry Asa 1 3 10% 20%
EVT:xasx Event Hospitality and Entertainment Ltd 1 2 10% 15%
EVTC:xnys Evertec Inc. 3 4 30% 30%
EVTG:xetr EVOTEC AG 2 4 10% 30%
EXE:xpar Exel Industries SA 3 4 30% 30%
EXE:xtse Extendicare 3 4 30% 30%
EXLS:xnas ExlService Holdings Inc. 1 2 10% 15%
EXM:xbru EXMAR NV 3 4 30% 30%
EXO:xmil EXOR NV 1 2 10% 15%
EXPI:xnas eXp World Holdings Inc. 3 4 30% 30%
EXPN:xlon Experian Plc 1 2 10% 15%
EXPO:xnas Exponent Inc. 1 2 10% 15%
EXPR:xnys Express Inc. 3 4 30% 30%
EXR:xnys Extra Space Storage Inc. 2 1 10% 10%
EXTN:xnys Exterran Corp. 3 3 30% 20%
EXTR:xnas Extreme Networks 2 5 10% 50%
EYE:xnas National Vision Holdings Inc. 1 3 10% 20%
EZPW:xnas Ezcorp Inc. 3 4 30% 30%
FACC:xwbo FACC AG 3 3 30% 20%
FAE:xmce Faes Farma SA 3 3 30% 20%
FAG:xome Fagerhult, AB 2 2 10% 15%
FAGR:xbru Fagron SA 1 3 10% 20%
FAN:xlon Volution Group Plc 3 4 30% 30%
FANG:xnas Diamondback Energy Inc. 2 1 10% 10%
FANH:xnas Fanhua Inc. 3 4 30% 30%
FARM:xnas Farmer Brothers Co. 3 4 30% 30%
FATE:xnas Fate Therapeutics Inc. 3 4 30% 30%
FB:xnas Facebook Inc. 1 2 10% 15%
FB2A:xetr Facebook Inc. 1 2 10% 15%
FBC:xnys Flagstar Bancorp Inc. 3 2 30% 15%
FBK:xmil FinecoBank SpA 2 1 10% 10%
FBK:xnys FB Financial Corp. 3 2 30% 15%
FBM:xnys Foundation Building Materials Inc. 3 4 30% 30%
FBP:xnys First BanCorp. (Puerto Rico) 3 4 30% 30%
FBU:xasx Fletcher Building Ltd 3 1 30% 10%
FC:xnys Franklin Co.vey Co. 3 4 30% 30%
FCA:xmil Fiat Chrysler Automobiles NV 2 1 10% 10%
FCAU:xnys Fiat Chrysler Automobiles NV 2 1 10% 10%
FCBC:xnas First Community Bankshares Inc. 3 4 30% 30%
FCF:xnys First Commonwealth Financial Corp. 2 2 10% 15%
FCFS:xnas FirstCash Inc. 2 1 10% 10%
FCN:xnys FTI Consulting 2 2 10% 15%
FCNCA:xnas First Citizens Bancshares Inc. 2 1 10% 10%
FCPT:xnys Four Corners Property Trust Inc. 2 2 10% 15%
FCT:xmil Fincantieri SpA 1 4 10% 30%
FCX:xnys Freeport-McMoRan Inc. 2 2 10% 15%
FDC:xnys First Data Corp. 2 4 10% 30%
FDEF:xnas First Defiance Financial Corp. 3 4 30% 30%
FDEV:xlon Frontier Developments Plc 3 4 30% 30%
FDM:xlon FDM Group (Holdings) Plc 1 3 10% 20%
FDP:xnys Fresh Del Monte Produce Inc. 1 4 10% 30%
FDR:xmce Fluidra SA 3 3 30% 20%
FEDS:xlon The Federal Bank Ltd 4 6 80% 100%
FEES:xlon Federal Grid Co of Unified Energy System PJSC 3 4 30% 30%
FELE:xnas Franklin Electric Co. Inc. 1 2 10% 15%
FELP:xnys Foresight Energy LP 3 6 30% 100%
FERG:xlon Ferguson Plc 1 2 10% 15%
FET:xnys Forum Energy Technologies Inc. 3 4 30% 30%
FEVR:xlon Fevertree Drinks Plc 3 2 30% 15%
FEYE:xnas FireEye Inc. 2 2 10% 15%
FF:xnys Futurefuel Corp. 2 2 10% 15%
FFARM:xams ForFarmers NV 2 2 10% 15%
FFBC:xnas First Financial Bancorp 2 2 10% 15%
FFG:xnys FBL Financial Group Inc. 2 2 10% 15%
FFIC:xnas Flushing Financial Corp. 2 4 10% 30%
FFP:xpar Societe FFP SA 1 3 10% 20%
FG:xnys FGL Holdings 2 4 10% 30%
FGA:xpar Figeac Aero SA 3 4 30% 30%
FGG:xasx Future Generation Global Investment Co. Ltd 3 6 30% 100%
FGP:xlon FirstGroup Plc 2 4 10% 30%
FIBK:xnas First Interstate BancSystem Inc. 2 2 10% 15%
FICO:xnys Fair Isaac Corp. 2 1 10% 10%
FIE:xetr Fielmann AG 1 2 10% 15%
FIH_U:xtse Fairfax India Holdings Corp. 1 3 10% 20%
FILA:xmil Fabbrica Italiana Lapis ed Affini SpA 2 4 10% 30%
FING_B:xome Fingerprint Cards AB ser. B 3 6 30% 100%
FIVE:xlon X5 Retail Group NV 2 2 10% 15%
FIVE:xnas Five Below Inc. 1 2 10% 15%
FIX:xnys Comfort Systems USA Inc. 1 2 10% 15%
FIXX:xnas Homology Medicines Inc. 2 4 10% 30%
FIZZ:xnas National Beverage Corp. 1 2 10% 15%
FJORD:xosl Fjord1 ASA 5 4 100% 30%
FKR:xmil Falck Renewables SpA 2 4 10% 30%
FKRAFT:xosl Fjordkraft Holding ASA 3 4 30% 30%
FL:xnys Foot Locker Inc. 2 2 10% 15%
FLEX:xnas Flex Ltd 3 2 30% 15%
FLIC:xnas First of Long Island Corp. 3 4 30% 30%
FLNG:xosl Flex LNG Ltd 2 5 10% 50%
FLOW:xnys SPX FLOW Inc. 2 2 10% 15%
FLS:xcse FLSmidth & Co. A/S 1 2 10% 15%
FLT:xasx Flight Centre Travel Group Ltd 2 1 10% 10%
FLT:xnys FleetCor Technologies Inc. 2 1 10% 10%
FLWS:xnas 1-800 FLOWERS.COM, Inc. 3 4 30% 30%
FLXN:xnas Flexion Therapeutics Inc. 3 4 30% 30%
FLXS:xnas Flexsteel Industries Inc. 3 6 30% 100%
FLY:xnys Fly Leasing Ltd 3 5 30% 50%
FLYP:xpar Fonciere Lyonnaise 2 2 10% 15%
FM:xtse First Quantum Minerals Ltd 3 3 30% 20%
FMBH:xnas First Mid-Illinois Bancshares Inc. 3 4 30% 30%
FMX:xnys Fomento Economico Mexicano SA de CV 1 2 10% 15%
FN:xnys Fabrinet 2 5 10% 50%
FN:xtse First National Financial Corp. 2 2 10% 15%
FNB:xnys FNB Corp. 2 1 10% 10%
FNKO:xnas Funko Inc. 3 4 30% 30%
FNP:xasx Freedom Foods Group Ltd 2 2 10% 15%
FNSR:xnas Finisar Corp. 3 4 30% 30%
FNTN:xetr freenet AG 1 2 10% 15%
FOCS:xnas Focus Financial Partners Inc. 2 2 10% 15%
FOE:xnys Ferro Corp. 2 2 10% 15%
FOI_B:xome Fenix Outdoor International AG ser. B 1 3 10% 20%
FOR:xnys Forestar Group Inc. 3 4 30% 30%
FORM:xnas FormFactor Inc. 3 4 30% 30%
FORN:xswx Forbo Holding AG 1 2 10% 15%
FORT:xlon Forterra Plc 2 4 10% 30%
FOSL:xnas Fossil Inc. 2 4 10% 30%
FOX:xnas 21st Century Fox Inc. - Class B 3 4 30% 30%
FOXA:xnas 21st Century Fox Inc. - Class A 3 4 30% 30%
FPAR:xome Fast Partner AB 2 2 10% 15%
FPH:xasx Fisher & Paykel Healthcare Corp. 1 2 10% 15%
FPH:xnys Five Point Holdings LLC 5 4 100% 30%
FPM:xlon Faroe Petroleum Plc 3 4 30% 30%
FPRX:xnas Five Prime Therapeutics Inc. 4 5 80% 50%
FR:xnys First Industrial Realty Trust Inc. 2 1 10% 10%
FRAC:xnys Keane Group Inc. 3 3 30% 20%
FRBK:xnas Republic First Bancorp Inc. 5 4 100% 30%
FRE:xetr Fresenius 1 2 10% 15%
FRES:xlon Fresnillo Plc 2 2 10% 15%
FREY:xpar Frey SA 3 2 30% 15%
FRGI:xnas Fiesta Restaurant Group Inc. 3 4 30% 30%
FRME:xnas First Merchants Corp. 1 2 10% 15%
FRO:xnys Frontline Ltd 2 4 10% 30%
FRO:xosl Frontline Ltd 2 4 10% 30%
FRPT:xnas Freshpet Inc. 3 2 30% 15%
FRT:xnys Federal Realty Investment Trust 2 1 10% 10%
FSB:xnys Franklin Financial Network Inc. 3 4 30% 30%
FSC1V:xhel F-Secure Oyj 3 4 30% 30%
FSCT:xnas ForeScout Technologies Inc. 2 4 10% 30%
FSJ:xlon Fisher (James) & Sons Plc 2 2 10% 15%
FSKRS:xhel Fiskars Oyj 1 2 10% 15%
FSLR:xnas First Solar Inc. 1 2 10% 15%
FSM:xnys Fortuna Silver Mines Inc. 2 4 10% 30%
FSS:xnys Federal Signal Corp. 1 2 10% 15%
FSTA:xlon Fuller, Smith & Turner 'A' Ord 1 4 10% 30%
FSV:xtse FirstService Corp. 1 2 10% 15%
FT0:xetr FinTech Group AG 4 4 80% 30%
FTAI:xnys Fortress Transportation and Infrastructure Inv LLC 3 2 30% 15%
FTCH:xnys Farfetch Ltd 3 3 30% 20%
FTI:xpar TechnipFMC Ltd 2 1 10% 10%
FTNT:xnas Fortinet Inc. 1 2 10% 15%
FTON:xswx Feintool International Holding AG 3 4 30% 30%
FTRN:xpar Futuren SA 3 4 30% 30%
FTSI:xnys FTS International Inc. 5 3 100% 20%
FTSV:xnas Forty Seven Inc. 3 5 30% 50%
FUL:xnys H B Fuller Co. 2 2 10% 15%
FUN:xnys Cedar Fair LP 2 2 10% 15%
FUTR:xlon Future Plc 3 4 30% 30%
FVI:xtse Fortuna Silver Mines Inc. 2 4 10% 30%
FWP:xnas Forward Pharma A/S 4 6 80% 100%
FWRD:xnas Forward Air Corp. 1 2 10% 15%
FXL:xasx FlexiGroup Ltd 2 4 10% 30%
FXPO:xlon Ferrexpo Plc 3 3 30% 20%
G:xnys Genpact Ltd 1 3 10% 20%
G:xtse Goldcorp Inc. 1 4 10% 30%
G24:xetr Scout24 AG 1 4 10% 30%
G4S:xcse G4S Plc 1 2 10% 15%
GAID:xlon GAIL (India) Ltd 2 4 10% 30%
GAIN:xnas Gladstone Investment Corp. 3 4 30% 30%
GALE:xswx Galenica AG 3 2 30% 15%
GALP:xlis Galp Energia SGPS SA 1 2 10% 15%
GAM:xpar Gaumont SA 3 4 30% 30%
GAM:xswx GAM Holding AG 2 4 10% 30%
GAMA:xlon Gamma Communications Plc 3 2 30% 15%
GATX:xnys GATX Corp. 1 2 10% 15%
GAV:xswx Carlo Gavazzi Holding AG 2 6 10% 100%
GAW:xlon Games Workshop 1 3 10% 20%
GAZ:xetr PJSC Gazprom 1 3 10% 20%
GAZ:xlon Gazprom Neft PJSC 2 4 10% 30%
GBCI:xnas Glacier Bancorp Inc. 2 1 10% 10%
GBDC:xnas Golub Capital BDC Inc. 2 2 10% 15%
GBF:xetr Bilfinger Berger SE 2 2 10% 15%
GBG:xlon GB Group Plc 2 4 10% 30%
GBL:xnys Gamco Investors Inc. 2 6 10% 100%
GBLB:xbru Groupe Bruxelles Lambert 1 2 10% 15%
GBLI:xnas Global Indemnity Ltd 5 5 100% 50%
GBT:xnas Global Blood Therapeutics Inc. 2 4 10% 30%
GBT:xtse BMTC Group Inc. 5 4 100% 30%
GBX:xnys Greenbrier Companies Inc. 2 2 10% 15%
GCI:xnys Gannett Co Inc. 2 4 10% 30%
GCO:xmce Grupo Catalana de Occidente SA 2 1 10% 10%
GCO:xnys Genesco Inc. 3 3 30% 20%
GCP:xnys GCP Applied Technologies Inc. 2 2 10% 15%
GDEN:xnas Golden Entertainment Inc. 5 4 100% 30%
GDI:xasx GDI Property Group 1 4 10% 30%
GDOT:xnys Green Dot Corp. 1 2 10% 15%
GDS:xnas GDS Holdings Ltd 4 5 80% 50%
GE:xnys General Electric Co. 2 1 10% 10%
GE:xswx General Electric Co. 2 1 10% 10%
GEC:xetr General Electric Co. 2 1 10% 10%
GEI:xtse Gibson Energy Inc. 1 3 10% 20%
GEL:xnys Genesis Energy LP 3 2 30% 15%
GEM:xasx G8 Education Ltd 3 3 30% 20%
GENC:xpar Rallye SA 2 4 10% 30%
GENL:xlon Genel Energy Plc 2 6 10% 100%
GEO:xmil GEOX SpA 3 4 30% 30%
GEO:xnys Geo Group Inc. 2 2 10% 15%
GEOS:xnas Geospace Technologies Corp. 4 6 80% 100%
GES:xnys Guess Inc. 1 4 10% 30%
GEST:xmce Gestamp Automocion 2 1 10% 10%
GET:xpar Getlink SE 2 1 10% 10%
GETIb:xome Getinge AB Ser. B 2 4 10% 30%
GFCP:xpar Gecina Nom. 2 1 10% 10%
GFF:xnys Griffon Corp. 3 4 30% 30%
GFI:xnys Gold Fields Ltd 3 4 30% 30%
GFS:xlon G4S Plc 1 2 10% 15%
GFTU:xlon Grafton Group Plc 1 2 10% 15%
GG:xnys Goldcorp Inc. 1 4 10% 30%
GGAL:xnas Grupo Financiero Galicia SA 4 5 80% 50%
GGB:xnys Gerdau SA 1 4 10% 30%
GH:xnas Guardant Health Inc. 5 3 100% 20%
GHC:xmil Garofalo Health Care S.P.A. 5 4 100% 30%
GHC:xnys Graham Holdings Co. 2 2 10% 15%
GHDX:xnas Genomic Health Inc. 2 4 10% 30%
GHG:xlon Georgia Healthcare Group PLC 2 4 10% 30%
GHG:xnys GreenTree Hospitality Group Ltd 5 5 100% 50%
GHH:xlon Gooch & Housego 3 4 30% 30%
GHL:xnys Greenhill & Co. Inc. 3 4 30% 30%
GIL:xnys Gildan Activewear Inc. 1 2 10% 15%
GIL:xtse Gildan Activewear Inc. 1 2 10% 15%
GILD:xnas Gilead Sciences Inc. 2 1 10% 10%
GILT:xnas Gilat Satellite Networks Ltd 5 5 100% 50%
GIMA:xmil GIMA TT SpA 2 2 10% 15%
GIMV:xbru GIMV 1 3 10% 20%
GIS:xetr Gilead Sciences Inc. 2 1 10% 10%
GKOS:xnys Glaukos Corp. 4 4 80% 30%
GKP:xlon Gulf Keystone Petroleum Ltd 3 6 30% 100%
GLDD:xnas Great Lakes Dredge & Dock Corp. 3 4 30% 30%
GLE:xlon Gleeson Plc 3 4 30% 30%
GLEN:xlon Glencore Plc 1 3 10% 20%
GLIBA:xnas GCI Liberty Inc. 3 1 30% 10%
GLKBN:xswx Glarner Kantonalbank 5 4 100% 30%
GLNG:xnas Golar LNG Ltd 1 4 10% 30%
GLOG:xnys GasLog Ltd 1 4 10% 30%
GLOP:xnys GasLog Partners LP 2 4 10% 30%
GLP:xnys Global Partners LP 3 4 30% 30%
GLPG:xams Galapagos 2 2 10% 15%
GLPG:xnas Galapagos NV 2 2 10% 15%
GLPI:xnas Gaming and Leisure Properties Inc. 2 1 10% 10%
GLPR:xlon Global Ports Investments Plc 2 5 10% 50%
GLRE:xnas Greenlight Capital RE Ltd 2 6 10% 100%
GLT:xnys PH Glatfelter Co. 3 4 30% 30%
GLTN:xpar GL Events 3 4 30% 30%
GLTR:xlon Globaltrans Investment Plc 2 4 10% 30%
GLX:xswx Galaxy Entertainment Group Ltd 5 2 100% 15%
GLYC:xnas GlycoMimetics Inc. 3 4 30% 30%
GMA:xasx Genworth Mortgage Insurance Australia Ltd 2 2 10% 15%
GME:xnys GameStop Corp. 1 3 10% 20%
GMED:xnys Globus Medical Inc. 1 2 10% 15%
GMLP:xnas Golar LNG Partners LP 2 5 10% 50%
GMM:xetr Grammer AG 3 4 30% 30%
GN:xcse GN Store Nord A/S 1 2 10% 15%
GNC:xasx GrainCorp. Ltd 3 4 30% 30%
GNC:xlon Greencore Group Plc 3 3 30% 20%
GNE:xasx Genesis Energy Ltd 1 2 10% 15%
GNE:xpar General Electric Co. 2 1 10% 10%
GNFT:xpar Genfit 2 4 10% 30%
GNK:xlon Greene King Plc 1 2 10% 15%
GNK:xnys Genco Shipping & Trading Ltd 5 5 100% 50%
GNL:xnys Global Net Lease Inc. 2 2 10% 15%
GNW:xnys Genworth Financial Inc. 3 4 30% 30%
GOCO:xlon Gocompare.com Group PLC 3 4 30% 30%
GOGL:xnas Golden Ocean Group Ltd 2 4 10% 30%
GOGL:xosl Golden Ocean Group Ltd 2 4 10% 30%
GOL:xnys Gol Linhas Aereas Inteligentes SA 3 6 30% 100%
GOLF:xnys Acushnet Holdings Corp. 1 3 10% 20%
GOLI:xswx Gold Fields Limited 2 4 10% 30%
GOOD:xnas Gladstone Commercial Corp. 3 4 30% 30%
GOR:xasx Gold Road Resources Ltd 3 4 30% 30%
GOZ:xasx Growthpoint Properties Australia 1 2 10% 15%
GPBN:xpar Bourbon Corp. 2 4 10% 30%
GPH:xlon Global Ports Holdings Plc 3 4 30% 30%
GPMT:xnys Granite Point Mortgage Trust Inc. 2 2 10% 15%
GPN:xnys Global Payments 2 1 10% 10%
GPOR:xlon Great Portland Estates Plc 2 2 10% 15%
GPOR:xnas Gulfport Energy Corp. 3 2 30% 15%
GPP:xnas Green Plains Partners LP 5 4 100% 30%
GPRE:xnas Green Plains Inc. 2 4 10% 30%
GPRK:xnys GeoPark Ltd 3 5 30% 50%
GPRO:xnas GoPro Inc. 2 4 10% 30%
GPS:xnys GAP Inc. 2 2 10% 15%
GRAM:xnys Grana y Montero SAA 3 4 30% 30%
GRBK:xnas Green Brick Partners Inc. 3 4 30% 30%
GRC:xnys Gorman-Rupp Co. 2 2 10% 15%
GREEN:xbru Greenyard NV 3 4 30% 30%
GRF:xmce Grifols SA 2 1 10% 10%
GRF_P:xmce Grifols, SA 2 1 10% 10%
GRFS:xnas Grifols SA 2 1 10% 10%
GRG:xlon Greggs Plc 2 2 10% 15%
GRI:xlon Grainger Plc 2 2 10% 15%
GRKP:xswx Graubundner Kantonalbank 1 2 10% 15%
GRN:xlon Green REIT Plc 5 2 100% 15%
GRNG:xome Gränges AB 2 2 10% 15%
GRP:xlon Greencoat Renewables Plc 3 4 30% 30%
GRP_U:xnys Granite Real Estate Inc Shs of Granite REIT 3 2 30% 15%
GRPN:xnas Groupon Inc. 2 2 10% 15%
GRTB:xlon Guaranty Trust Bank Plc 3 5 30% 50%
GRTS:xnas Gritstone Oncology Inc. 4 5 80% 50%
GRUB:xnys GrubHub Inc. 2 4 10% 30%
GSAT:xase Globalstar Inc. 3 4 30% 30%
GSF:xosl Grieg Seafood ASA 1 3 10% 20%
GSH:xnys Guangshen Railway Co. Ltd 2 5 10% 50%
GSHD:xnas Goosehead Insurance Inc. 2 4 10% 30%
GSJ:xmce Grupo Empresarial San Jose SA 5 4 100% 30%
GSKY:xnas GreenSky Inc. 2 4 10% 30%
GSM:xnas Ferroglobe Plc 4 6 80% 100%
GSV:xase Gold Standard Ventures Corp. 5 4 100% 30%
GSV:xtse Gold Standard Ventures Corp. 5 4 100% 30%
GSY:xtse goeasy Ltd 5 4 100% 30%
GT:xnas The Goodyear Tire & Rubber Co. 2 1 10% 10%
GTHX:xnas G1 Therapeutics Inc. 5 4 100% 30%
GTK:xasx Gentrack Group Ltd 3 4 30% 30%
GTN:xnys Gray Television Inc. 3 3 30% 20%
GTO:xams Gemalto NV 3 4 30% 30%
GTQ1:xetr Siemens Gamesa Renewable Energy SA 1 2 10% 15%
GTS:xnys Triple-S Management Corp. 3 6 30% 100%
GTT:xnys GTT Communications Inc. 3 3 30% 20%
GTT:xpar Gaztransport et Technigaz SA 1 3 10% 20%
GTX:xnys Garrett Motion Inc. 1 2 10% 15%
GTY:xnys Getty Realty Corporation 2 2 10% 15%
GUD:xasx G.U.D. Holdings Ltd 2 2 10% 15%
GUR:xswx Gurit Holding AG 3 4 30% 30%
GVA:xnys Granite Construction Inc. 1 2 10% 15%
GVC:xlon GVC Holdings Plc 1 3 10% 20%
GVNV:xams GrandVision NV 1 2 10% 15%
GWA:xasx GWA International Ltd 3 4 30% 30%
GWB:xnys Great Western Bancorp Inc. 1 2 10% 15%
GWPH:xnas GW Pharmaceuticals Plc 2 2 10% 15%
GWR:xnys Genesee & Wyoming Inc. 2 1 10% 10%
GWRE:xnys Guidewire Software Inc. 1 2 10% 15%
GWW:xnys W W Grainger Inc. 1 3 10% 20%
GXI:xetr Gerresheimer AG 1 3 10% 20%
GXL:xasx Greencross Ltd 3 4 30% 30%
GXY:xasx Galaxy Resources Ltd 2 4 10% 30%
GYM:xlon The Gym Group Plc 3 4 30% 30%
H24:xetr home24 SE 2 4 10% 30%
HAB:xetr Hamborner AG (vormals Hamborner Bergbau AG) 3 2 30% 15%
HAE:xnys Haemonetics Corp. 1 2 10% 15%
HAL:xams HAL Trust 1 4 10% 30%
HAS:xlon Hays Plc 2 2 10% 15%
HASI:xnys Hannon Armstrong Sustainable Infra Capital Inc. 5 2 100% 15%
HAW:xetr HAWESKO Holding AG 3 4 30% 30%
HAYN:xnas Haynes International Inc. 3 4 30% 30%
HBCP:xnas Home Bancorp Inc. 5 4 100% 30%
HBLN:xswx Hypothekarbank Lenzburg 5 4 100% 30%
HBM:xnys Hudbay Minerals Inc. 3 3 30% 20%
HBM:xtse Hudbay Minerals Inc. 3 3 30% 20%
HBRN:xlon Hibernia REIT Plc 2 2 10% 15%
HCA:xnys HCA Healthcare Inc. 2 1 10% 10%
HCC:xnys Warrior Met Coal Inc. 5 4 100% 30%
HCCI:xnas Heritage-Crystal Clean Inc. 3 4 30% 30%
HCG:xtse Home Capital Group Inc. 3 3 30% 20%
HCI:xnys HCI Group Inc. 5 4 100% 30%
HCKT:xnas Hackett Group Inc. 3 4 30% 30%
HCLP:xnys Hi-Crush Partners LP 3 5 30% 50%
HCM:xnas Hutchison China MediTech Ltd 2 4 10% 30%
HCP:xnys HCP Inc. 2 1 10% 10%
HCSG:xnas Healthcare Services Group Inc. 1 3 10% 20%
HDB:xnys HDFC Bank Ltd 1 2 10% 15%
HDD:xetr Heidelberger Druckmaschinen AG 3 4 30% 30%
HEAD:xlon Headlam Group Plc 3 4 30% 30%
HEBA_B:xome Heba Fastighets AB ser. B 3 4 30% 30%
HELE:xnas Helen of Troy Ltd 1 5 10% 50%
HEM_B:xome Hembla AB 1 4 10% 30%
HEMF:xome Hemfosa Fastigheter AB 1 2 10% 15%
HEP:xnys Holly Energy Partners LP 2 2 10% 15%
HES:xnys Hess Corporation 1 2 10% 15%
HESM:xnys Hess Midstream Partners LP 3 4 30% 30%
HEX:xosl Hexagon Composites ASA 3 4 30% 30%
HEXAb:xome Hexagon AB Ser. B 1 2 10% 15%
HEXO:xtse HEXO Corp. 2 4 10% 30%
HF:xnys HFF Inc. 1 3 10% 20%
HFD:xlon Halfords Group Plc 2 4 10% 30%
HFG:xetr HelloFresh 1 3 10% 20%
HFG:xlon Hilton Food Group Plc 3 2 30% 15%
HFR:xasx Highfield Resources Ltd 3 6 30% 100%
HG1:xetr Homag Group AG 2 2 10% 15%
HGM:xlon Highland Gold Mining Ltd 3 6 30% 100%
HGV:xnys Hilton Grand Vacations Inc. 2 2 10% 15%
HHC:xnys Howard Hughes 3 1 30% 10%
HHFA:xetr Hamburger Hafen und Logistik AG 1 3 10% 20%
HHPD_NEW:xlon Hon Hai Precision Industry Co. Ltd 1 4 10% 30%
HI:xnys Hillenbrand Inc. 1 2 10% 15%
HIAG:xswx HIAG Immobilien Holding AG 2 2 10% 15%
HIFR:xnys InfraREIT Inc. 3 4 30% 30%
HIIQ:xnas Health Insurance Innovations Inc. 3 4 30% 30%
HIMX:xnas Himax Technologies Inc. 3 6 30% 100%
HIQ:xome HiQ International AB 3 4 30% 30%
HIS:xmce Hispania Activos Inmobiliarios SOCIMI SA 3 4 30% 30%
HL:xnys Hecla Mining Co. 3 3 30% 20%
HLAG:xetr Hapag-Lloyd AG 3 2 30% 15%
HLCL:xlon Helical Plc 3 4 30% 30%
HLDX:xome Haldex AB 3 4 30% 30%
HLF:xnys Herbalife Rg Registered Shs 3 2 30% 15%
HLG:xetr Highlight Communications AG 5 4 100% 30%
HLG:xnas Hailiang Education Group Inc. 3 4 30% 30%
HLI:xnys Houlihan Lokey Inc. 1 2 10% 15%
HLIT:xnas Harmonic Inc. 3 4 30% 30%
HLMA:xlon Halma Plc 1 2 10% 15%
HLNE:xnas Hamilton Lane Incorporated 3 2 30% 15%
HLNG:xosl Hoegh LNG Holding Ltd 3 5 30% 50%
HLS:xasx Healius Ltd 2 6 10% 100%
HLT:xnys Hilton Worldwide Holdings Inc. 2 1 10% 10%
HMb:xome Hennes & Mauritz AB, H & M ser. B 1 2 10% 15%
HMHC:xnas Houghton Mifflin Harcourt Co. 3 3 30% 20%
HMLP:xnys Hoegh LNG Partners LP 3 5 30% 50%
HMN:xnys Horace Mann Educators Corp. 1 2 10% 15%
HMSB:xetr Hennes & Mauritz AB 1 2 10% 15%
HMSO:xlon Hammerson Plc 1 2 10% 15%
HMST:xnas HomeStreet Inc. 2 4 10% 30%
HMTV:xnas Hemisphere Media Group Inc. 3 6 30% 100%
HMY:xnys Harmony Gold Mining Co. 2 5 10% 50%
HNGR:xnys Hanger Inc. 3 4 30% 30%
HNP:xnys Huaneng Power International Inc. 1 5 10% 50%
HNT:xlon Huntsworth Plc 5 4 100% 30%
HOFI:xome Hoist Finance AB 3 4 30% 30%
HOFT:xnas Hooker Furniture Corp. 3 4 30% 30%
HOLI:xnas Hollysys Automation Technologies Ltd 2 5 10% 50%
HOLMb:xome Holmen AB ser. B 1 3 10% 20%
HOLX:xnas Hologic Inc. 2 1 10% 10%
HOMB:xnas Home Bancshares Inc. 2 1 10% 10%
HOME:xmce Neinor Homes SA 2 2 10% 15%
HOME:xnys At Home Group Inc. 3 3 30% 20%
HOMI:xbru Home Invest Belgium SICAFI SA 4 4 80% 30%
HOPE:xnas Hope Bancorp Inc. 1 2 10% 15%
HOT_UN:xtse American Hotel Income Properties REIT LP 3 4 30% 30%
HPE:xnys Hewlett Packard Enterprise Co. 1 2 10% 15%
HPOL_B:xome HEXPOL AB ser. B 1 2 10% 15%
HPP:xnys Hudson Pacific Properties Inc. 2 1 10% 10%
HPR:xnys HighPoint Resources Corp. 2 4 10% 30%
HRC:xnys Hill-Rom Holdings Inc. 2 2 10% 15%
HREN:xswx Romande Energie Holding SA 3 2 30% 15%
HRI:xnys Herc Holdings Inc. 3 3 30% 20%
HRMS:xpar Hermes Intl. 1 2 10% 15%
HRTG:xnys Heritage Insurance Holdings Inc. 5 4 100% 30%
HRTX:xnas Heron Therapeutics Inc. 2 4 10% 30%
HRX:xtse Heroux-Devtek Inc. 3 4 30% 30%
HSBK:xlon JSC Halyk Savings Bank of Kazakhstan 2 4 10% 30%
HSE:xtse Husky Energy Inc. 1 2 10% 15%
HSII:xnas Heidrick & Struggles International Inc. 2 4 10% 30%
HSN:xasx Hansen Technologies Ltd 3 4 30% 30%
HSO:xasx Healthscope Ltd 3 4 30% 30%
HST:xnys Host Hotels & Resorts Inc. 2 1 10% 10%
HSTG:xlon Hastings Group Holdings Plc 1 2 10% 15%
HSTM:xnas Healthstream Inc. 3 3 30% 20%
HSTN:xlon Hansteen Holdings Plc 3 4 30% 30%
HSV:xlon Homeserve Plc 3 1 30% 10%
HSX:xlon Hiscox Ltd 1 3 10% 20%
HT:xnys Hersha Hospitality Trust 2 2 10% 15%
HT1:xasx HT&E Ltd 3 4 30% 30%
HTA:xnys Healthcare Trust of America Inc. 2 1 10% 10%
HTBI:xnas HomeTrust Bancshares Inc. 3 4 30% 30%
HTG:xlon Hunting Plc 1 3 10% 20%
HTGC:xnys Hercules Capital Inc. 2 2 10% 15%
HTH:xnys Hilltop Holdings Inc. 1 2 10% 15%
HTLD:xnas Heartland Express Inc. 1 2 10% 15%
HTLF:xnas Heartland Financial USA Inc. 3 2 30% 15%
HTZ:xnys Hertz Global Holdings Inc. 3 2 30% 15%
HUB:xasx HUB24 Ltd 2 4 10% 30%
HUBG:xnas Hub Group Inc. 1 2 10% 15%
HUBN:xswx Huber & Suhner AG 1 3 10% 20%
HUD:xnys Hudson Ltd 1 6 10% 100%
HUDN:xams Hunter Douglas NV 1 4 10% 30%
HUFV_A:xome Hufvudstaden AB Ser. A 1 2 10% 15%
HUH1V:xhel Huhtamäki Oyj 1 2 10% 15%
HUM:xome Humana AB 3 4 30% 30%
HUN:xnys Huntsman Corp. 2 1 10% 10%
HUR:xlon Hurricane Energy Plc 2 4 10% 30%
HUSQ_A:xome Husqvarna AB ser. A 1 2 10% 15%
HUSQ_B:xome Husqvarna AB Ser. B 1 2 10% 15%
HUYA:xnys HUYA Inc. ADR 3 4 30% 30%
HVT:xnys Haverty Furniture Companies Inc. 5 4 100% 30%
HWG:xlon Harworth Group Plc 5 4 100% 30%
HWKN:xnas Hawkins Inc. 3 4 30% 30%
HY_WD:xnys Hyster-Yale Materials Handling Inc. 3 2 30% 15%
HYDR:xlon Federal Hydro-Generating Co - RusHydro PJSC 2 6 10% 100%
HYQ:xetr Hypoport N 1 3 10% 20%
HYUD:xlon Hyundai Motor Company Ltd 3 3 30% 20%
HZD:xlon Horizon Discovery Group Plc 3 4 30% 30%
HZNP:xnas Horizon Pharma Inc. 3 2 30% 15%
HZO:xnys Marinemax Inc. 3 4 30% 30%
I:xnys Intelsat SA 3 3 30% 20%
IAC:xnas IAC/InterActiveCorp. 2 2 10% 15%
IAG:xnys Iamgold Corporation 3 3 30% 20%
IAR_B:xome IAR Systems Group AB ser. B 5 4 100% 30%
IART:xnas Integra Lifesciences Holdings Corp. 2 2 10% 15%
IBA:xnys Industrias Bachoco SAB de CV 2 4 10% 30%
IBAB:xbru Ion Beam Applications SA 3 5 30% 50%
IBCP:xnas Independent Bank Corp. 3 4 30% 30%
IBG:xmce Iberpapel Gestion SA 5 4 100% 30%
IBKR:xnas Interactive Brokers Group Inc. 1 2 10% 15%
IBM:xetr International Business Machines Corp. 5 1 100% 10%
IBN:xnys ICICI Bank Ltd 1 2 10% 15%
IBS:xlis Ibersol SGPS SA 3 4 30% 30%
IBST:xlon Ibstock Plc 2 2 10% 15%
IBTX:xnas Independent Bank Group Inc. 2 2 10% 15%
ICAD:xpar Icade SA 2 1 10% 10%
ICFI:xnas ICF International Inc. 1 2 10% 15%
ICGC:xlon Irish Continental Group Plc UTS 2 2 10% 15%
ICHR:xnas Ichor Holdings 3 6 30% 100%
ICL:xnys Israel Chemicals Ltd 1 2 10% 15%
ICLR:xnas ICON Plc 1 2 10% 15%
ICUI:xnas ICU Medical Inc. 1 2 10% 15%
IDCC:xnas InterDigital Inc. 1 3 10% 20%
IDHC:xlon Integrated Diagnostics Holdings Plc 2 6 10% 100%
IDIP:xpar Institut de Developpement Industriel SA IDI 5 4 100% 30%
IDL:xpar ID LOGISTICS GROUP 2 2 10% 15%
IDP:xetr Biogen Inc. 2 2 10% 15%
IDR:xasx Industria REIT 3 4 30% 30%
IDTI:xnas Integrated Device Technology Inc. 3 4 30% 30%
IEL:xasx IDP Education Ltd 1 3 10% 20%
IEP:xnas Icahn Enterprises L.P. 2 2 10% 15%
IES:xetr Intesa Sanpaolo SpA 2 1 10% 10%
IESC:xnas Integrated Electrical Services Inc. 3 4 30% 30%
IFCN:xswx Inficon Holding AG 1 2 10% 15%
IFL:xasx Ioof Holdings Ltd 2 4 10% 30%
IFN:xasx Infigen Energy 3 6 30% 100%
IFRX:xnas InflaRx NV 2 4 10% 30%
IGD:xmil IGD - Immobiliare Grande Distribuzione SpA 2 4 10% 30%
IGG:xlon IG Group Holdings Plc 1 2 10% 15%
IGO:xasx Independence Group NL 1 3 10% 20%
IGT:xnys International Game Technology Plc 2 1 10% 10%
IGY:xetr innogy SE 3 4 30% 30%
IHC:xnys Independence Holding Co. 3 4 30% 30%
IHP:xlon Intergrafin Holdings Plc 5 2 100% 15%
III:xlon 3i Group Plc 1 2 10% 15%
IIIN:xnas Insteel Industries Inc. 3 4 30% 30%
IIIV:xnas i3 Verticals Inc. 3 6 30% 100%
IIN:xnas IntriCon Corp. 3 6 30% 100%
IIPR:xnys Innovative Industrial Properties Inc. A 3 6 30% 100%
IIVI:xnas II-VI Incorporated 2 4 10% 30%
IL0A:xlon Permanent TSB Group Holdings Plc 2 2 10% 15%
ILD:xpar Iliad SA 1 3 10% 20%
ILMN:xnas Illumina Inc. 2 1 10% 10%
ILPT:xnas Industrial Logistics Properties Trust 1 2 10% 15%
ILU:xasx Iluka Resources Ltd 1 3 10% 20%
IMAI:xmil Industria Macchine Automatiche SpA 1 2 10% 15%
IMAX:xnys Imax Corp. 1 3 10% 20%
IMCD:xams IMCD NV 2 1 10% 10%
IMDA:xpar Immobiliere dassault SA 3 4 30% 30%
IMF:xasx IMF Bentham Ltd 5 4 100% 30%
IMFI:xwbo Immofinanz Immobilien Anlagen AG 1 2 10% 15%
IMG:xtse Iamgold Corporation 3 3 30% 20%
IMGN:xnas ImmunoGen Inc. 2 4 10% 30%
IMKTA:xnas Ingles Markets Inc. 3 4 30% 30%
IMMO:xbru Immobel 3 4 30% 30%
IMO:xetr Immofinanz AG 5 2 100% 15%
IMOS:xnas ChipMOS Technologies Inc. 3 5 30% 50%
IMPN:xswx Implenia 3 4 30% 30%
IMTP:xpar Imerys 1 2 10% 15%
IMXI:xnas International Money Express Inc. 5 4 100% 30%
INA:xasx Ingenia Communities Group 4 4 80% 30%
INCH:xlon Inchcape Plc 1 3 10% 20%
INCY:xnas Incyte Corp. 2 2 10% 15%
INDI:xlon Indus Gas Ltd 2 6 10% 100%
INDT:xome Indutrade AB 1 3 10% 20%
INDU_A:xome Industrivärden, AB ser. A 1 2 10% 15%
INDU_C:xome Industrivärden, AB ser. C 1 2 10% 15%
INDV:xlon Indivior Plc 3 4 30% 30%
INE:xtse Innergex Renewable Energy Inc. 1 2 10% 15%
INEA:xpar Fonciere Inea 3 6 30% 100%
INFN:xnas Infinera Corp. 3 4 30% 30%
INFO:xnas IHS Markit Ltd 1 3 10% 20%
INFY:xnys Infosys Ltd 1 3 10% 20%
ING:xasx Inghams Group Ltd 3 2 30% 15%
INGC:xpar Ingenico Group SA 2 4 10% 30%
INGN:xnas Inogen Inc. 2 4 10% 30%
INH:xetr Indus Holding AG 1 2 10% 15%
INN:xnys Summit Hotel Properties Inc. 2 2 10% 15%
INO:xnas Inovio Pharmaceuticals Inc. 3 5 30% 50%
INOV:xnas Inovalon Holdings Inc. 3 3 30% 20%
INRN:xswx Interroll Holding AG 1 2 10% 15%
INS:xetr Instone Real Estate Group NV 2 2 10% 15%
INSM:xnas Insmed Inc. 3 4 30% 30%
INSP:xnys Inspire Medical Systems Inc. 3 4 30% 30%
INST:xnys Instructure Inc. 1 3 10% 20%
INSTAL:xome Instalco Intressenter AB 5 4 100% 30%
INSW:xnys International Seaways Inc. 3 5 30% 50%
INT:xnys World Fuel Services Corp. 1 3 10% 20%
INTL:xnas INTL FCStone Inc. 2 2 10% 15%
INTO:xbru Intervest Offices & Warehouses SA 4 4 80% 30%
INTU:xlon Intu Properties Plc 3 3 30% 20%
INVA:xnas Innoviva Inc. 3 3 30% 20%
INWI:xome Inwido AB 3 4 30% 30%
INXN:xnys InterXion Holding NV 2 2 10% 15%
IOM:xlon Iomart Group Plc 3 4 30% 30%
IONS:xnas Ionis Pharmaceuticals Inc. 2 2 10% 15%
IOSP:xnas Innospec Inc. 1 2 10% 15%
IOVA:xnas Iovance Biotherapeutics Inc. 3 4 30% 30%
IP:xmil Interpump Group SpA 1 2 10% 15%
IPCO:xome International Petroleum Corp. 4 4 80% 30%
IPCO:xtse International Petroleum Corp. 5 4 100% 30%
IPF:xlon International Personal Finance Plc 2 4 10% 30%
IPGP:xnas IPG Photonics Corp. 2 2 10% 15%
IPH:xasx IPH Ltd 2 2 10% 15%
IPH:xpar Innate Pharma SA 3 5 30% 50%
IPHI:xnys Inphi Corp. 1 4 10% 30%
IPHS:xnas Innophos Holdings Inc. 3 4 30% 30%
IPI:xnys Intrepid Potash Inc. 3 4 30% 30%
IPN:xpar Ipsen 1 2 10% 15%
IPO:xlon IP Group Plc 3 3 30% 20%
IQE:xlon IQE Plc 3 5 30% 50%
IQV:xnys IQVIA Holdings Inc. 2 1 10% 10%
IRBT:xnas iRobot Corp. 3 4 30% 30%
IRCP:xnas Irsa Propiedades Comerciales SA 3 4 30% 30%
IRDM:xnas Iridium Communications Inc. 3 3 30% 20%
IRE:xasx Iress Market Technology Ltd 3 3 30% 20%
IRE:xmil Iren SpA 1 2 10% 15%
IREN:xswx Investis Holding SA 2 2 10% 15%
IRET:xnys Investors Real Estate Trust 2 2 10% 15%
IRM:xnys Iron Mountain Inc. 2 1 10% 10%
IRS:xnys Inversiones y Representaciones SA 3 4 30% 30%
IRT:xnys Independence Realty Trust Inc. 2 2 10% 15%
IS1:xswx Intershop Holding AG 2 2 10% 15%
ISBC:xnas Investor Bancorp Inc. 2 1 10% 10%
ISCA:xnas International Speedway Corp. 3 4 30% 30%
ISOS:xpar Ipsos 1 3 10% 20%
ISP:xmil Intesa SanPaolo SpA 2 1 10% 10%
IT:xnys Gartner Inc. 2 1 10% 10%
ITCB:xnys Itau Corpbanca 1 3 10% 20%
ITCI:xnas Intra-Cellular Therapies Inc. 2 4 10% 30%
ITE:xlon ITE Group 3 5 30% 50%
ITG:xnys Investment Technology Group Inc. 3 4 30% 30%
ITGR:xnys Integer Holdings Corp. 1 3 10% 20%
ITIC:xnas Investors Title Co. 5 4 100% 30%
ITP:xpar Interparfums 1 3 10% 20%
ITP:xtse Intertape Polymer Group Inc. 2 2 10% 15%
ITRN:xnas Ituran Location and Control Ltd 2 4 10% 30%
ITUB:xnys Itau Unibanco Holding SA 2 2 10% 15%
IVC:xasx Invocare 2 2 10% 15%
IVN:xtse Ivanhoe Mines Ltd 2 4 10% 30%
IVR:xnys Invesco Mortgage Capital Inc. 2 2 10% 15%
IVS:xmil IVS Group SA 3 4 30% 30%
IVZ:xnys Invesco Ltd 1 2 10% 15%
IWG:xlon IWG Plc 3 5 30% 50%
JAG:xnys Jagged Peak Energy Inc. 3 3 30% 20%
JAZZ:xnas Jazz Pharma Plc 2 2 10% 15%
JBH:xasx JB HI-FI 1 3 10% 20%
JBLU:xnas Jetblue Airways 2 1 10% 10%
JBSS:xnas John B. Sanfilippo & Son Inc. 3 4 30% 30%
JBT:xnys John Bean Technologies Corp. 1 3 10% 20%
JCAP:xnys Jernigan Capital Inc. 3 4 30% 30%
JCDX:xpar J C Decaux 1 2 10% 15%
JCOM:xnas j2 Global Inc. 2 2 10% 15%
JCP:xnys J C Penney Co. 3 4 30% 30%
JCQ:xpar Jacquet Metal Service 3 4 30% 30%
JD:xlon JD Sports Fashion Plc 1 2 10% 15%
JDAN:xcse Jeudan A/S 1 2 10% 15%
JDW:xlon Wetherspoon(J.D.) Plc 2 2 10% 15%
JE:xnys Just Energy Group Inc. 3 4 30% 30%
JE:xtse Just Energy Group Inc. 3 4 30% 30%
JELD:xnys Jeld-Wen Holding Inc. 2 2 10% 15%
JEN:xetr Jenoptik AG 1 3 10% 20%
JFN:xswx Jungfraubahn Hld N 2 2 10% 15%
JHD:xlon James Halstead Plc 2 2 10% 15%
JHG:xasx Janus Henderson Group Plc 1 2 10% 15%
JHG:xnys Janus Henderson Group Plc 1 2 10% 15%
JJSF:xnas J&J Snack Foods Corp. 1 2 10% 15%
JLT:xlon Jardine Lloyd Thompson Group Plc 3 4 30% 30%
JM:xome JM AB 1 3 10% 20%
JMS:xasx Jupiter Mines Ltd 4 4 80% 30%
JMU:xnas JMU Ltd 3 6 30% 100%
JOE:xnys St Joe Co. 2 2 10% 15%
JOUT:xnas Johnson Outdoors Inc. 2 5 10% 50%
JPJ:xlon JPJ Group Plc 3 4 30% 30%
JRVR:xnas James River Group Holdings Ltd 2 4 10% 30%
JSG:xlon Johnson Service Group Plc 3 4 30% 30%
JST:xetr Jost Werke AG 3 4 30% 30%
JUN3:xetr Jungheinrich AG 1 2 10% 15%
JUP:xlon Jupiter Fund Management Plc 2 2 10% 15%
JUST:xlon Just Group Plc 2 4 10% 30%
JUVE:xmil Juventus Football Club SpA 2 4 10% 30%
JWA:xnys John Wiley & Sons Inc. 1 2 10% 15%
K:xtse Kinross Gold Corp. 1 2 10% 15%
KAHL:xome KappAhl AB 3 6 30% 100%
KAI:xnys Kadant Inc. 2 2 10% 15%
KALV:xnas KalVista Pharmaceuticals Inc. 4 6 80% 100%
KAMN:xnys Kaman Corp. 2 2 10% 15%
KANG:xnas iKang Healthcare Group Inc. 3 5 30% 50%
KAR:xnys KAR Auction Services Inc. 2 1 10% 10%
KARN:xswx Kardex AG 1 2 10% 15%
KARO:xome Karo Pharma AB 5 4 100% 30%
KAT:xtse Katanga Mining Ltd 5 4 100% 30%
KAZ:xlon Kaz Minerals Plc 3 4 30% 30%
KB:xnys KB Financial Group Inc. 3 2 30% 15%
KBAL:xnas Kimball International Inc. 2 4 10% 30%
KBH:xnys KB Home 3 1 30% 10%
KBH:xpar Kaufman et Broad 2 2 10% 15%
KBHL:xcse Københavns Lufthavne A/S 3 1 30% 10%
KBR:xnys KBR Inc. 3 2 30% 15%
KBX:xetr Knorr-Bremse AG 5 1 100% 10%
KCEL:xlon Kcell JSC 3 4 30% 30%
KCOM:xlon KCOM Group Plc 2 4 10% 30%
KCR:xhel Konecranes Oyj 1 2 10% 15%
KE:xnas Kimball Electronics Inc. 3 4 30% 30%
KEL:xtse Kelt Exploration Ltd 2 4 10% 30%
KEM:xnys KEMET 3 4 30% 30%
KEMIRA:xhel Kemira Oyj 1 2 10% 15%
KEN:xnys Kenon Holdings Ltd 5 3 100% 20%
KENDR:xams Kendrion NV 3 4 30% 30%
KEP:xnys Korea Electric Power Corporation 3 2 30% 15%
KETL:xlon Strix Group Plc 3 6 30% 100%
KEY:xtse Keyera Corp. 1 2 10% 15%
KEYW:xnas KEYW Holding Corp. 3 4 30% 30%
KFRC:xnas Kforce Inc. 2 2 10% 15%
KFY:xnys Korn Ferry 1 3 10% 20%
KGC:xnys Kinross Gold Corp. 1 2 10% 15%
KGX:xetr KION Group AG 2 2 10% 15%
KIDS:xnas OrthoPediatrics Corp. 3 4 30% 30%
KIE:xlon Kier Group 3 4 30% 30%
KIM:xnys Kimco Realty Corp. 2 1 10% 10%
KIN:xbru Kinepolis Group SA 1 2 10% 15%
KIN:xnas Kindred Biosciences Inc. 3 4 30% 30%
KIND_SDB:xome Kindred Group plc 1 4 10% 30%
KINV_B:xome Kinnevik AB ser. B 1 2 10% 15%
KL:xnys Kirkland Lake Gold Ltd 1 2 10% 15%
KL:xtse Kirkland Lake Gold Ltd 1 2 10% 15%
KLED:xome Kungsleden AB 1 2 10% 15%
KLIC:xnas Kulicke & Soffa Industries Inc. 1 4 10% 30%
KLIN:xswx Klingelnberg Ltd 3 4 30% 30%
KLOV:xome Klövern AB ser. A 3 4 30% 30%
KLOV_B:xome Klövern AB ser. B 3 4 30% 30%
KLR:xlon Keller Group 3 4 30% 30%
KLXE:xnas KLX Energy Services Holdings Inc. 3 4 30% 30%
KMD:xasx Kathmandu Holdings Ltd 3 4 30% 30%
KML:xtse Kinder Morgan Canada Ltd 1 6 10% 100%
KNL:xnys Knoll Inc. 2 2 10% 15%
KNOP:xnys KNOT Offshore Partners LP 2 6 10% 100%
KNOS:xlon Kainos Group Plc 2 4 10% 30%
KNOW:xome Knowit AB 5 4 100% 30%
KNSL:xnas Kinsale Capital Group Inc. 2 2 10% 15%
KOA:xosl Kongsberg Automotive 3 4 30% 30%
KOF:xnys Coca-Cola Femsa SA de CV 1 4 10% 30%
KOG:xosl Kongsberg Gruppen ASA 1 2 10% 15%
KOJAMO:xhel Kojamo Oyj 1 2 10% 15%
KOMB:xpra Komercni Banka a.s. 1 3 10% 20%
KOMN:xswx Komax Holding AG 2 2 10% 15%
KOP:xnys Koppers Holdings Inc. 3 4 30% 30%
KORI:xpar Korian SA 1 3 10% 20%
KPTI:xnas Karyopharm Therapeutics Inc. 2 4 10% 30%
KRC:xnys Kilroy Realty Corp. 2 1 10% 10%
KREF:xnys KKR Real Estate Finance Trust Inc. 5 2 100% 15%
KRG:xnys Kite Realty Group Trust 2 2 10% 15%
KRN:xetr Krones AG 1 2 10% 15%
KRNT:xnas Kornit-Digital Ltd 2 4 10% 30%
KRO:xnys Kronos Worldwide Inc. 3 3 30% 20%
KRP:xnys Kimbell Royalty Partners LP 3 6 30% 100%
KSB:xetr KSB AG 3 6 30% 100%
KSBG_p:xetr KSB Aktiengesellschaft Vz 3 6 30% 100%
KT:xnys KT Corporation ADR 3 2 30% 15%
KTCG:xwbo Kapsch TrafficCom AG 3 4 30% 30%
KTMI:xswx KTM Industries AG 1 2 10% 15%
KTMI:xwbo KTM Industries AG 1 2 10% 15%
KTOS:xnas Kratos Defense & Security Solutions Inc. 3 3 30% 20%
KUD:xswx Kudelski SA 2 4 10% 30%
KURA:xnas Kura Oncology Inc. 3 4 30% 30%
KVAER:xosl Kvaerner ASA 3 4 30% 30%
KVW:xams Koninklijke VolkerWessels NV 2 2 10% 15%
KW:xnys Kennedy-Wilson Holdings Inc. 2 2 10% 15%
KWR:xnys Quaker Chemical Corp. 1 2 10% 15%
KWS:xetr KWS SAAT AG 1 2 10% 15%
KZR:xnas Kezar Life Sciences Inc. 3 4 30% 30%
LABL:xnas Multi Color Corp. 2 2 10% 15%
LAC:xtse Lithium Americas Corp. 3 6 30% 100%
LADR:xnys Ladder Capital Corp. 1 4 10% 30%
LAND:xlon Land Securities Group Plc REIT 2 1 10% 10%
LAND:xswx Landis Gyr Group Ltd 1 3 10% 20%
LAS_A:xtse Lassonde Industries Inc. 3 4 30% 30%
LASR:xnas Nlight Inc. 2 4 10% 30%
LAT1V:xhel Lassila & Tikanoja Oyj 2 2 10% 15%
LATO_B:xome Latour, Investmentab. ser. B 1 2 10% 15%
LAUR:xnas Laureate Education Inc. 2 2 10% 15%
LAZ:xnys Lazard Ltd 1 2 10% 15%
LB:xnys L Brands Inc. 2 2 10% 15%
LB:xtse Laurentian Bank of Canada 1 2 10% 15%
LBAI:xnas Lakeland Bancorp Inc. 3 2 30% 15%
LBC:xnas Luther Burbank Corp. 3 4 30% 30%
LBK:xmce Liberbank SA 2 4 10% 30%
LBRT:xnys Liberty Oilfield Services Inc. 5 3 100% 20%
LC:xnys LendingClub Corp. 1 3 10% 20%
LCII:xnys LCI Industries Inc. 1 3 10% 20%
LD:xmil La Doria SpA 3 6 30% 100%
LD:xpar Locindus 5 4 100% 30%
LDL:xnys Lydall Inc. 3 4 30% 30%
LDO:xmil Leonardo SpA 2 2 10% 15%
LE:xnas Lands' End Inc. 3 4 30% 30%
LEAS:xbru Leasinvest Real Estate 5 4 100% 30%
LEHN:xswx Lem Holding SA 1 3 10% 20%
LEN:xnys Lennar Corp. 2 1 10% 10%
LEN_B:xnys Lennar Corp - B Share 2 1 10% 10%
LEO:xome LeoVegas AB 3 4 30% 30%
LEON:xswx Leonteq AG 3 2 30% 15%
LEP:xasx ALE Property Group 3 2 30% 15%
LEXEA:xnas Liberty Expedia Holdings Inc. 3 3 30% 20%
LFC:xnys China Life Insurance Company Ltd 1 2 10% 15%
LFUS:xnas Littelfuse Inc. 1 3 10% 20%
LGF_A:xnys Lions Gate Entertainment Corp. - Voting Share CL A 3 3 30% 20%
LGF_B:xnys Lions Gate Entertainment Corp.-Non voting Shs CL B 3 3 30% 20%
LGLD:xlon LG Electronics Inc. 3 5 30% 50%
LGO:xtse Largo Resources Ltd 3 4 30% 30%
LHCG:xnas LHC Group Inc. 1 3 10% 20%
LIAB:xome Lindab International AB 2 4 10% 30%
LIC:xasx Lifestyle Communities Ltd 5 4 100% 30%
LIGHT:xams Signify NV 1 2 10% 15%
LILA:xnas Liberty Latin America Ltd 2 4 10% 30%
LILAK:xnas Liberty Latin America Ltd 2 4 10% 30%
LIN:xpar Linedata Services 3 6 30% 100%
LIND:xnas Lindblad Expeditions Holdings Inc. 2 4 10% 30%
LINN:xswx Bank Linth 3 4 30% 30%
LIO:xlon Liontrust Asset Management Plc 5 4 100% 30%
LION:xnas Fidelity Southern Corp. 3 4 30% 30%
LKFN:xnas Lakeland Financial Corp. 3 2 30% 15%
LKM:xnys Link Motion Inc. - NOCT 3 6 30% 100%
LKOD:xlon PJSC Lukoil 1 3 10% 20%
LKQ:xnas LKQ Corp. 2 1 10% 10%
LLB:xswx Liechtensteinische Landesbank AG 2 4 10% 30%
LLC:xasx Lendlease Group 1 2 10% 15%
LLD:xetr Lloyds Banking Group Plc 1 4 10% 30%
LLL:xnys L 3 Communication Holdings Inc. 3 4 30% 30%
LLOY:xlon Lloyds Banking Group Plc 1 4 10% 30%
LMAT:xnas LeMaitre Vascular Inc. 3 4 30% 30%
LMC:xtse Leagold Mining Corp. 3 6 30% 100%
LMNR:xnas Limoneira Co. 3 4 30% 30%
LMP:xlon LondonMetric Property Plc 1 2 10% 15%
LMRK:xnas Landmark Infrastructure Partners LP 3 4 30% 30%
LN:xnys LINE Corp. 1 2 10% 15%
LNA:xpar LNA Sante SA 3 4 30% 30%
LNC:xpar Les Nouveaux Constructeurs 2 2 10% 15%
LNDC:xnas Landec Corp. 3 4 30% 30%
LNG:xase Cheniere Energy 2 1 10% 10%
LNK:xasx Link Administration Holdings Ltd 1 2 10% 15%
LNN:xnys Lindsay Manufacturing Co. 2 2 10% 15%
LNR:xtse Linamar Corp. 1 3 10% 20%
LNTA:xlon Lenta Ltd 1 4 10% 30%
LNTH:xnas Lantheus Holdings Inc. 3 4 30% 30%
LNZ:xwbo Lenzing AG 1 3 10% 20%
LO24:xetr Lotto24 AG 3 4 30% 30%
LOB:xnas Live Oak Bancshares Inc. 3 4 30% 30%
LOCAL:xpar Solocal Group 3 4 30% 30%
LOCO:xnas El Pollo Loco Holdings Inc. 3 4 30% 30%
LOGI:xnas Logitech International SA 1 2 10% 15%
LOGN:xvtx Logitech International SA 1 2 10% 15%
LOMA:xnys Loma Negra Cia SA 3 4 30% 30%
LONN:xvtx Lonza Group AG 2 1 10% 10%
LOOK:xlon Lookers Plc 3 4 30% 30%
LOOM_B:xome Loomis AB ser. B 1 2 10% 15%
LOPE:xnas Grand Canyon Education Inc. 2 1 10% 10%
LORL:xnas Loral Space & Communications Inc. 1 3 10% 20%
LOTB:xbru Lotus Bakeries NV 1 2 10% 15%
LOUP:xpar LDC SA 1 2 10% 15%
LOV:xasx Lovisa Holdings Ltd 3 4 30% 30%
LOXO:xnas Loxo Oncology Inc. 2 4 10% 30%
LPE:xpar Laurent-Perrier SA 2 2 10% 15%
LPG:xnys Dorian LPG LTD 3 5 30% 50%
LPI:xnys Laredo Petroleum Inc. 2 4 10% 30%
LPL:xnys LG Display Co. Ltd 3 3 30% 20%
LPSN:xnas LivePerson Inc. 1 3 10% 20%
LPX:xnys Lousiana Pacific 2 1 10% 10%
LRCX:xnas Lam Research Corporation 1 2 10% 15%
LRE:xlon Lancashire Holdings Ltd 1 4 10% 30%
LRE:xmce Lar Espana Real Estate SA 5 2 100% 15%
LRN:xnys K12 Inc. 2 2 10% 15%
LSCC:xnas Lattice Semiconductor Corp. 3 3 30% 20%
LSRG:xlon LSR Group PJSC 2 4 10% 30%
LTA:xpar ALTAMIR 3 4 30% 30%
LTC:xnys LTC Properties Inc. 2 2 10% 15%
LTG:xlon Learning Technologies Group Plc 2 5 10% 50%
LTHM:xnys Livent Corporation 5 2 100% 15%
LTM:xnys LATAM Airlines Group SA 3 3 30% 20%
LTOD:xlon Larsen & Toubro 1 3 10% 20%
LTS:xase Ladenburg Thalmann Financial Services Inc. 3 6 30% 100%
LTS_PA:xase Ladenburg Thalmann Fin Ser Inc. - Preferred stock 3 6 30% 100%
LTXB:xnas LegacyTexas Financial Group Inc. 2 2 10% 15%
LUC:xtse Lucara Diamond Corp. 3 4 30% 30%
LUK:xetr PJSC Lukoil 1 3 10% 20%
LULU:xnas Lululemon Athletica Inc. 1 3 10% 20%
LUMI:xome Lundin Mining Corporation 2 4 10% 30%
LUN:xtse Lundin Mining Corp. 2 4 10% 30%
LUPE:xome Lundin Petroleum AB 1 2 10% 15%
LUX:xmil Luxottica 1 4 10% 30%
LW:xnys Lamb Weston Holdings Inc. 2 1 10% 10%
LX:xnas LexinFintech Holdings Ltd 4 5 80% 50%
LXFR:xnys Luxfer Holdings Plc 3 4 30% 30%
LXFT:xnys Luxoft Holding Inc. 3 6 30% 100%
LXP:xnys Lexington Realty Trust 1 2 10% 15%
LXRX:xnas Lexicon Pharmaceuticals Inc. 2 4 10% 30%
LYC:xasx Lynas Corp Ltd 2 4 10% 30%
LYG:xnys Lloyds Banking Grp 1 4 10% 30%
LYV:xnys Live Nation Entertainment Inc. 2 1 10% 10%
LZB:xnys La-Z-Boy Incorporated 2 2 10% 15%
M:xnys Macys Inc. 1 3 10% 20%
MA:xswx Mastercard Inc. 5 1 100% 10%
MAB:xlon Mitchells & Butlers Plc 2 2 10% 15%
MAC:xnys Macerich Co. 2 1 10% 10%
MAG:xase MAG Silver Corp. 2 4 10% 30%
MAG:xtse MAG Silver Corp. 2 4 10% 30%
MAH:xasx MacMahon Holdings Ltd 5 4 100% 30%
MAIL:xlon Mail.ru Group Ltd 2 4 10% 30%
MAIN:xnys Main Street Capital Corp. 1 2 10% 15%
MALT:xpar Malteries Franco-Belges SA 3 6 30% 100%
MAN:xpar Manutan International SA 2 4 10% 30%
MANH:xnas Manhattan Associates Inc. 1 3 10% 20%
MANP:xpar Manitou BF 1 2 10% 15%
MANT:xnas ManTech International Corp. 2 2 10% 15%
MANU:xnys Manchester United Plc 1 4 10% 30%
MARR:xmil Marr SpA 1 2 10% 15%
MARS:xlon Marston's Plc 2 4 10% 30%
MAS:xmce Masmovil Ibercom SA 2 6 10% 100%
MASI:xnas Masimo Corp. 1 2 10% 15%
MAT:xnas Mattel Inc. 3 2 30% 15%
MATAS:xcse Matas A/S 3 4 30% 30%
MATW:xnas Matthews International Corp. 2 2 10% 15%
MATX:xnys Matson Inc. 1 3 10% 20%
MAXR:xnys Maxar Technologies Inc. 4 4 80% 30%
MAXR:xtse Maxar Technologies Ltd 4 4 80% 30%
MB:xnas MINDBODY Inc. 2 4 10% 30%
MBB:xetr MBB SE 2 4 10% 30%
MBFI:xnas MB Financial Inc. 3 4 30% 30%
MBIN:xnas Merchants Bancorp Inc. 3 4 30% 30%
MBT:xnys Mobile TeleSystems PJSC 2 2 10% 15%
MBTN:xswx Meyer Burger Technology AG 3 4 30% 30%
MBWM:xnas Mercantile Bank Corp. 3 4 30% 30%
MBWS:xpar Marie Brizard Wine and Spirits SA 3 6 30% 100%
MC:xnys Moelis & Co. 1 2 10% 15%
MCBC:xnas Macatawa Bank Corp. 3 4 30% 30%
MCFT:xnas MasterCraft Boat Holdings Inc. 3 4 30% 30%
MCHN:xswx MCH Group Ltd 4 6 80% 100%
MCHP:xnas Microchip Technology 2 1 10% 10%
MCM:xmce Miquel y Costas & Miquel SA 3 4 30% 30%
MCOV_B:xome Medicover AB ser. B 2 4 10% 30%
MCRI:xnas Monarch Casino & Resort Inc. 5 2 100% 15%
MCRN:xnys Milacron Holdings Corp. 1 2 10% 15%
MCS:xnys Marcus Corp. 2 2 10% 15%
MCY:xnys Mercury General Corp. 1 2 10% 15%
MD:xnys MEDNAX Inc. 1 2 10% 15%
MDB:xnas MongoDB Inc. 1 2 10% 15%
MDBI:xmil MedioBanca 2 1 10% 10%
MDC:xnys M.D.C. Holdings Inc. 2 2 10% 15%
MDGL:xnas Madrigal Pharmaceuticals Inc. 3 4 30% 30%
MDM:xpar Maisons Du Monde 1 2 10% 15%
MDN:xetr Medion AG 2 2 10% 15%
MDP:xnys Meredith Corp. 3 3 30% 20%
MDR:xnys McDermott International Inc. 4 6 80% 100%
MDRX:xnas Allscripts Healthc Sol. Inc. 2 2 10% 15%
MDSO:xnas Medidata Solutions Inc. 1 2 10% 15%
MDW:xpar Mediawan SA 3 4 30% 30%
MEC:xasx Morphic Ethical Equities Fund Ltd 4 6 80% 100%
MED:xetr MediClin AG 5 4 100% 30%
MED:xswx Medartis Holding AG 3 6 30% 100%
MEDP:xnas Medpace Holdings Inc. 2 4 10% 30%
MEET:xnas The Meet Group Inc. 3 6 30% 100%
MEG:xtse MEG Energy Corp. 3 4 30% 30%
MEKO:xome Mekonomen AB 2 4 10% 30%
MEL:xmce Melia Hotels International SA 1 2 10% 15%
MELI:xnas Mercadolibre Inc. 1 2 10% 15%
MEOH:xnas Methanex Corp. 2 1 10% 10%
MER:xlon Mears Group Plc 3 4 30% 30%
MERY:xpar Mercialys 2 2 10% 15%
MESO:xnas Mesoblast Ltd 3 4 30% 30%
METN:xswx Metall Zug AG 1 2 10% 15%
METSB:xhel Metsä Board Oyj B 1 3 10% 20%
MFA:xnys MFA Mortgage Investments Inc. 1 2 10% 15%
MFF:xasx MFF Capital Investments Ltd 1 2 10% 15%
MFG:xasx Magellan Financial Group Ltd 1 2 10% 15%
MFI:xtse Maple Leaf Foods Inc. 1 2 10% 15%
MG:xnys Mistras Group 3 4 30% 30%
MGEE:xnas MGE Energy Inc. 1 2 10% 15%
MGIC:xnas Magic Software Enterprises Ltd 3 5 30% 50%
MGLN:xnas Magellan Health Inc. 1 3 10% 20%
MGM:xnys MGM Resorts Itl. 2 1 10% 10%
MGNS:xlon Morgan Sindall 2 2 10% 15%
MGNX:xnas Macrogenics Inc. 3 4 30% 30%
MGP:xnys MGM Growth Properties LLC 2 1 10% 10%
MGPI:xnas MGP Ingredients Inc. 1 3 10% 20%
MGRC:xnas Mc Grath Rent Corp. 1 2 10% 15%
MGX:xasx Mount Gibson Iron Ltd 3 4 30% 30%
MGY:xnys Magnolia Oil & Gas Corp. 3 3 30% 20%
MHID:xlon Mahindra & Mahindra Ltd 1 3 10% 20%
MHK:xnys Mohawk Industries Inc. 1 4 10% 30%
MHO:xnys M/I Homes Inc. 3 2 30% 15%
MHPC:xlon MHP SE 3 6 30% 100%
MIC:xnys Macquarie Infrastructure Corp. 1 2 10% 15%
MIC:xtse Genworth MI Canada Inc. 1 2 10% 15%
MIDD:xnas Middleby Corp. 1 2 10% 15%
MIN:xasx Mineral Resources Ltd 3 4 30% 30%
MING:xosl SpareBank 1 SMN 3 2 30% 15%
MINI:xnas Mobile Mini Inc. 2 2 10% 15%
MITK:xnas Mitek Systems Inc. 3 6 30% 100%
MITRA:xbru Mithra Pharmaceuticals SA 3 4 30% 30%
MITT:xnys AG Mortgage Investment Trust Inc. 3 4 30% 30%
MIXT:xnys Mix Telematics Ltd 5 5 100% 50%
MKLW:xlon A. & J. Mucklow Group Plc 5 4 100% 30%
MLC:xlon Millennium & Copthorne Hotels Plc 1 2 10% 15%
MLCO:xnas Melco Resorts and Entertainment Ltd 2 2 10% 15%
MLHR:xnas Herman Miller Inc. 1 2 10% 15%
MLI:xnys Mueller Inds Inc. 1 2 10% 15%
MLNX:xnas Mellanox Technologies Ltd 2 2 10% 15%
MLP:xetr MLP AG 2 4 10% 30%
MLR:xnys Miller Industries Inc. 3 6 30% 100%
MLT:xasx Milton Corporation Ltd 3 2 30% 15%
MMI:xnys Marcus & Millichap Inc. 1 2 10% 15%
MMK:xlon Magnitogorsk Iron & Steel Works PJSC 1 4 10% 30%
MMKV:xwbo Mayr Melnhof Karton AG 1 2 10% 15%
MMLP:xnas Martin Midstream Partners LP 3 4 30% 30%
MMM:xswx 3M Co. 5 1 100% 10%
MMTP:xpar Metropole TV 1 2 10% 15%
MMYT:xnas MakeMyTrip Ltd 2 4 10% 30%
MND:xasx Monadelphous Group Ltd 2 2 10% 15%
MNDI:xlon Mondi Plc 1 2 10% 15%
MNDI:xmil Mondadori Editore SpA 3 4 30% 30%
MNK:xnys Mallinckrodt Plc 3 3 30% 20%
MNOD:xlon MMC Norilsk Nickel PJSC 1 3 10% 20%
MNOV:xnas MediciNova Inc. 3 4 30% 30%
MNR:xnys Monmouth Real Estate Investment Corp. 1 2 10% 15%
MNRO:xnas Monro Muffler Brake Inc. 1 2 10% 15%
MNTA:xnas Momenta Pharmaceuticals Inc. 2 4 10% 30%
MNZS:xlon Menzies (John) Plc 3 4 30% 30%
MO:xswx Altria Group Inc. 5 1 100% 10%
MOBL_new:xnas MobileIron Inc. 3 4 30% 30%
MOBN:xswx Mobimo Holding AG 1 2 10% 15%
MOD:xnys Modine Manufacturing Co. 2 4 10% 30%
MODN:xnys Model N Inc. 5 4 100% 30%
MOE:xasx Moelis Australia Ltd 2 4 10% 30%
MOGA:xnys Moog Inc. 2 2 10% 15%
MOH:xnys Molina Healthcare Inc. 2 1 10% 10%
MOL:xbud MOL Hungarian Oil and Gas Plc 2 5 10% 50%
MOL:xmil Gruppo Mutuionline SpA 3 2 30% 15%
MOLN:xswx Molecular Partners Ltd 3 4 30% 30%
MOMO:xnas Momo Inc. 2 4 10% 30%
MONC:xmil Moncler SpA 1 2 10% 15%
MONET:xpra MONETA Money Bank AS 1 4 10% 30%
MONT:xbru Montea SICAFI SCA 2 2 10% 15%
MONY:xlon Moneysupermarket.com Group Plc 1 3 10% 20%
MORG:xosl Sparebanken More 5 4 100% 30%
MOSC_U:xnys Mosaic Aquisition Corp. 5 5 100% 50%
MOV:xnys Movado Group Inc. 2 4 10% 30%
MOZN:xswx Mobilezone Holding AG 3 4 30% 30%
MPAA:xnas Motorcar Parts of America Inc. 3 4 30% 30%
MPE:xlon M. P. Evans Group Plc 4 4 80% 30%
MPW:xnys Medical Properties Trust Inc. 2 1 10% 10%
MPWR:xnas Monolithic Power Systems Inc. 1 2 10% 15%
MRC:xnys MRC Global Inc. 1 3 10% 20%
MRC:xtse Morguard Corp. 1 2 10% 15%
MRCY:xnas Mercury Systems Inc. 1 3 10% 20%
MRD:xtse Melcor Developments Ltd 3 4 30% 30%
MRE:xtse Martinrea International Inc. 2 2 10% 15%
MRNA:xnas Moderna Inc. 5 4 100% 30%
MRO:xlon Melrose Industries Plc 1 2 10% 15%
MRTN:xnas Marten Transport Ltd 2 2 10% 15%
MRTX:xnas Mirati Therapeutics Inc. 5 4 100% 30%
MRVL:xnas Marvell Technology Group Ltd 1 3 10% 20%
MSB:xasx Mesoblast Ltd 3 4 30% 30%
MSC:xnys Studio City International Holdings Ltd 5 5 100% 50%
MSCI:xnys MSCI Inc. 2 1 10% 10%
MSEX:xnas Middlesex Water Co. 2 2 10% 15%
MSLH:xlon Marshalls Plc 2 2 10% 15%
MSON_B:xome Midsona AB ser. B 5 4 100% 30%
MSTR:xnas MicroStrategy 1 3 10% 20%
MT:xams ArcelorMittal 2 1 10% 10%
MT:xmil Maire Tecnimont SpA 1 3 10% 20%
MT:xnys ArcelorMittal 2 1 10% 10%
MTDR:xnys Matador Resources Co. 3 2 30% 15%
MTE:xetr Micron Technology Inc. 2 2 10% 15%
MTELEKOM:xbud Magyar Telekom Telecommunications PLC 1 4 10% 30%
MTG:xnys Mgic Invest Cp 2 1 10% 10%
MTGb:xome Modern Times Group MTG AB Ser. B 3 2 30% 15%
MTH:xnys Meritage Homes Corp. 2 2 10% 15%
MTL:xnys Mechel PAO 3 6 30% 100%
MTL:xtse Mullen Group Ltd 1 2 10% 15%
MTL_P:xnys Mechel PAO 3 6 30% 100%
MTO:xlon MITIE Group Plc 2 4 10% 30%
MTOR:xnys Meritor Inc. 3 3 30% 20%
MTRN:xnys Materion Corp. 2 2 10% 15%
MTRO:xlon Metro Bank Plc 2 2 10% 15%
MTRS:xome Munters Group AB 3 3 30% 20%
MTRX:xnas Matrix Service Co. 3 4 30% 30%
MTS:xasx Metcash Ltd 1 3 10% 20%
MTS:xmce ArcelorMittal 2 1 10% 10%
MTSI:xnas Macom Technology Solutions Holdings Inc. 3 4 30% 30%
MTVW:xlon Mountview Estates Plc 3 4 30% 30%
MTW:xnys Manitowoc Company Inc. 3 4 30% 30%
MTX:xnys Minerals Technologies Inc. 2 2 10% 15%
MTY:xtse MTY Food Group Inc. 2 2 10% 15%
MTZ:xnys MasTec Inc. 2 1 10% 10%
MU:xnas Micron Technology Inc. 2 2 10% 15%
MUM:xetr Mensch Und Maschine Software AG 3 4 30% 30%
MUR:xnys Murphy Oil Corp. 2 1 10% 10%
MUX:xnys McEwen Mining Inc. 2 4 10% 30%
MUX:xtse McEwen Mining Inc. 2 4 10% 30%
MVC:xmce Metrovacesa SA 3 2 30% 15%
MVC_TEST:xmce Metrovacesa SA - NOCT 3 2 30% 15%
MVV1:xetr MVV Energie AG 1 2 10% 15%
MWA:xnys Mueller Water Products Inc. 1 2 10% 15%
MWDP:xpar Wendel 1 2 10% 15%
MX:xtse Methanex Corp. 2 1 10% 10%
MXIM:xnas Maxim Integrated Products 1 2 10% 15%
MYE:xnys Myers Industries Inc. 2 4 10% 30%
MYGN:xnas Myriad Genetics 2 2 10% 15%
MYL:xnas Mylan NV 2 1 10% 10%
MYO:xasx MYOB Group Ltd 3 4 30% 30%
MYOK:xnas MyoKardia Inc. 2 4 10% 30%
MYOV:xnys Myovant Sciences Ltd 3 5 30% 50%
MYRG:xnas MYR Group Inc. (Delaware) 3 4 30% 30%
MYX:xasx Mayne Pharma Group Ltd 2 4 10% 30%
NAK:xase Northern Dynasty Minerals Ltd 4 6 80% 100%
NAS:xosl Norwegian Air Shuttle ASA 3 4 30% 30%
NATI:xnas National Instruments Corp. 1 3 10% 20%
NAV:xnys Navistar International Corp. 4 3 80% 20%
NAVG:xnas Navigators Group Inc. 3 4 30% 30%
NAVI:xnas Navient Corp. 2 1 10% 10%
NBHC:xnys National Bank Holdings Corp. - Class A 2 2 10% 15%
NBL:xnys Noble Energy Inc. 1 2 10% 15%
NBPE:xlon NB Private Equity Partners Ltd 2 5 10% 50%
NBR:xnys Nabors Industries Ltd 2 4 10% 30%
NBTB:xnas NBT Bancorp Inc. 2 2 10% 15%
NCBS:xnas Nicolet Bankshares Inc. 3 4 30% 30%
NCC_A:xome NCC AB ser. A 1 2 10% 15%
NCC_B:xome NCC AB Ser. B 1 2 10% 15%
NCI:xnys Navigant Consulting Inc. 2 2 10% 15%
NCLH:xnys Norwegian Cruise Line Holdings Ltd 1 2 10% 15%
NCMI:xnas National CineMedia Inc. 3 4 30% 30%
NCNA:xnas NuCana Plc 3 5 30% 50%
NCR:xnys NCR Corp. 2 2 10% 15%
NCS:xnys NCI Building Systems Inc. 2 4 10% 30%
NCSP:xlon PJSC Novorossiysk Commercial Sea Port GDR 3 5 30% 50%
NDA:xetr Aurubis AG 1 3 10% 20%
NDA1V:xhel Nordea Bank AB (publ) FDR- NOCT 1 6 10% 100%
NDLS:xnas Noodles & Co. 3 4 30% 30%
NDM:xtse Northern Dynasty Minerals Ltd 4 6 80% 100%
NDX1:xetr Nordex AG 3 4 30% 30%
NE:xnys Noble Corporation Plc 3 3 30% 20%
NEA:xasx Nearmap Ltd 3 4 30% 30%
NEC:xasx Nine Entertainment Co. Holdings Ltd 1 4 10% 30%
NEDAP:xams Nederlandsche Apparatenfabriek NEDAP 3 4 30% 30%
NEL:xosl NEL ASA 3 4 30% 30%
NEM:xetr Nemetschek AG 2 2 10% 15%
NEOEN:xpar Neoen 2 2 10% 15%
NEOG:xnas Neogen Corp. 1 3 10% 20%
NEP:xnys NextEra Energy Partners LP 2 2 10% 15%
NES1V:xhel Neste Oyj 1 3 10% 20%
NESR:xnas National Energy Services Reunited Corp. 3 4 30% 30%
NETC:xcse Netcompany Group A/S 3 4 30% 30%
NEV:xswx New venturetec AG 4 6 80% 100%
NEW:xasx New Energy Solar 3 4 30% 30%
NEWA_B:xome New Wave Group AB Ser. B 3 6 30% 100%
NEWM:xnys New Media Investment Group Inc. 3 3 30% 20%
NEWT:xnas Newtek Business Services Corp. 3 4 30% 30%
NEX:xlon National Express Group Plc 1 2 10% 15%
NEXA:xnys NEXA Resources SA 5 3 100% 20%
NFBK:xnas Northfield Bancorp Inc. 3 2 30% 15%
NFC:xetr Netflix Inc. 2 2 10% 15%
NFC:xlon Next Fifteen Communications Group Plc 5 4 100% 30%
NFI:xtse NFI Group Inc. 1 2 10% 15%
NFLX:xnas Netflix Inc. 2 2 10% 15%
NFX:xnys Newfield Exploration Co. 3 4 30% 30%
NG:xase NovaGold Resources Inc. 1 3 10% 20%
NG:xtse NovaGold Resources Inc. 1 3 10% 20%
NGD:xase New Gold Inc. 3 5 30% 50%
NGD:xtse New Gold Inc. 3 5 30% 50%
NGHC:xnas National General Holdings Corp. 2 2 10% 15%
NGI:xasx Navigator Global Investments Ltd 3 4 30% 30%
NGL:xnys NGL Energy Partners LP 3 3 30% 20%
NGVC:xnys Natural Grocers by Vitamin Cottage Inc. 4 4 80% 30%
NGVT:xnys Ingevity Corp. 1 2 10% 15%
NHC:xasx New Hope Corporation Ltd 1 3 10% 20%
NHF:xasx NIB Holdings Ltd 1 2 10% 15%
NHH:xmce NH Hotel Group 3 4 30% 30%
NHI:xnys National Health Investors Inc. 1 2 10% 15%
NIBC:xams NIBC Holding 2 2 10% 15%
NICE:xmil Nice SpA 3 5 30% 50%
NICE:xnas NICE Ltd 1 3 10% 20%
NICL:xlon Nichols Plc 2 2 10% 15%
NIHD:xnas NII Holdings Inc. 5 4 100% 30%
NINE:xnys Nine Energy Service Inc. 3 3 30% 20%
NIO:xnys Nio Inc. 4 3 80% 20%
NITE:xnas Nightstar Therapeutics Ltd 3 6 30% 100%
NKT:xcse NKT A/S 3 4 30% 30%
NLFSK:xcse Nilfisk Holding A/S 2 2 10% 15%
NLMK:xlon Novolipetsk Steel 1 4 10% 30%
NLS:xnys Nautilus Group, Inc. 3 6 30% 100%
NLSN:xnys Nielsen NV 2 2 10% 15%
NLY:xnys Annaly Capital Management Inc. 2 1 10% 10%
NMAN:xome Nederman Holding AB 3 4 30% 30%
NMC:xlon NMC Health Plc 1 2 10% 15%
NMCI:xnys Navios Maritime Containers Inc. 3 6 30% 100%
NMFC:xnys New Mountain Finance Corp. 2 2 10% 15%
NMRK:xnas Newmark Group Inc. 1 2 10% 15%
NMX:xtse Nemaska Lithium Inc. 3 4 30% 30%
NNBR:xnas NN Inc. 3 6 30% 100%
NOAH:xnys Noah Holdings ADR 2 4 10% 30%
NOBI:xome Nobia AB 1 2 10% 15%
NOBINA:xome Nobina AB 2 4 10% 30%
NOD:xosl Nordic Semiconductor ASA 2 4 10% 30%
NODL:xosl Northern Drilling Ltd 2 5 10% 50%
NOEJ:xetr NORMA Group AG 1 2 10% 15%
NOFI:xosl Norwegian Finans Holding ASA 2 2 10% 15%
NOG:xase Northern Oil and Gas Inc. 3 4 30% 30%
NOLA_B:xome Nolato AB ser. B 2 2 10% 15%
NONG:xosl SpareBank 1 Nord-Norge 2 2 10% 15%
NOS:xlis NOS SGPS SA 1 2 10% 15%
NP3:xome NP3 Fastigheter AB 3 4 30% 30%
NPI:xtse Northland Power Inc. 1 2 10% 15%
NPK:xnys National Presto Industries Inc. 2 2 10% 15%
NPO:xnys EnPro Industries Inc. 2 2 10% 15%
NPRO:xosl Norwegian Property ASA 2 4 10% 30%
NR:xnys Newpark Resources Inc. 3 3 30% 20%
NRC:xnas National Research Corp. 2 2 10% 15%
NRC:xosl NRC Group ASA 3 4 30% 30%
NRE:xnys NorthStar Realty Europe Corp. 2 2 10% 15%
NRO:xpar Neurones 2 4 10% 30%
NRP:xams NEPI Rockcastle Plc 1 4 10% 30%
NRP:xnys Natural Resource Partners LP 5 4 100% 30%
NRR:xlon NewRiver Retail Ltd 2 4 10% 30%
NRS:xosl Norway Royal Salmon ASA 2 2 10% 15%
NSA:xnys National Storage Affiliates Trust 1 2 10% 15%
NSI:xams NSI NV 3 2 30% 15%
NSR:xasx National Storage REIT 2 4 10% 30%
NST:xasx Northern Star Resources Ltd 1 3 10% 20%
NSTG:xnas NanoString Technologies Inc. 3 4 30% 30%
NSU:xase Nevsun Resources Ltd 3 4 30% 30%
NSU:xtse Nevsun Resources Ltd 3 4 30% 30%
NTB:xnys Bank of N T Butterfield & Son Ltd 2 4 10% 30%
NTCT:xnas NetScout Systems Inc. 1 3 10% 20%
NTES:xnas NetEase Inc. 1 3 10% 20%
NTG:xlon Northgate Plc 2 2 10% 15%
NTGR:xnas Netgear Inc. 1 4 10% 30%
NTLA:xnas Intellia Therapeutics Inc. 3 5 30% 50%
NTNX:xnas Nutanix Inc. 2 2 10% 15%
NTRA:xnas Natera Inc. 2 4 10% 30%
NTRI:xnas NutriSystem Inc. 3 4 30% 30%
NTS:xosl NTS ASA 5 4 100% 30%
NUAN:xnas Nuance Communications Inc. 2 1 10% 10%
NUF:xasx Nufarm Ltd 2 2 10% 15%
NUM:xlon Numis Corporation Plc 3 4 30% 30%
NUVA:xnas NuVasive Inc. 1 2 10% 15%
NVAX:xnas Novavax Inc. 4 5 80% 50%
NVCR:xnas NovoCure Ltd 2 5 10% 50%
NVD:xetr NVIDIA Corp. 1 2 10% 15%
NVDA:xnas NVidia Corp. 1 2 10% 15%
NVEC:xnas NVE Corp. 3 4 30% 30%
NVEE:xnas NV5 Global Inc. 2 2 10% 15%
NVG:xlis The Navigator Company SA 2 2 10% 15%
NVGS:xnys Navigator Holdings Ltd 2 5 10% 50%
NVMI:xnas Nova Measuring Instruments Ltd 2 4 10% 30%
NVRO:xnys Nevro Corp. 2 4 10% 30%
NVT:xasx Navitas Ltd 3 4 30% 30%
NVTA:xnys Invitae Corp. 2 4 10% 30%
NVTK:xlon OAO Novatek 1 4 10% 30%
NVU_UN:xtse Northview Apartment Real Estate Investment Trust 2 2 10% 15%
NWBI:xnas Northwest Bancshares Inc. 2 2 10% 15%
NWC:xtse North West Company Inc. 3 3 30% 20%
NWE:xnys NorthWestern Corp. 1 2 10% 15%
NWH:xasx NRW Holdings Ltd 5 4 100% 30%
NWH_UN:xtse NorthWest Healthcare Properties REIT 4 2 80% 15%
NWL:xasx Netwealth Group Ltd 3 3 30% 20%
NWL:xnas Newell Brands Inc. 2 1 10% 10%
NWLI:xnas National Western Life Group Inc. 2 2 10% 15%
NWN:xnys Northwest Natural Gas Co. 1 2 10% 15%
NX:xnys Quanex Building Products Corp. 3 4 30% 30%
NXE:xase NexGen Energy Ltd 5 4 100% 30%
NXE:xtse NexGen Energy Ltd 2 4 10% 30%
NXEO:xnas Nexeo Solutions Inc. 3 4 30% 30%
NXI:xpar Nexity SA 1 2 10% 15%
NXPI:xnas NXP Semiconductors NV 1 2 10% 15%
NXRT:xnys NexPoint Residential Trust Inc. 2 2 10% 15%
NXST:xnas Nexstar Media Group Inc. 2 1 10% 10%
NXT:xasx Nextdc Ltd 1 3 10% 20%
NXTM:xnas NxStage Medical Inc. 3 4 30% 30%
NXU:xetr Nexus AG 3 4 30% 30%
NYB:xnys New York Community Bancorp Inc. 2 1 10% 10%
NYMT:xnas New York Mortgage Trust Inc. 2 2 10% 15%
NZYMb:xcse Novozymes A/S 2 2 10% 15%
O:xnys Realty Income Corporation 2 1 10% 10%
O3P:xetr Osterreichische Post AG 1 2 10% 15%
O5G:xetr CPI Property Group SA 2 4 10% 30%
OAK:xnys Oaktree Capital Group LLC 1 2 10% 15%
OAS:xnys Oasis Petroleum Inc. 3 3 30% 20%
OBE:xnys Obsidian Energy Ltd 3 6 30% 100%
OBE:xtse Obsidian Energy Ltd 3 6 30% 100%
OBEL:xbru ORANGE BELGIUM SA 2 2 10% 15%
OBS:xwbo Oberbank AG 2 1 10% 10%
OBSN:xswx ObsEva Ltd 5 4 100% 30%
OBSV:xnas ObsEva Ltd 5 4 100% 30%
OCDO:xlon Ocado Group Plc 2 5 10% 50%
OCI:xams OCI NV 2 1 10% 10%
OCSL:xnas Oaktree Specialty Lending Corp. 2 2 10% 15%
OCY:xosl Ocean Yield 1 2 10% 15%
ODHN:xswx Orascom Development Holding AG 5 4 100% 30%
ODL:xosl Odfjell Drilling Ltd 3 6 30% 100%
ODP:xnas Office Depot Inc. 3 4 30% 30%
ODT:xnas Odonate Therapeutics Inc. 3 5 30% 50%
OEC:xnys Orion Engineered Carbons SA 2 2 10% 15%
OEM_B:xome OEM International AB ser. B 3 4 30% 30%
OFG:xnys OFG Bancorp 3 4 30% 30%
OFIX:xnas Orthofix International NV 2 5 10% 50%
OFLX:xnas Omega Flex Inc. 3 4 30% 30%
OFX:xasx OFX Group 3 4 30% 30%
OGZD:xlon PJSC Gazprom Level 1 ADS 1 3 10% 20%
OHI:xnys Omega Healthcare Investors Inc. 2 1 10% 10%
OI:xnys Owens Illinois Inc. 2 1 10% 10%
OIBR_C:xnys Oi SA - ADR 3 5 30% 50%
OIH:xlon Orascom Investment Holding SAE 3 6 30% 100%
OKDAV:xhel Oriola Oyj A 3 4 30% 30%
OKDBV:xhel Oriola Oyj B 3 4 30% 30%
OKEY:xlon O'Key Group SA GDR 3 4 30% 30%
OLBK:xnas Old Line Bancshares Inc. 5 4 100% 30%
OLE:xmce Deoleo SA 3 6 30% 100%
OLLI:xnas Ollie's Bargain Outlet Holdings Inc. 1 2 10% 15%
OLN:xnys Olin Corp. 2 1 10% 10%
OLP:xnys One Liberty Properties Inc. 3 4 30% 30%
OLT:xosl Olav Thon Eiendomsselskap ASA 1 2 10% 15%
OLVAS:xhel Olvi Oyj A 3 4 30% 30%
OMAB:xnas Grupo Aeroportuario del Centro Norte S A B de C V 2 4 10% 30%
OMAD_U:xnys One Madison Corp. 3 5 30% 50%
OMER:xnas Omeros Corp. 4 5 80% 50%
OMF:xnys OneMain Holdings Inc. 3 2 30% 15%
OMH:xasx OM Holdings Ltd 2 5 10% 50%
OMI:xnys Owens & Minor Inc. 4 5 80% 50%
OML:xasx oOh media Ltd 2 4 10% 30%
OMN:xnys Omnova Solutions Inc. 3 4 30% 30%
OMP:xnys Oasis Midstream Partners LP 3 6 30% 100%
OMU:xlon Old Mutual Ltd 1 3 10% 20%
OMVV:xwbo OMV AG 1 2 10% 15%
ON:xnas ON Semiconductor Corp. 2 1 10% 10%
ONB:xnas Old National Bancorp 2 2 10% 15%
ONCE:xnas Spark Therapeutics Inc. 2 4 10% 30%
ONDK:xnys On Deck Capital Inc. 3 4 30% 30%
ONE:xnys OneSmart International Education Group Ltd 3 5 30% 50%
ONEX:xtse Onex Corp. 2 1 10% 10%
ONTEX:xbru Ontex Group NV 3 4 30% 30%
OPB:xnas Opus Bank 3 2 30% 15%
OPHR:xlon Ophir Energy Plc 2 4 10% 30%
OPI:xnas Office Properties Income Trust 3 3 30% 20%
OPK:xnas Opko Health Inc. 3 4 30% 30%
OPRA:xnas Opera Ltd 3 5 30% 50%
OPUS:xbud Opus Global Nyrt. 5 5 100% 50%
OPY:xnys Oppenheimer Holdings Inc. 3 4 30% 30%
OR:xnys Osisko Gold Royalties Ltd 1 3 10% 20%
OR:xtse Osisko Gold Royalties Ltd 1 3 10% 20%
ORA:xasx Orora Ltd 1 2 10% 15%
ORA:xnys Ormat Technologies Inc. 1 2 10% 15%
ORANW:xams Oranjewoud NV 3 6 30% 100%
ORBC:xnas ORBCOMM Inc. 3 2 30% 15%
ORBK:xnas Orbotech Ltd 3 4 30% 30%
ORC:xnys Orchid Island Capital Inc. 3 4 30% 30%
ORE:xasx Orocobre Ltd 2 4 10% 30%
ORIT:xnas Oritani Financial Corp. 3 2 30% 15%
ORL:xtse Orocobre Ltd 2 4 10% 30%
ORNAV:xhel Orion Oyj A 1 3 10% 20%
ORNBV:xhel Orion Oyj B 1 3 10% 20%
ORON:xswx Orior AG 3 4 30% 30%
ORP:xpar Orpea 1 2 10% 15%
OSB:xlon OneSavings Bank Plc 2 2 10% 15%
OSB:xtse Norbord Inc. 1 2 10% 15%
OSBC:xnas Old Second Bancorp Inc. Del 3 4 30% 30%
OSH:xasx Oil Search Ltd 1 3 10% 20%
OSIR:xnas Osiris Therapeutics Inc. 3 4 30% 30%
OSIS:xnas Osi Systems Inc. 1 4 10% 30%
OSK:xnys Oshkosh Corp. 2 1 10% 10%
OSK:xtse Osisko Mining Inc. 3 6 30% 100%
OSPN:xnas OneSpan Inc. 2 4 10% 30%
OSR:xetr Osram Licht AG 1 3 10% 20%
OSSR:xcse Össur hf. 1 4 10% 30%
OSTK:xnas Overstock Com Inc. 3 5 30% 50%
OSUR:xnas Orasure Technologies Inc. 3 4 30% 30%
OTB:xlon On The Beach Group Plc 2 4 10% 30%
OTE1V:xhel Outotec Oyj 3 3 30% 20%
OTEX:xnas Open Text Corp. 2 2 10% 15%
OTEX:xtse Open Text Corp. 2 2 10% 15%
OTTR:xnas Otter Tail Corp. 1 2 10% 15%
OUT:xnys Outfront Media Inc. 5 1 100% 10%
OUT1V:xhel Outokumpu Oyj 1 4 10% 30%
OXB:xlon Oxford Biomedica Plc 3 4 30% 30%
OXM:xnys Oxford Industries Inc. 1 3 10% 20%
OXSQ:xnas Oxford Square Capital Corp. 3 4 30% 30%
OZK:xnas Bank OZK 2 1 10% 10%
OZL:xasx OZ Minerals Ltd 1 3 10% 20%
OZM:xnys Och Ziff Capital Management Group 4 6 80% 100%
P:xnys Pandora Media Inc. 3 4 30% 30%
PAALb:xcse Per Aarsleff Holding A/S B 3 4 30% 30%
PAC:xmce Papeles y Cartones de Europa SA 3 4 30% 30%
PACB:xnas Pacific Biosciences of California Inc. 3 4 30% 30%
PACQU:xnas Pure Acquisition Corp. 5 4 100% 30%
PAF:xlon Pan African Resources Plc 3 6 30% 100%
PAG:xlon Paragon Banking Group Plc 1 2 10% 15%
PAG:xnys Penske Automotive Group Inc. 2 2 10% 15%
PAGE:xlon Michael Page International Plc 1 2 10% 15%
PAGS:xnys PagSeguro Digital Ltd 5 3 100% 20%
PAH:xnys Platform Specialty Products Corp. 1 2 10% 15%
PAHC:xnas Phibro Animal Health Corp. 1 2 10% 15%
PALF:xwbo Palfinger AG 1 2 10% 15%
PAM:xnys Pampa Energia SA 3 4 30% 30%
PANW:xnys Palo Alto Networks Inc. 2 1 10% 10%
PARG:xswx Pargesa Holding SA 1 2 10% 15%
PAT:xetr Patrizia Immobilien AG 1 2 10% 15%
PAY:xlon PayPoint Plc 2 2 10% 15%
PAYC:xnys Paycom Software Inc. 1 2 10% 15%
PBB:xetr Deutsche Pfandbriefbank AG 1 2 10% 15%
PBF:xnys PBF Energy Inc. 2 1 10% 10%
PBH:xnys Prestige Consumer Healthcare Inc. 1 4 10% 30%
PBH:xtse Premium Brands Holdings Corp. 1 2 10% 15%
PBL:xtse Pollard Banknote Ltd 5 4 100% 30%
PCE1:xetr Booking Holdings Inc. 2 2 10% 15%
PCH:xnas PotlatchDeltic Corp. 1 2 10% 15%
PCMI:xnas PCM Inc. 3 6 30% 100%
PCSB:xnas PCSB Financial Corp. 5 4 100% 30%
PCTY:xnas Paylocity Holding Corp. 2 2 10% 15%
PCZ:xetr ProCredit Holding AG & Co.KGaA 3 2 30% 15%
PD:xtse Precision Drilling 2 4 10% 30%
PDCE:xnas PDC Energy Corp. 2 2 10% 15%
PDCO:xnas Patterson Cos Inc. 1 3 10% 20%
PDD:xnas Pinduoduo Inc. 4 3 80% 20%
PDG:xlon Pendragon Plc 3 4 30% 30%
PDL:xasx Pendal Group 2 2 10% 15%
PDL:xlon Petra Diamonds Ltd 3 6 30% 100%
PDL:xtse North American Palladium Ltd 5 4 100% 30%
PDLI:xnas PDL Bio Pharma 3 4 30% 30%
PDM:xnys Piedmont Office Realty Trust Inc. 1 2 10% 15%
PDS:xnys Precision Drilling 2 4 10% 30%
PDVW:xnas pdvWireless Inc. 3 4 30% 30%
PE:xnys Parsley Energy Inc. 2 2 10% 15%
PEAB_B:xome Peab AB Ser. B 1 3 10% 20%
PEGA:xnas Pegasystems Inc. 1 2 10% 15%
PEGAS:xpra Pegas Nonwovens SA 5 4 100% 30%
PEGI:xnas Pattern Energy Group Inc. 2 2 10% 15%
PEI:xnys Pennsylvania Real Estate Investment Trust 3 4 30% 30%
PEN:xnys Penumbra Inc. 1 2 10% 15%
PENN:xnas Penn National Gaming Inc. 3 2 30% 15%
PETQ:xnas PetIQ Inc. 2 4 10% 30%
PETS:xnas PetMed Express Inc. 2 4 10% 30%
PETX:xnas Aratana Therapeutics Inc. 4 6 80% 100%
PEY:xlon Princess Private Equity Holding Ltd 3 4 30% 30%
PFBC:xnas Preferred Bank 3 2 30% 15%
PFC:xlon Petrofac Ltd 3 5 30% 50%
PFD:xlon Premier Foods Plc 3 4 30% 30%
PFG:xlon Provident Financial Plc 1 3 10% 20%
PFG:xnas Principal Financial Group Inc. 2 1 10% 10%
PFGC:xnys Performance Food Group Co. 1 2 10% 15%
PFLT:xnas PennantPark Floating Rate Capital Ltd 3 4 30% 30%
PFPT:xnas Proofpoint Inc. 1 2 10% 15%
PFSI:xnys PennyMac Financial Services Inc. 3 4 30% 30%
PFV:xetr Pfeiffer Vacuum Technology AG 1 2 10% 15%
PGH:xasx Pact Group Holdings Ltd 2 2 10% 15%
PGNX:xnas Progenics Pharmaceuticals Inc. 3 4 30% 30%
PGR:xlon Phoenix Global Resources Plc 2 5 10% 50%
PGS:xosl Petroleum Geo-Services 4 5 80% 50%
PGTI:xnys PGT Innovations Inc. 3 2 30% 15%
PHA:xpar Pharmagest Interactive 3 3 30% 20%
PHARM:xams Pharming Group NV 3 5 30% 50%
PHI:xnys Philippine Long Distance Telephone Co. 1 3 10% 20%
PHM:xnys PulteGroup Inc. 2 1 10% 10%
PHNX:xlon Phoenix Group Holdings Plc Ord 10P 1 3 10% 20%
PHOR:xlon Phosagro OJSC 1 3 10% 20%
PHP:xlon Primary Health Properties Plc R.E.I.T 2 2 10% 15%
PHTM:xlon Photo-Me International Group 2 4 10% 30%
PI:xnas Impinj Inc. 4 5 80% 50%
PIA:xasx Pengana International Equities Ltd 4 6 80% 100%
PIA:xmil Piaggio & C SpA 2 2 10% 15%
PIC:xbru Picanol NV 1 2 10% 15%
PII:xnys Polaris Industries Inc. 1 2 10% 15%
PINC:xnas Premier Inc. 1 3 10% 20%
PIR:xnys Pier 1 Imports Inc. 3 6 30% 100%
PJT:xnys PJT Partners Inc. 1 2 10% 15%
PK:xnys Park Hotels & Resorts Inc. 2 1 10% 10%
PKE:xnys Park Electrochemical Corp. 3 4 30% 30%
PKI:xtse Parkland Fuel Corp. 2 2 10% 15%
PKOH:xnas Park-Ohio Holdings Corp. 3 4 30% 30%
PKX:xnys POSCO 3 3 30% 20%
PLAN:xnys Anaplan Inc. 5 4 100% 30%
PLAN:xswx Plazza AG 2 4 10% 30%
PLAY:xnas Dave & Buster's Entertainment Inc. 1 3 10% 20%
PLAZ_B:xome Platzer Fastigheter Holding AB ser. B 2 2 10% 15%
PLCE:xnas Children's Place Inc. 1 2 10% 15%
PLD:xnys Prologis 2 1 10% 10%
PLG:xasx Propertylink Group 3 4 30% 30%
PLNT:xnys Planet Fitness Inc. 2 2 10% 15%
PLP:xlon Polypipe Group Plc 2 2 10% 15%
PLS:xasx Pilbara Minerals Ltd 2 4 10% 30%
PLT:xmil Parmalat SpA 2 4 10% 30%
PLUG:xnas Plug Power 4 6 80% 100%
PLUS:xlon Plus500 Ltd 2 4 10% 30%
PLUS:xnas ePlus Inc. 1 3 10% 20%
PLXS:xnas Plexus Corp. 1 3 10% 20%
PLZL:xlon Polyus PJSC 5 4 100% 30%
PM:xswx Phoenix Mecano AG 3 4 30% 30%
PMC:xasx Platinum Capital Ltd 5 4 100% 30%
PME:xnas Pingtan Marine Enterprise Ltd 4 6 80% 100%
PMO:xlon Premier Oil Plc 2 4 10% 30%
PMT:xnys PennyMac Mortgage Investment Trust 2 2 10% 15%
PMV:xasx Premier Investments Ltd 1 3 10% 20%
PNDORA:xcse Pandora A/S 2 4 10% 30%
PNDX_B:xome Pandox AB ser. B 1 2 10% 15%
PNFP:xnas Pinnacle Financial Partners Inc. 2 1 10% 10%
PNI:xasx Pinnacle Investment Management Group Ltd 2 4 10% 30%
PNL:xams PostNL NV 1 3 10% 20%
PNM:xnys PNM Resources Inc. 1 2 10% 15%
PNNT:xnas PennantPark Investment Corp. 3 4 30% 30%
POL:xnys PolyOne Corp. 2 2 10% 15%
POLR:xlon Polar Capital Holdings Plc 2 4 10% 30%
POLY:xlon Polymetal International Plc 1 4 10% 30%
POM:xpar Plastic Omnium 1 2 10% 15%
PON1V:xhel Ponsse Oyj 1 2 2 10% 15%
POOL:xnas Pool Corp. 2 2 10% 15%
POS:xwbo PORR AG 2 2 10% 15%
POST:xnys Post Holdings Inc. 3 1 30% 10%
POST:xwbo Osterreichische Post AG 1 2 10% 15%
POU:xtse Paramount Resources Ltd 2 4 10% 30%
POWI:xnas Power Integrations Inc. 1 3 10% 20%
POY1V:xhel Pöyry Oyj 3 4 30% 30%
PPB:xlon Paddy Power betfair Plc 1 2 10% 15%
PPBI:xnas Pacific Premier Bancorp Inc. 2 2 10% 15%
PPC:xasx Peet Ltd 3 4 30% 30%
PPH:xasx Pushpay Holdings Ltd 3 4 30% 30%
PPT:xasx Perpetual Limited 1 2 10% 15%
PQG:xnys PQ Group Holdings Inc. 1 2 10% 15%
PQR:xmce Parques Reunidos Servicios Centrales SA 2 2 10% 15%
PRA:xnys ProAssurance Corp. 1 2 10% 15%
PRAH:xnas PRA Health Sciences Inc. 2 2 10% 15%
PRGO:xnys Perrigo Company Plc 1 2 10% 15%
PRGS:xnas Progress Software Corp. 1 3 10% 20%
PRIM:xnas Primoris Services Corp. 1 2 10% 15%
PRK:xase Park National Corp. 2 2 10% 15%
PRLB:xnys Proto Labs Inc. 1 2 10% 15%
PRMW:xnas Primo Water Corp. 2 4 10% 30%
PRNB:xnas Principia Biopharma Inc. 5 5 100% 50%
PROB:xome Probi AB 3 4 30% 30%
PROTCT:xosl Protector Forsikring Asa 2 4 10% 30%
PRQR:xnas ProQR Therapeutics NV 4 6 80% 100%
PRS:xmce Promotora de Informaciones SA 3 4 30% 30%
PRSC:xnas Providence Service Corp. 3 2 30% 15%
PRSM:xlon Blue Prism Group Plc 2 4 10% 30%
PRSP:xnys Perspecta Inc. 2 1 10% 10%
PRTA:xnas Prothena Corporation Plc 3 5 30% 50%
PRTC:xlon PureTech Health Plc 3 4 30% 30%
PRTY:xnys Party City Holdco Inc. 2 4 10% 30%
PS:xnas Pluralsight Inc. 2 2 10% 15%
PSA:xnys Public Storage Inc. 2 1 10% 10%
PSA_PW:xnys Public Storage Depo Shs. Cumul. pref Sh,series D 5 1 100% 10%
PSDL:xlon Phoenix Spree Deutschland Ltd 5 5 100% 50%
PSDO:xnas Presidio Inc. 1 3 10% 20%
PSI:xasx PSC Insurance Group Ltd 3 4 30% 30%
PSI:xtse Pason Systems Inc. 1 3 10% 20%
PSK:xtse PrairieSky Royalty Ltd 1 2 10% 15%
PSM:xetr ProSiebenSat.1 Media AG 2 1 10% 10%
PSMT:xnas PricesSmart Inc. 1 3 10% 20%
PSO:xnys Pearson Plc 2 1 10% 10%
PSON:xlon Pearson Plc 2 1 10% 10%
PSTG:xnys Pure Storage Inc. 1 2 10% 15%
PTC:xnas PTC Inc. 2 1 10% 10%
PTCT:xnas PTC Therapeutics Inc. 2 4 10% 30%
PTE:xnas PolarityTE Inc. 4 6 80% 100%
PTEC:xlon Playtech Ltd 2 4 10% 30%
PTLA:xnas Portola Pharmaceuticals Inc. 2 4 10% 30%
PTM:xasx Platinum Asset Management Ltd 3 2 30% 15%
PTR:xnys PetroChina Company Ltd 1 4 10% 30%
PUMG:xetr Puma AG 1 2 10% 15%
PURE:xlon PureCircle Ltd 3 5 30% 50%
PURP:xlon Purplebricks Group Plc 2 4 10% 30%
PVAC:xnas Penn Virginia Corp. 3 4 30% 30%
PVG:xnys Pretium Resources Inc. 2 4 10% 30%
PVG:xtse Pretium Resources Inc. 2 4 10% 30%
PWTN:xswx Panalpina World Transport (Holding) Ltd 1 4 10% 30%
PXT:xtse Parex Resources Inc. 1 3 10% 20%
PYHE:xpar Haulotte Group 3 6 30% 100%
PZA:xtse Pizza Pizza Royalty Corp. 3 6 30% 100%
PZN:xnys Pzena Investment Management Inc. 2 6 10% 100%
PZZA:xnas Papa Johns International Inc. 1 2 10% 15%
QADA:xnas QAD Inc. - Class A 3 3 30% 20%
QADB:xnas QAD Inc. 3 3 30% 20%
QBR_B:xtse Quebecor Inc. 1 2 10% 15%
QCOM:xnas Qualcomm Inc. 3 1 30% 10%
QCRH:xnas QCR Holdings Inc. 3 4 30% 30%
QD:xnys Qudian Inc. 2 5 10% 50%
QEP:xnys QEP Resources Inc. 2 4 10% 30%
QGEN:xetr Qiagen NV 2 1 10% 10%
QGEN:xnys Qiagen NV 2 1 10% 10%
QIN:xasx Quintis Ltd 3 6 30% 100%
QIWI:xnas QIWI Plc 2 5 10% 50%
QLT:xlon Quilter Plc 1 2 10% 15%
QQ:xlon Qinetiq Group Plc 1 2 10% 15%
QRVO:xnas Qorvo Inc. 2 2 10% 15%
QSR:xnys Restaurant Brands International Inc. 3 1 30% 10%
QSR:xtse Restaurant Brands International Inc. 3 1 30% 10%
QTNA:xnas Quantenna Communications Inc. 3 4 30% 30%
QTRX:xnas Quanterix Corp. 5 4 100% 30%
QTWO:xnys Q2 Holdings Inc. 1 3 10% 20%
QUAD:xnys Quad/Graphics Inc. 2 4 10% 30%
QUB:xasx Qube Logistics Holdings Ltd 1 2 10% 15%
QUOT:xnys Quotient Technology Inc. 1 3 10% 20%
QURE:xnas uniQure NV 2 4 10% 30%
R4:xmce Renta 4 Servicios de Inversion SA 3 4 30% 30%
RAD:xnys Rite Aid Corporation 3 4 30% 30%
RADH:xome Radisson Hospitality AB 3 4 30% 30%
RAIVV:xhel Raisio Oyj Vaihto-osake 3 4 30% 30%
RAKP:xosl RAK Petroleum Plc 3 6 30% 100%
RAMI:xhel Ramirent Oyj 2 2 10% 15%
RARX:xnas Ra Pharmaceuticals Inc. 3 4 30% 30%
RAT:xlon Rathbone Brothers Plc 1 2 10% 15%
RAV:xlon Raven Property Group Limited 3 5 30% 50%
RAVN:xnas Raven Industries Inc. 1 3 10% 20%
RAW:xetr Raiffeisen Bank International AG 1 2 10% 15%
RAY_B:xome RaySearch Laboratories AB ser. B 3 6 30% 100%
RBA:xnys Ritchie Bros. Auctioneers Inc. 2 1 10% 10%
RBB:xnas RBB Bancorp 3 4 30% 30%
RBBN:xnas Ribbons Communications Inc. 2 4 10% 30%
RBC:xnys Regal Beloit Corp. 1 3 10% 20%
RBCAA:xnas Republic Bancorp Inc. 3 2 30% 15%
RBI:xwbo Raiffeisen Bank International AG 1 2 10% 15%
RBT:xpar P Robertet et Compagnie SA 2 2 10% 15%
RC:xnys Ready Capital Corp. 3 4 30% 30%
RCDO:xlon Ricardo Plc 3 4 30% 30%
RCII:xnas Rent-A-Center Inc. 3 4 30% 30%
RCKT:xnas Rocket Pharmaceuticals Inc. 2 4 10% 30%
RCL:xnys Royal Caribbean 1 2 10% 15%
RCM:xnas R1 RCM Inc. 3 3 30% 20%
RCS:xmil Rizzoli Corriere della Sera Mediagroup SPA 2 4 10% 30%
RCUS:xnys Arcus Biosciences Inc. 3 4 30% 30%
RDC:xnys Rowan Companies Inc. 3 4 30% 30%
RDFN:xnas Redfin Corp. 2 2 10% 15%
RDI:xlon RDI Reit Plc 2 4 10% 30%
RDI:xnas Reading International Inc. 3 4 30% 30%
RDN:xnys Radian Group Inc. 2 1 10% 10%
RDNT:xnas RadNet Inc. 2 4 10% 30%
RDW:xlon Redrow Plc 1 2 10% 15%
RDWR:xnas Radware Ltd 2 4 10% 30%
RDY:xnys Dr. Reddys Laboratories Ltd 1 4 10% 30%
RE:xnys Everest Re Group Ltd 1 2 10% 15%
RE:xpar Colas SA 2 1 10% 10%
REC:xbru Recticel SA 3 4 30% 30%
RECI:xmil Recordati SpA 3 4 30% 30%
RECP:xtse Recipe Unlimited Corporation 2 4 10% 30%
REDU:xnas Rise Education Cayman Ltd 3 5 30% 50%
REG:xasx Regis Healthcare Ltd 2 4 10% 30%
REG:xnas Regency Centers Corp. 2 1 10% 10%
REG1V:xhel Revenio Group Corporation 3 4 30% 30%
REGN:xnas Regeneron Pharmaceuticals Inc. 2 1 10% 10%
REH:xasx Reece Ltd 2 1 10% 10%
REN:xnys Resolute Energy Corp. 3 4 30% 30%
RENE:xlis REN - Redes Energeticas Nacionais SGPS SA 1 2 10% 15%
REPL:xnas Replimune Group Inc. 5 4 100% 30%
RES:xnys RPC Inc. 1 4 10% 30%
RESI:xnys Front Yard Residential Corp. 3 4 30% 30%
RESURS:xome Resurs Holding AB 1 2 10% 15%
RET:xbru Retail Estates SA 2 2 10% 15%
RETA:xnas Reata Pharmaceuticals Inc. 3 4 30% 30%
REV:xnys Revlon Inc. 3 4 30% 30%
REVG:xnys REV Group Inc. 3 4 30% 30%
REX:xnys REX American Resources Corp. 3 4 30% 30%
REXR:xnys Rexford Industrial Realty Inc. 2 2 10% 15%
REY:xmil Reply SpA 1 3 10% 20%
REZI:xnys Resideo Technologies Inc. - When Issued 1 3 10% 20%
RFF:xasx Rural Funds Group 3 4 30% 30%
RGL:xlon Regional REIT Limited 3 5 30% 50%
RGNX:xnas REGENXBIO Inc. 2 4 10% 30%
RGS:xnys Regis Corp. 2 2 10% 15%
RHC:xasx Ramsay Health Care Ltd 1 2 10% 15%
RHIM:xlon RHI Magnesita NV 3 2 30% 15%
RHIM:xwbo RHI Magnesita NV 3 2 30% 15%
RHKG:xetr Rhön-Klinikum AG 1 3 10% 20%
RHMG:xetr Rheinmetall AG 1 2 10% 15%
RHT:xnys Red Hat Inc. 3 4 30% 30%
RIB:xetr RIB Software AG 3 5 30% 50%
RICHTER:xbud Richter Gedeon Plc 1 4 10% 30%
RIEN:xswx Rieter N 2 4 10% 30%
RIFS:xlon Reliance Infrastructure Ltd GDR 4 4 80% 30%
RIG:xnys Transocean Ltd 3 2 30% 15%
RIGD:xlon Reliance Industries Ltd 1 4 10% 30%
RIGL:xnas Rigel Pharmaceuticals Inc. 5 4 100% 30%
RIGN:xvtx Transocean Ltd 3 2 30% 15%
RILBA:xcse Ringkjøbing Landbobank A/S 2 2 10% 15%
RILY:xnas B. Riley Financial Inc. 3 4 30% 30%
RING:xosl SpareBank 1 Ringerike Hadeland 5 4 100% 30%
RIO:xasx Rio Tinto Ltd 1 2 10% 15%
RKET:xetr Rocket Internet AG 1 2 10% 15%
RKMD:xlon Rostelecom Public Joint Stock Co. 2 4 10% 30%
RLD:xswx Banque Privee Edmond de Rothschild SA 2 2 10% 15%
RLIA:xmce Realia Business SA 2 4 10% 30%
RMAX:xnys RE/MAX Holdings Inc. 2 4 10% 30%
RMG:xlon Royal Mail Plc 1 2 10% 15%
RMR:xnas The RMR Group Inc. 1 2 10% 15%
RMV:xlon Rightmove Plc 1 2 10% 15%
RNR:xnys Renaissancere Holdings 1 2 10% 15%
RNR_PE:xnys RenaissanceRe Hldng Ltd Depo Shs Pref sh. RNRpF 1 2 10% 15%
RNST:xnas Renasant Corp. 1 2 10% 15%
RNW:xtse TransAlta Renewables Inc. 1 2 10% 15%
RNWH:xlon Renew Holdings Plc 3 4 30% 30%
RNY:xetr Yamana Gold Inc. 1 2 10% 15%
ROAD:xnas Construction Partners Inc. 3 6 30% 100%
ROCK:xnas Gibraltar Industries Inc. 2 2 10% 15%
ROCKa:xcse Rockwool International A A/S 1 2 10% 15%
ROCKb:xcse Rockwool International B A/S 1 2 10% 15%
ROG:xnys Rogers Corp. 1 3 10% 20%
ROIC:xnas Retail Opportunity Investment Corp. 2 2 10% 15%
ROKU:xnas Roku Inc. 2 4 10% 30%
ROSE:xswx Zur Rose Group AG 2 4 10% 30%
ROSN:xlon OJSC OC Rosneft 2 4 10% 30%
ROTH:xpar Rothschild and Co SCA 1 3 10% 20%
ROVIO:xhel Rovio Entertainment Oyj 5 5 100% 50%
ROX:xase Castle Brands Inc. 3 6 30% 100%
RP:xnas RealPage Inc. 1 2 10% 15%
RPAI:xnys Retail Properties of America Inc. 5 2 100% 15%
RPC:xlon RPC Group 3 4 30% 30%
RPS:xlon Rps Group Plc 3 4 30% 30%
RRGB:xnas Red Robin Gourmet Burgers Inc. 3 4 30% 30%
RRL:xasx Regis Resources NL 1 3 10% 20%
RRR:xnas Red Rock Resorts Inc. 2 2 10% 15%
RSG:xasx Resolute Mining Ltd 2 4 10% 30%
RST:xnys Rosetta Stone Inc. 3 4 30% 30%
RSW:xlon Renishaw Plc 1 3 10% 20%
RTN:xlon Restaurant Group 3 4 30% 30%
RUBY:xnas Rubius Therapeutics Inc. 3 4 30% 30%
RUSHA:xnas Rush Enterprises Inc. Class A 1 3 10% 20%
RUTH:xnas Ruths Hospitality Group Inc. 3 2 30% 15%
RVI:xnys Retail Value Inc. 1 4 10% 30%
RVNC:xnas Revance Therapeutics Inc. 3 4 30% 30%
RVX:xtse Resverlogix Corp. 3 5 30% 50%
RWA:xlon Robert Walters 2 4 10% 30%
RWE3:xetr RWE AG Vz 2 1 10% 10%
RWI:xlon Renewi Plc 2 4 10% 30%
RWT:xnys Redwood Trust Inc. 1 2 10% 15%
RXL:xpar Rexel SA 2 2 10% 15%
RXN:xnys Rexnord Corp. 2 2 10% 15%
RYA:xlon Ryanair Holdings Plc 2 1 10% 10%
RYAAY:xnas Ryanair Holdings Plc 2 1 10% 10%
RYAM:xnys Rayonier Advanced Materials Inc. 2 4 10% 30%
RYTM:xnas Rhythm Pharmaceuticals Inc. 2 4 10% 30%
S:xnys Sprint Corp. 3 4 30% 30%
S32:xasx South32 Ltd 1 2 10% 15%
S32:xlon South32 Ltd 1 2 10% 15%
S92:xetr SMA Solar Technology AG 2 4 10% 30%
SAA:xlon M&C Saatchi Plc 5 4 100% 30%
SAA1V:xhel Sanoma Oyj 1 2 10% 15%
SAABb:xome Saab AB Ser. B 2 1 10% 10%
SAB:xmce Banco De Sabadell SA 1 4 10% 30%
SABR:xnas Sabre Corp. 2 1 10% 10%
SAE:xetr Shop Apotheke Europe NV 2 4 10% 30%
SAEI:xmil SAES Getters SpA 3 4 30% 30%
SAFE:xlon Safestore Holdings Plc 1 2 10% 15%
SAFE:xnys Safety, Income & Growth Inc. 3 4 30% 30%
SAFM:xnas Sanderson Farms Inc. 1 2 10% 15%
SAFT:xnas Safety Insurance Group Inc. 1 2 10% 15%
SAGA_A:xome Sagax AB ser. A 2 2 10% 15%
SAGA_B:xome Sagax AB ser. B 2 2 10% 15%
SAGA_D:xome Sagax AB ser. D 2 2 10% 15%
SAGA_PREF:xome Sagax AB pref 2 2 10% 15%
SAH:xnys Sonic Automotive Inc. 2 4 10% 30%
SAIA:xnas Saia Inc. 1 2 10% 15%
SAIL:xnys SailPoint Technologies Holdings Inc. 2 4 10% 30%
SALMON:xosl Salmones Camanchaca SA 5 5 100% 50%
SALT:xnys Scorpio Bulkers Inc. 3 5 30% 50%
SAMS:xpar Samse NV 3 4 30% 30%
SAN:xnys Banco Santander SA ADR 2 1 10% 10%
SANM:xnas Sanmina Corp. 2 4 10% 30%
SANT:xetr S & T AG 1 4 10% 30%
SAR:xasx Saracen Mineral Holdings Ltd 2 4 10% 30%
SAS:xcse SAS AB 3 2 30% 15%
SAS:xome SAS AB 3 2 30% 15%
SASNOK:xosl SAS AB 3 2 30% 15%
SATS:xnas EchoStar Corp. 1 3 10% 20%
SAVE:xnys Spirit Airlines Inc. 2 2 10% 15%
SAVE:xpar Savencia SA 3 2 30% 15%
SAX:xetr Stroeer SE 1 3 10% 20%
SBAC:xnas SBA Communications Corp. 2 1 10% 10%
SBANK:xosl Sbanken ASA 3 3 30% 20%
SBCF:xnas Seacoast Banking Corp. 2 2 10% 15%
SBGI:xnas Sinclair Broadcast Group Inc. 2 1 10% 10%
SBGL:xnys Sibanye Gold Ltd 3 5 30% 50%
SBH:xnys Sally Beauty Holdings Inc. 2 2 10% 15%
SBID:xlon State Bank of India 1 3 10% 20%
SBLK:xnas Star Bulk Carriers Corp. 2 4 10% 30%
SBM:xasx St Barbara Ltd 1 3 10% 20%
SBO:xosl Selvaag Bolig ASA 3 4 30% 30%
SBR:xnys Sabine Royalty Trust 2 4 10% 30%
SBRAV:xnas Sabra Health Care REIT Inc. 2 1 10% 10%
SBRE:xlon Sabre Insurance Group Plc 2 2 10% 15%
SBS:xetr Stratec SE 3 3 30% 20%
SBSI:xnas Southside Bancshares Inc. 2 2 10% 15%
SBT:xnas Sterling Bancorp Inc. 3 4 30% 30%
SBT:xpar Oeneo Bouchage 2 4 10% 30%
SCHL:xnas Scholastic Corp. 1 2 10% 15%
SCHO:xcse Schouw & Co. A/S 1 2 10% 15%
SCI:xnys Service Corporation International 2 1 10% 10%
SCL:xnys Stepan Company 1 3 10% 20%
SCP:xasx Shopping Centres Australasia Property Group 3 2 30% 15%
SCR:xpar Scor SE 3 1 30% 10%
SCS:xnys Steelcase Inc. 1 2 10% 15%
SCST:xome Scandi Standard AB 3 4 30% 30%
SCT:xlon Softcat Plc 3 3 30% 20%
SCVL:xnas Shoe Carnival Inc. 2 4 10% 30%
SDA:xasx SpeedCast International Ltd 3 4 30% 30%
SDF:xasx Steadfast Group Ltd 1 2 10% 15%
SDFG:xetr K+S Aktiengesellschaft 2 1 10% 10%
SDG:xpar Synergie SA 2 2 10% 15%
SDL:xlon SDL Plc 3 4 30% 30%
SDRL_NEW:xnys Seadrill Ltd (New) 5 5 100% 50%
SDRL_NEW:xosl Seadrill Ltd (New) 5 5 100% 50%
SDRY:xlon Superdry Plc 3 5 30% 50%
SDY:xlon Speedy Hire 3 4 30% 30%
SE:xnys Sea Ltd 3 5 30% 50%
SEAS:xnys SeaWorld Entertainment Inc. 2 2 10% 15%
SEC:xtse Senvest Capital Inc. 5 4 100% 30%
SECO:xnas Secoo Holding Ltd 3 6 30% 100%
SEDG:xnas SolarEdge Technologies Inc. 2 4 10% 30%
SEE:xnys Sealed Air Cp 2 1 10% 10%
SEM:xlis Semapa-Sociedade de Investimento e Gestao SGPS SA 1 3 10% 20%
SEMG:xnys Semgroup Corp. 3 3 30% 20%
SEND:xnys SendGrid Inc. 3 4 30% 30%
SENS:xase Senseonics Holdings Inc. 3 5 30% 50%
SEPL:xlon Seplat Petroleum Development Company Plc 3 5 30% 50%
SERV:xnys ServiceMaster Global Holdings Inc. 2 1 10% 10%
SES:xmil Sesa SpA 3 4 30% 30%
SESG:xpar SES GLOBAL FDR 1 2 10% 15%
SEV:xpar Suez SA 1 2 10% 15%
SFBS:xnas ServisFirst Bancshares Inc. 2 2 10% 15%
SFER:xmil Salvatore Ferragamo spa 1 2 10% 15%
SFIX:xnas Stitch Fix Inc. 3 3 30% 20%
SFL:xmil Safilo Group SpA 4 6 80% 100%
SFL:xnys Ship Finance International Limited 1 4 10% 30%
SFM:xnas Sprouts Farmers Market Inc. 3 1 30% 10%
SFNC:xnas Simmons First National Corp. 2 2 10% 15%
SFPN:xswx Swiss Finance & Property Investment Ltd 3 6 30% 100%
SFQ:xetr SAF Holland SA 2 4 10% 30%
SFS:xnys Smart & Final Stores Inc. 3 4 30% 30%
SFUN:xnys Fang Holdings Ltd 2 5 10% 50%
SFZN:xswx Siegfried AG 1 3 10% 20%
SGC:xlon Stagecoach Group Plc 1 2 10% 15%
SGCG:xetr SGL Carbon 3 3 30% 20%
SGE:xlon Sage Group Plc 1 2 10% 15%
SGEN:xnas Seattle Genetics Inc. 2 1 10% 10%
SGF:xasx SG Fleet Group Ltd 2 4 10% 30%
SGGD:xlon Surgutneftegas Public Joint Stock Co. 1 6 10% 100%
SGH:xnas SMART Global Holdings Inc. 3 6 30% 100%
SGKN:xswx Cantonal Bank of Saint Gall Ltd 2 2 10% 15%
SGMO:xnas Sangamo Therapeutics Inc. 2 4 10% 30%
SGMS:xnas Scientific Games Corp. 3 3 30% 20%
SGR:xasx The Star Entertainment Group Ltd 1 2 10% 15%
SGR:xmil SAES Getters SPA - Preferred Stock 5 4 100% 30%
SGRE:xmce Siemens Gamesa Renewable Energy SA 1 2 10% 15%
SGRY:xnas Surgery Partners Inc. 4 5 80% 50%
SGU:xnys Star Group LP 3 4 30% 30%
SGY:xtse Surge Energy Inc. 3 6 30% 100%
SHA:xetr Schaeffler AG - Preferred Share 1 2 10% 15%
SHAK:xnys Shake Shack Inc. 2 2 10% 15%
SHB:xlon Shaftesbury Plc 2 1 10% 10%
SHEN:xnas Shenandoah Telecommunications Co. 1 2 10% 15%
SHG:xnys Shinhan Financial Group Co. Ltd 3 2 30% 15%
SHI:xlon SIG Plc 2 2 10% 15%
SHI:xnys Sinopec Shanghai Petrochemical Co. Ltd 1 5 10% 50%
SHL:xasx Sonic Healthcare Ltd 1 2 10% 15%
SHL:xetr Siemens Healthineers AG 2 1 10% 10%
SHOO:xnas Steven Madden Ltd 1 2 10% 15%
SHOP:xnys Shopify Inc. 2 2 10% 15%
SHOP:xtse Shopify Inc. 2 2 10% 15%
SHUR:xbru Shurgard Self Storage SA 5 2 100% 15%
SHV:xasx Select Harvest Ltd 5 4 100% 30%
SIA:xlon Soco International Plc 2 4 10% 30%
SIA:xtse Sienna Senior Living Inc. 3 4 30% 30%
SIBN:xnas SI-BONE Inc. 5 4 100% 30%
SID:xnys Companhia Siderurgica Nacional 4 5 80% 50%
SIEN:xnas Sientra Inc. 3 4 30% 30%
SIFG:xams Sif Holding NV 5 4 100% 30%
SIG:xasx Sigma Healthcare Ltd 3 6 30% 100%
SIG:xnys Signet Jewelers Ltd 2 4 10% 30%
SIGA:xnas SIGA Technologies Inc. 5 4 100% 30%
SIHL:xlon Symphony International Holdings Ltd 3 6 30% 100%
SII:xpar SII 3 4 30% 30%
SII:xtse Sprott Inc. 3 4 30% 30%
SIKA:xvtx Sika Ltd 2 2 10% 15%
SIM:xcse SimCorp A/S 1 3 10% 20%
SIMO:xnas Silicon Motion Technology Corp. 2 5 10% 50%
SINA:xnas Sina Corp. 1 3 10% 20%
SIOE:xbru Sioen Industries NV 2 4 10% 30%
SIP:xbru Sipef 2 4 10% 30%
SIPH:xpar Societe Internationale de Plantation d Heveas SA 4 4 80% 30%
SIQ:xasx Smartgroup Corporation Ltd 3 2 30% 15%
SIS:xmil SIAS SpA 1 3 10% 20%
SIS:xtse Savaria Corp. 3 4 30% 30%
SITC:xnys SITE Centers Corp. 2 1 10% 10%
SITE:xnys SiteOne Landscape Supply Inc. 3 2 30% 15%
SIX2:xetr Sixt SE 1 3 10% 20%
SIX3:xetr Sixt SE - Preferred Stock 5 3 100% 20%
SJ:xtse Stella-Jones Inc. 1 2 10% 15%
SJI:xnys South Jersey Industries Inc. 1 2 10% 15%
SJW:xnys SJW Group 1 2 10% 15%
SKB:xetr Koenig & Bauer AG 2 2 10% 15%
SKC:xasx Sky City Entertainment Group Ltd 1 4 10% 30%
SKG:xlon Smurfit Kappa Group Plc 2 2 10% 15%
SKI:xasx Spark Infrastructure Group 1 2 10% 15%
SKIN:xswx Cassiopea SpA 3 5 30% 50%
SKIS_B:xome Skistar B 2 2 10% 15%
SKM:xnys SK Telecom Co. 3 2 30% 15%
SKT:xasx Sky Network Television Ltd 2 4 10% 30%
SKT:xnys Tanger Factory Outlet Centers Inc. 2 1 10% 10%
SKX:xnys Skechers USA Inc. 2 4 10% 30%
SKYW:xnas Skywest Inc. 2 2 10% 15%
SLAB:xnas Silicon Laboratories Inc. 1 2 10% 15%
SLB:xnys Schlumberger Limited 1 3 10% 20%
SLB:xpar Schlumberger NV 1 3 10% 20%
SLB:xswx Schlumberger Limited 1 3 10% 20%
SLCA:xnys US Silica Holdings Inc. 2 2 10% 15%
SLDB:xnas Solid Biosciences LLC 3 4 30% 30%
SLG:xnys SL Green Realty Corp. 2 1 10% 10%
SLGN:xnas Silgan Holdings Inc. 2 2 10% 15%
SLIGR:xams Sligro Food Group NV 1 2 10% 15%
SLK:xasx SeaLink Travel Group Ltd 3 4 30% 30%
SLM:xnas SLM Corp. 2 1 10% 10%
SLP:xnas Simulations Plus Inc. 3 4 30% 30%
SLR:xmce Solaria Energia Y Medio Ambiente SA 3 4 30% 30%
SLRC:xnas Solar Capital Ltd 2 2 10% 15%
SM:xnys SM Energy Co. 2 2 10% 15%
SMAR:xnys Smartsheet Inc. 2 5 10% 50%
SMBC:xnas Southern Missouri Bancorp Inc. 5 4 100% 30%
SMCP:xpar SMCP 1 3 10% 20%
SMG:xnys Scotts Miracle-Gro Co. 2 1 10% 10%
SMI:xnys Semiconductor Manufact International Corp. 2 4 10% 30%
SMLP:xnys Summit Midstream Partners LP 3 2 30% 15%
SMP:xlon St. Modwen Properties Plc 2 2 10% 15%
SMP:xnys Standard Motor Products 2 2 10% 15%
SMPL:xnas The Simply Good Foods Co. 3 2 30% 15%
SMS:xlon Smart Metering Systems Plc 3 2 30% 15%
SMSD:xlon Samsung Electronics Co. Ltd - GDS 3 3 30% 20%
SMSN:xlon Samsung Electronics Co Ltd 3 3 30% 20%
SMTA:xnys Spirit MTA REIT 3 4 30% 30%
SMTC:xnas Semtech Corp. 1 3 10% 20%
SMU_UN:xtse Summit Industrial Income REIT 5 4 100% 30%
SMWH:xlon WH Smith Plc 1 3 10% 20%
SNAP:xnys Snap Inc. 3 5 30% 50%
SNBN:xswx Schweizerische Nationalbank 3 4 30% 30%
SNC:xlis Sonaecom SGPS SA 2 2 10% 15%
SNDR:xnys Schneider National Inc. 1 2 10% 15%
SNGR:xlon Societatea Nationala de Gaze Naturale Romgaz SA 2 5 10% 50%
SNH:xetr Steinhoff International Holdings NV 5 4 100% 30%
SNI:xosl Stolt-Nielsen Ltd 2 4 10% 30%
SNN:xlon Sanne Group Plc 2 4 10% 30%
SNP:xnys China Petroleum & Chemical Corporation 1 5 10% 50%
SNR:xlon Senior 1 2 10% 15%
SNR:xnys New Senior Investment Group Inc. 3 4 30% 30%
SNX:xnys SYNNEX Corp. 1 3 10% 20%
SNZ:xasx Summerset Group Holdings Ltd 3 3 30% 20%
SO:xpar SOMFY SA 1 3 10% 20%
SOF:xbru Sofina SA 1 2 10% 15%
SOGO:xnys Sogou Inc. 2 5 10% 50%
SOI:xnys Solaris Oilfield Infrastructure Inc. 2 4 10% 30%
SOL:xasx Washington H. Soul Pattinson & Company Ltd 1 2 10% 15%
SOL:xmil SOL SpA 2 2 10% 15%
SOLARb:xcse Solar B A/S 3 6 30% 100%
SOLG:xlon Solgold Plc 3 4 30% 30%
SOLG:xtse SolGold Plc 3 4 30% 30%
SON:xlis Sonae SGPS SA 1 4 10% 30%
SONO:xnas Sonos Inc. 3 3 30% 20%
SONO:xpar NRJ Group 2 2 10% 15%
SOPH:xlon Sophos Group Plc 2 4 10% 30%
SOT_UN:xtse Slate Office REIT 5 4 100% 30%
SOW:xetr Software AG 1 2 10% 15%
SOY:xtse SunOpta Inc. 3 4 30% 30%
SP:xnas SP Plus Corp. 2 2 10% 15%
SPB:xnys Spectrum Brands Holdings Inc. 1 2 10% 15%
SPD:xlon Sports Direct International Plc 1 3 10% 20%
SPG:xcse SP Group A/S 3 4 30% 30%
SPG:xnys Simon Property Group Inc. 2 1 10% 10%
SPI:xlon Spire Healthcare Group Plc 2 4 10% 30%
SPI:xwbo Sparkasse Immobilien AG 1 2 10% 15%
SPIE:xpar Spie SA 2 2 10% 15%
SPLK:xnas Splunk Inc. 1 2 10% 15%
SPLP:xnys Steel Partners Holdings LP 2 4 10% 30%
SPN:xnys Superior Energy Services Inc. 2 4 10% 30%
SPNO:xcse Spar Nord Bank A/S 2 2 10% 15%
SPNS:xnas Sapiens International Corp. 3 6 30% 100%
SPO:xasx Spotless Group Holdings Ltd 4 4 80% 30%
SPOL:xosl SpareBank 1 Ostlandet 3 2 30% 15%
SPPI:xnas Spectrum Pharmaceuticals Inc. 2 4 10% 30%
SPSC:xnas SPS Commerce Inc. 1 3 10% 20%
SPWR:xnas SunPower Corp. 2 4 10% 30%
SPX:xlon Spirax-sarco Engineering Plc 2 1 10% 10%
SPXC:xnys SPX Corp. 1 2 10% 15%
SQ:xnys Square Inc. 1 2 10% 15%
SQM:xnys Sociedad Quimica y Minera de Chile SA 1 3 10% 20%
SQN:xswx Swissquote Group N 3 2 30% 15%
SRBANK:xosl Sparebank 1 SR-Bank 1 2 10% 15%
SRC:xnys Spirit Realty Capital Inc. 1 6 10% 100%
SRCE:xnas 1st Source Corp. 2 2 10% 15%
SRCI:xase SRC Energy Inc. 3 3 30% 20%
SRCL:xnas Stericycle Inc. 1 3 10% 20%
SRDX:xnas Surmodics Inc. 5 3 100% 20%
SRE:xlon Sirius Real Estate Limited 2 4 10% 30%
SREI:xlon Schroder Real Estate Investment Trust Ltd 3 5 30% 50%
SRG:xnys Seritage Growth Properties 3 2 30% 15%
SRI:xnys Stoneridge Inc. 3 2 30% 15%
SRLP:xnys Sprague Resources LP 3 4 30% 30%
SRP:xlon Serco Group Plc 2 4 10% 30%
SRPT:xnas Sarepta Therapeutics Inc. 2 2 10% 15%
SRRK:xnas Scholar Rock Holding Corporation 4 4 80% 30%
SRS:xmil Saras 1 3 10% 20%
SRU_UN:xtse SmartCentres Real Estate Investment Trust 1 2 10% 15%
SSA:xlon Sistema PJSFC 3 5 30% 50%
SSAB_A:xome SSAB AB ser. A 3 3 30% 20%
SSAB_B:xome SSAB B 3 3 30% 20%
SSABBH:xhel SSAB AB ser. B 3 3 30% 20%
SSB:xnas South State Corp. 2 2 10% 15%
SSC:xosl The Scottish Salmon Company 5 5 100% 50%
SSD:xnys Simpson Manufacturing Co. Inc. 1 3 10% 20%
SSL:xnys Sasol Ltd 1 2 10% 15%
SSM:xasx Service Stream Ltd 5 4 100% 30%
SSNC:xnas SS And C Technologies Holdings Inc. 2 1 10% 10%
SSP:xnas E.W. Scripps Company (New) 2 2 10% 15%
SSTI:xnas ShotSpotter Inc. 3 4 30% 30%
SSTK:xnys Shutterstock Inc. 1 3 10% 20%
SSW:xnys Seaspan Corporation 2 4 10% 30%
ST:xnys Sensata Technologies Holding Plc 2 1 10% 10%
ST5:xetr Steico SE 5 4 100% 30%
STAA:xnas Staar Surgical Co. 3 3 30% 20%
STAF:xlon Staffline Group Plc 5 4 100% 30%
STAG:xnys STAG Industrial Inc. 2 2 10% 15%
STAR:xnys iStar Inc. 2 2 10% 15%
STC:xnys Stewart Information Services Corp. 3 4 30% 30%
STCK:xlon Stock Spirits Group Plc 2 4 10% 30%
STF:xpar Stef 2 2 10% 15%
STG:xcse Scandinavian Tobacco Group A/S 1 3 10% 20%
STG:xnys Sunlands Online Education Group 4 6 80% 100%
STHR:xlon SThree Plc 3 4 30% 30%
STKL:xnas SunOpta Inc. 3 4 30% 30%
STLD:xnas Steel Dynamics Inc. 2 1 10% 10%
STLN:xswx Schmolz & Bickenbach AG 2 4 10% 30%
STM:xetr Stabilus SA 1 2 10% 15%
STMN:xswx Straumann Holding Ltd 1 2 10% 15%
STMP:xnas Stamps.Com Inc. 2 2 10% 15%
STN:xtse Stantec Inc. 1 2 10% 15%
STNE:xnas StoneCo Ltd 5 4 100% 30%
STNG:xnys Scorpio Tankers Inc. 2 6 10% 100%
STNLU:xnas Sentinel Energy Services Inc. 5 5 100% 50%
STO:xasx Santos Ltd 2 4 10% 30%
STO3:xetr STO SE & Co. KGaA 3 6 30% 100%
STOB:xlon Stobart Group Limited 2 4 10% 30%
STOCK:xpra Stock Spirits Group Plc 2 4 10% 30%
STRA:xnas Strayer Education Inc. 1 2 10% 15%
STS:xmil Ansaldo STS SpA 3 4 30% 30%
STWD:xnys Starwood Property Trust Inc. 2 1 10% 10%
STX:xnas Seagate Technology 2 1 10% 10%
SUBC:xosl Subsea 7 SA 1 2 10% 15%
SUI:xnys Sun Communities Inc. 2 1 10% 10%
SUL:xasx Super Retail Group Ltd 3 3 30% 20%
SUM:xtse Solium Capital Inc. 3 4 30% 30%
SUPV:xnys Grupo Supervielle SA 4 6 80% 100%
SUR:xetr SURTECO SE 3 4 30% 30%
SUS:xlon S & U Plc 5 4 100% 30%
SUZ:xnys Suzano Papel e Celulose SA 1 3 10% 20%
SVEG:xosl Sparebanken Vest A/S 3 4 30% 30%
SVM:xase Silvercorp Metals Inc. 5 4 100% 30%
SVM:xtse Silvercorp Metals Inc. 3 4 30% 30%
SVMK:xnas SVMK Inc. 5 4 100% 30%
SVOL_A:xome Svolder AB ser. A - NOCT 3 6 30% 100%
SVS:xlon Savills Plc 2 2 10% 15%
SVST:xlon Public Joint Stock Company Severstal 1 4 10% 30%
SVW:xasx Seven Group Holdings Ltd 3 2 30% 15%
SWCH:xnys Switch Inc. 2 4 10% 30%
SWEC_B:xome Sweco AB Ser. B 1 2 10% 15%
SWI:xnys SolarWinds Corp. 3 3 30% 20%
SWIR:xnas Sierra Wireless, Inc. 3 4 30% 30%
SWM:xasx Seven West Media Ltd 2 4 10% 30%
SWP:xpar Sword Group 5 4 100% 30%
SWTQ:xswx Schweiter AG 1 2 10% 15%
SXC:xnys SunCoke Energy Inc. 2 4 10% 30%
SXCP:xnys SunCoke Energy Partners L.P. 2 4 10% 30%
SXI:xnys Standex International Corp. 1 2 10% 15%
SXL:xasx Southern Cross Media Group Ltd 2 4 10% 30%
SXS:xlon Spectris Plc 1 3 10% 20%
SXT:xnys Sensient Technologies Corp. 1 2 10% 15%
SXX:xlon Sirius Minerals Plc 2 4 10% 30%
SYDB:xcse Sydbank A/S 2 2 10% 15%
SYKE:xnas Sykes Enterprises Inc. 2 2 10% 15%
SYMC:xnas Symantec Corporation 2 2 10% 15%
SYNA:xnas Synaptics Inc. 1 3 10% 20%
SYNH:xnas Syneos Health Inc. 2 2 10% 15%
SYNT:xlon Synthomer Plc 1 2 10% 15%
SYR:xasx Syrah Resources Ltd 3 4 30% 30%
SYSR:xome Systemair AB 2 4 10% 30%
SYX:xnys Systemax Inc. 2 4 10% 30%
SZGG:xetr Salzgitter AG 1 3 10% 20%
SZUG:xetr Suedzucker AG 1 2 10% 15%
T:xtse Telus Corp. 5 1 100% 10%
TA:xtse TransAlta Corp. 1 2 10% 15%
TABAK:xpra Philip Morris CR a.s. 1 5 10% 50%
TAC:xnys TransAlta Corp. 1 2 10% 15%
TACO:xnas Del Taco Restaurants Inc. 3 4 30% 30%
TAHO:xnys Tahoe Resources Inc. 3 4 30% 30%
TAK:xnys Takeda Pharmaceutical Co Ltd 5 1 100% 10%
TAL:xnys TAL Education Group 2 5 10% 50%
TAMN:xswx Tamedia AG 1 2 10% 15%
TARO:xnys Taro Pharmaceutical Industries Ltd 1 3 10% 20%
TAST:xnas Carrols Restaurant Group 3 4 30% 30%
TBBK:xnas Bancorp Inc. 5 4 100% 30%
TBC:xnys AT &T Inc. 5.625% Global Notes Due 2067-Pref Share 5 1 100% 10%
TBCG:xlon TBC Bank Group Plc 3 2 30% 15%
TBI:xnys TrueBlue Inc. 2 2 10% 15%
TBK:xnas Triumph Bancorp Inc. 3 2 30% 15%
TBPH:xnas Theravance Biopharma Inc. 2 5 10% 50%
TC:xtse Tucows Inc. 2 4 10% 30%
TC1:xetr Tele Columbus AG 3 5 30% 50%
TCAP:xlon TP ICap Plc 1 3 10% 20%
TCBI:xnas Texas Capital Bancshares Inc. 2 1 10% 10%
TCBK:xnas Trico Bancshares 2 2 10% 15%
TCG:xlon Thomas Cook Group Plc 3 4 30% 30%
TCH:xpar Technicolor 3 4 30% 30%
TCL_A:xtse Transcontinental Inc. 1 2 10% 15%
TCN:xtse Tricon Capital Group Inc. 2 2 10% 15%
TCO:xnys Taubman Centers Inc. 2 1 10% 10%
TCPC:xnas BlackRock TCP Capital Corp. 2 2 10% 15%
TCRD:xnas THL Credit Inc. 3 6 30% 100%
TCS:xlon TCS Group Holding Plc 3 4 30% 30%
TCX:xnas Tucows Inc. 2 4 10% 30%
TDC:xnys Teradata Corp. 3 1 30% 10%
TDG:xtse Trinidad Drilling Ltd 3 4 30% 30%
TDS:xnys Telephone and Data Systems Inc. 2 2 10% 15%
TDW:xnys Tidewater Inc. 3 3 30% 20%
TEAM:xnas Atlassian Corporation Plc 2 2 10% 15%
TECD:xnas Tech Data Corp. 2 4 10% 30%
TECH:xnas Bio-Techne Corp. 2 2 10% 15%
TECK:xnys Teck Resources Ltd 2 2 10% 15%
TECK_A:xtse Teck Resources Ltd 5 2 100% 15%
TECK_B:xtse Teck Resources Ltd 2 2 10% 15%
TECN:xswx Tecan Group AG 1 3 10% 20%
TED:xlon Ted Baker Plc 3 4 30% 30%
TEDU:xnas Tarena International Inc. 3 5 30% 50%
TELEC:xpra O2 Czech Republic a.s. 1 3 10% 20%
TELL:xnas Tellurian Inc. 2 4 10% 30%
TEMN:xvtx Temenos Ltd 1 2 10% 15%
TEN:xnys Tenneco Inc. 2 2 10% 15%
TEO:xnys Telecom Argentina SA 2 4 10% 30%
TEP:xlon Telecom Plus Plc 1 2 10% 15%
TER:xnas Teradyne Inc. 1 3 10% 20%
TER:xpar Terreis 2 2 10% 15%
TERP:xnas TerraForm Power Inc. 3 4 30% 30%
TESB:xbru Tessenderlo Chemie NV 1 2 10% 15%
TESI:xpar Tessi SA 3 4 30% 30%
TEST_SWISS_RIGHTS:xswx TEST - Schmolz + Bickenbach AG 2 4 10% 30%
TEX:xnys Terex Corp. 2 1 10% 10%
TFF:xpar TFF Group 2 2 10% 15%
TFG:xams Tetragon Financial Group 2 4 10% 30%
TFI:xpar TF1 1 2 10% 15%
TFII:xtse TFI International Inc. 1 2 10% 15%
TFW:xlon Thorpe (F.W.) Plc 3 4 30% 30%
TFX:xnys Teleflex Inc. 2 1 10% 10%
TG:xnys Tredegar Corp. 2 4 10% 30%
TGBD:xlon Turkiye Garanti Bankasi AS 5 4 100% 30%
TGH:xnys Textainer Group Holdings Limited 3 5 30% 50%
TGHN:xetr Logwin AG 3 4 30% 30%
TGI:xnys Triumph Group Inc. 3 4 30% 30%
TGLS:xnas Tecnoglass Inc. 3 6 30% 100%
TGNA:xnys TEGNA Inc. 2 1 10% 10%
TGOD:xtse Green Organic Dutchman Holdings Ltd 5 5 100% 50%
TGP:xnys Teekay LNG Partners LP 2 4 10% 30%
TGR:xasx Tassal Group Ltd 3 4 30% 30%
TGS:xnys Transportadora de Gas del Sur SA 3 4 30% 30%
TGS:xosl TGS-NOPEC Geophysical Company 1 3 10% 20%
TGYM:xmil Technogym SpA 1 3 10% 20%
THC:xnys Tenet Healthcare Corp. 3 3 30% 20%
THEP:xpar Thermador Groupe SA 3 4 30% 30%
THFF:xnas First Financial Corp. Indiana 3 4 30% 30%
THO:xnys Thor Industries Inc. 2 2 10% 15%
THO:xtse Tahoe Resources Inc. 3 4 30% 30%
THR:xnys Thermon Group Holdings Inc. 3 2 30% 15%
THRL:xlon Target Healthcare REIT Ltd 3 5 30% 50%
THRM:xnas Gentherm Inc. 1 2 10% 15%
THS:xnys TreeHouse Foods Inc. 3 2 30% 15%
THULE:xome Thule Group AB 1 3 10% 20%
TI:xnys Telecom Italia SpA 1 4 10% 30%
TIER:xnys TIER REIT Inc. 5 2 100% 15%
TIETO:xhel Tieto Oyj 1 3 10% 20%
TIF:xnys Tiffany & Co. 1 2 10% 15%
TIFS:xlon TI Fluid Systems Plc 1 2 10% 15%
TIGO_SDB:xome Millicom International Cellular SDB 2 4 10% 30%
TIK1V:xhel Tikkurila Oyj 2 2 10% 15%
TILE:xnas Interface Inc. 2 2 10% 15%
TINC:xbru TINC Comm VA 5 4 100% 30%
TIP:xmil Tamburi Investment Partners Spa 2 2 10% 15%
TISI:xnys Team Inc. 3 4 30% 30%
TIV:xcse Tivoli A/S 3 4 30% 30%
TK:xnys Teekay Corporation 3 5 30% 50%
TKA:xetr Thyssen Krupp AG 2 1 10% 10%
TKBP:xswx Thurgauer Kantonalbank 2 4 10% 30%
TKO:xpar Tikehau Capital SCA 3 2 30% 15%
TKTT:xpar Tarkett 1 2 10% 15%
TL0:xetr Tesla Inc. 3 3 30% 20%
TL5:xmce Mediaset Espana Comunicacion SA 1 2 10% 15%
TLG:xetr TLG Immobilien AG 1 2 10% 15%
TLGO:xmce Talgo SA 2 2 10% 15%
TLIT:xmil Telecom Italia 1 4 10% 30%
TLITn:xmil Telecom Italia SpA - Rsp 1 4 10% 30%
TLND:xnas Talend SA 3 4 30% 30%
TLRD:xnys Tailored Brands Inc. 3 4 30% 30%
TLRY:xnas Tilray Inc. 5 5 100% 50%
TLW:xlon Tullow Oil Plc 3 3 30% 20%
TLYS:xnys Tilly's Inc. 3 6 30% 100%
TMCXU:xnas Trinity Merger Corp. 3 6 30% 100%
TME:xasx Trade Me Group Ltd 3 4 30% 30%
TMHC:xnys Taylor Morrison Home Corp. 2 2 10% 15%
TMKS:xlon PAO TMK 3 5 30% 50%
TMP:xase Tompkins Financial Corp. 3 2 30% 15%
TMST:xnys TimkenSteel Corp. 3 4 30% 30%
TNC:xnys Tennant Co. 2 2 10% 15%
TNDM:xnas Tandem Diabetes Care Inc. 3 4 30% 30%
TNE:xasx Technology One Ltd 1 3 10% 20%
TNET:xbru Telenet Group Holding NV 3 4 30% 30%
TNET:xnys Trinet Group Inc. 2 2 10% 15%
TNP:xnys Tsakos Energy Navigation Ltd 3 6 30% 100%
TNXT:xmil Tinexta SpA 3 4 30% 30%
TOD:xmil Tod'S 1 3 10% 20%
TOKMAN:xhel Tokmanni Group Corp. 5 4 100% 30%
TOL:xnys Toll Brothers Inc. 2 1 10% 10%
TOM2:xams TomTom BV 2 4 10% 30%
TOO:xnys Teekay Offshore Partners LP 3 6 30% 100%
TOT:xtse Total Energy Services Inc. 5 4 100% 30%
TOU:xtse Tourmaline Oil Corp. 1 2 10% 15%
TOUR:xnas Tuniu Corp. 3 5 30% 50%
TOWN:xnas Towne Bank 2 2 10% 15%
TOWR:xnys Tower International Inc. 2 4 10% 30%
TOY:xtse Spin Master Corp. 1 3 10% 20%
TPB:xnys Turning Point Brands Inc. 5 4 100% 30%
TPC:xnys Tutor Perini Corp. 3 3 30% 20%
TPCO:xnas Tribune Publishing Co. 3 4 30% 30%
TPH:xnys TRI Pointe Group Inc. 3 1 30% 10%
TPK:xlon Travis Perkins Plc 2 1 10% 10%
TPM:xasx TPG Telecom Ltd 3 4 30% 30%
TPRE:xnys Third Point Reinsurance Ltd 3 4 30% 30%
TPS1V:xhel Technopolis Oyj 2 2 10% 15%
TPX:xnys Tempur Sealy International Inc. 2 2 10% 15%
TPZ:xmce Telepizza Group SA 3 4 30% 30%
TQI:xetr Telecom Italia SpA 1 4 10% 30%
TR:xnys Tootsie Roll Industries Inc. 1 2 10% 15%
TRC:xnys Tejon Ranch Co. 5 4 100% 30%
TRCN:xlon Center for Cargo Container Traffic Transcont PJSC 4 5 80% 50%
TRCO:xnys Tribune Media Co. 3 4 30% 30%
TREX:xnys Trex Company Inc. 1 2 10% 15%
TRGP:xnys Targa Resources Corp. 2 1 10% 10%
TRHC:xnas Tabula Rasa HealthCare Inc. 3 3 30% 20%
TRIA:xpar Trigano SA 2 4 10% 30%
TRIP:xnas TripAdvisor Inc. 1 4 10% 30%
TRMD_A:xcse TORM Plc A 3 4 30% 30%
TRMK:xnas Trustmark Corp. 1 2 10% 15%
TRN:xnys Trinity Industries Inc. 2 1 10% 10%
TRNO:xnys Terreno Realty Corp. 1 3 10% 20%
TROAX:xome Troax Group AB 2 4 10% 30%
TROX:xnys Tronox Ltd 3 3 30% 20%
TRQ:xnys Turquoise Hill Resources Ltd 1 2 10% 15%
TRQ:xtse Turquoise Hill Resources 1 2 10% 15%
TRS:xlon Tarsus Group Plc 3 6 30% 100%
TRS:xnas TriMas Corp. 1 3 10% 20%
TRST:xtse CannTrust Holdings Inc. 4 5 80% 50%
TRTN:xnys Triton International Ltd 2 4 10% 30%
TRTX:xnys TPG RE Finance Trust Inc. 2 2 10% 15%
TRU:xnys TransUnion 2 1 10% 10%
TRUE:xnas TrueCar Inc. 2 4 10% 30%
TRUP:xnas Trupanion Inc. 3 3 30% 20%
TRVN:xnas Trevena Inc. 3 6 30% 100%
TRXC:xase TransEnterix Inc. 3 5 30% 50%
TSC:xnas TriState Capital Holdings Inc. 2 4 10% 30%
TSEM:xnas Tower Semiconductor Ltd 2 4 10% 30%
TSG:xnas The Stars Group Inc. 3 2 30% 15%
TSGI:xtse The Stars Group Inc. 3 2 30% 15%
TSLA:xnas Tesla Inc. 3 3 30% 20%
TSLA:xswx Tesla Inc. 3 3 30% 20%
TSLX:xnys TPG Specialty Lending Inc. 2 2 10% 15%
TSM:xnys Taiwan Semiconductor 1 2 10% 15%
TSRO:xnas Tesaro Inc. 3 4 30% 30%
TSU:xnys TIM Participacoes SA 1 3 10% 20%
TTALO:xhel Terveystalo Plc 1 3 10% 20%
TTD:xnas The Trade Desk Inc. 2 5 10% 50%
TTEC:xnas TTEC Holdings Inc. 2 2 10% 15%
TTG:xlon TT electronics Plc 3 4 30% 30%
TTGT:xnas TechTarget Inc. 3 4 30% 30%
TTK:xetr TAKKT AG 2 2 10% 15%
TTM:xnys Tata Motors Ltd 2 2 10% 15%
TTST:xlon Tata Steel Ltd 2 4 10% 30%
TTWO:xnas Take-Two Interactive Software Inc. 1 2 10% 15%
TUB:xmce Tubacex SA 3 4 30% 30%
TUI:xlon TUI AG 2 1 10% 10%
TUIGn:xetr TUI AG 2 1 10% 10%
TUP:xnys Tupperware Brands Corporation 1 2 10% 15%
TUSK:xnas Mammoth Energy Services Inc. 2 4 10% 30%
TV:xnys Grupo Televisa SA 1 2 10% 15%
TV:xtse Trevali Mining Corp. 3 6 30% 100%
TVE:xtse Tamarack Valley Energy Ltd 3 4 30% 30%
TVPT:xnys Travelport Worldwide Ltd 3 4 30% 30%
TVTY:xnas Tivity Health Inc. 2 4 10% 30%
TWEKA:xams TKH Group 1 3 10% 20%
TWI:xnys Titan International Inc. (Illinois) 3 6 30% 100%
TWLO:xnys Twilio Inc. 2 5 10% 50%
TWNK:xnas Hostess Brands Inc. 3 3 30% 20%
TWO:xnys Two Harbors Investment Corp. 1 2 10% 15%
TWST:xnas Twist Bioscience Corp. 5 5 100% 50%
TX:xnys Ternium SA 1 2 10% 15%
TXG:xtse Torex Gold Resources Inc. 4 5 80% 50%
TXMD:xnas TherapeuticsMD Inc. 2 4 10% 30%
TYL:xnys Tyler Technologies Inc. 1 2 10% 15%
TYMN:xlon Tyman Plc 2 4 10% 30%
U:xtse Uranium Participation Corp. 3 4 30% 30%
UA:xnys Under Armour Inc. Class C 2 4 10% 30%
UAA:xnys Under Armour Inc. 2 4 10% 30%
UAI:xlon U and I Group Plc 5 4 100% 30%
UAL:xnas United Continental Holdings Inc. 2 1 10% 10%
UAN:xnys CVR Partners LP 5 4 100% 30%
UANC:xlon Urban&Civic Plc 5 4 100% 30%
UBA:xnys Urstadt Biddle Properties Inc. 2 4 10% 30%
UBI:xmil UBI Banca 2 1 10% 10%
UBIP:xpar Ubisoft Entertainment 1 2 10% 15%
UBNT:xnas Ubiquiti Networks Inc. 3 4 30% 30%
UBSH:xnas Union Bankshares Corp. 2 2 10% 15%
UBX:xnas Unity Biotechnology Inc. 3 4 30% 30%
UBXN:xswx u-blox Holding AG 2 4 10% 30%
UCB:xbru UCB SA 1 2 10% 15%
UCBI:xnas United Community Banks Inc. 1 2 10% 15%
UCG:xmil Unicredit SpA 2 1 10% 10%
UCTT:xnas Ultra Clean Holdings Inc. 3 6 30% 100%
UDG:xlon UDG Healthcare Plc 1 3 10% 20%
UDR:xnys UDR Inc. 2 1 10% 10%
UE:xnys Urban Edge Properties 1 2 10% 15%
UEIC:xnas Universal Electronics Inc. 3 5 30% 50%
UFCS:xnas United Fire Group Inc. 1 2 10% 15%
UFFP:xpar Union Financiere de France Banque 3 4 30% 30%
UFI:xnys Unifi Inc. 3 4 30% 30%
UFPI:xnas Universal Forest Products Inc. 1 2 10% 15%
UFS:xnys Domtar Corp. 1 2 10% 15%
UFS:xtse Domtar Corp. 1 2 10% 15%
UGP:xnys Ultrapar Participacoes SA 2 4 10% 30%
UHS:xnys Universal Health Services Inc. 2 1 10% 10%
UHT:xnys Universal Health Realty Income Trust 3 2 30% 15%
UIE:xcse United International Enterprises Ltd 2 4 10% 30%
UIHC:xnas United Insurance Holdings Corp. 2 2 10% 15%
UIS:xnys Unisys Corp. 3 4 30% 30%
UKW:xlon Greencoat UK Wind Plc 4 2 80% 15%
ULE:xlon Ultra Electronics Holdings Plc 1 3 10% 20%
ULH:xnas Universal Logistics Holdings Inc. 2 4 10% 30%
UMH:xnys UMH Properties Inc. 5 4 100% 30%
UN01:xetr Uniper SE 3 1 30% 10%
UNF:xnys Unifirst Corp. 1 2 10% 15%
UNFI:xnys United Natural Foods Inc. 3 4 30% 30%
UNI:xmce Unicaja Banco SA 2 2 10% 15%
UNI:xmil Unipol Gruppo Finanziario SpA - Ordinary 1 2 10% 15%
UNIPE:xswx Uniper SE 3 1 30% 10%
UNIT:xnas Uniti Group Inc. 4 1 80% 10%
UNS:xtse Uni Select Inc. 2 2 10% 15%
UNT:xnys Unit Corporation 3 4 30% 30%
UPLD:xnas Upland Software Inc. 2 4 10% 30%
UPM:xhel UPM-Kymmene Oyj 2 1 10% 10%
UPONOR:xhel Uponor Oyj 2 2 10% 15%
UPWK:xnas Upwork Inc. 3 3 30% 20%
UQA:xwbo UNIQA Insurance Group AG 2 2 10% 15%
URBN:xnas Urban Outfitters Inc. 2 1 10% 10%
URGN:xnas UroGen Pharma Ltd 2 4 10% 30%
URI:xnys United Rentals Inc. 2 2 10% 15%
USAC:xnys USA Compression Partners LP 3 3 30% 20%
USCR:xnas US Concrete Inc. 2 4 10% 30%
USDP:xnys USD Partners LP 3 6 30% 100%
USG:xnys USG Corp. 3 4 30% 30%
USLM:xnas US Lime & Minerals Inc. 5 4 100% 30%
USNA:xnys USANA Health Sciences Inc. 1 3 10% 20%
USPH:xnys US Physical Therapy Inc. 1 3 10% 20%
UTDI:xetr United Internet AG 1 2 10% 15%
UTG:xlon Unite Group 1 2 10% 15%
UTHR:xnas United Therapeutics Corp. 2 2 10% 15%
UTL:xnys Unitil Corp. 2 2 10% 15%
UVE:xnys Universal Insurance Holdings Inc. 1 2 10% 15%
UVSP:xnas Univest Financial Corp. 3 2 30% 15%
UVV:xnys Universal Corp. 1 4 10% 30%
UXIN:xnas Uxin Ltd 3 5 30% 50%
V:xswx Visa Inc. 5 1 100% 10%
VAC:xnys Marriott Vacations Worldwide Corp. 2 2 10% 15%
VACN:xswx VAT Group Ltd 2 2 10% 15%
VAH:xasx Virgin Australia Holdings Ltd 3 4 30% 30%
VAHN:xswx Vaudoise Assurances Holding 2 4 10% 30%
VAIAS:xhel Vaisala Oyj A 2 4 10% 30%
VALE:xnys Vale SA 1 3 10% 20%
VALN:xswx Valora Holding AG 3 2 30% 15%
VALOE:xhel Valoe Oyj 4 6 80% 100%
VAN:xbru Van de Velde NV 2 4 10% 30%
VAR1:xetr Varta AG 2 2 10% 15%
VARN:xswx Varia US Properties AG 3 4 30% 30%
VAS:xetr Voestalpine AG 1 2 10% 15%
VASTN:xams Vastned Retail 1 2 10% 15%
VATN:xswx Valiant Holding AG 2 2 10% 15%
VBG_B:xome VBG GROUP AB ser. B 5 4 100% 30%
VBK:xetr VERBIO Vereinigte BioEnergie AG 3 4 30% 30%
VBSN1:xswx IVF HARTMANN Holding AG 3 4 30% 30%
VBTX:xnas Veritex Holdings Inc. 2 4 10% 30%
VC:xnas Visteon Corp. 1 2 10% 15%
VCEL:xnas Vericel Corp. 3 5 30% 50%
VCT:xlon Victrex 1 2 10% 15%
VCTP:xpar Vicat 1 2 10% 15%
VCYT:xnas Veracyte Inc. 3 4 30% 30%
VEA:xasx Viva Energy Group Ltd 3 3 30% 20%
VEC:xlon Vectura Group Plc 3 4 30% 30%
VECO:xnas Veeco Instruments Inc. 3 5 30% 50%
VEDL:xnys Vedanta Ltd 1 4 10% 30%
VEEV:xnys Veeva Systems Inc. 1 2 10% 15%
VEI:xosl Veidekke ASA 1 2 10% 15%
VELO:xcse Veloxis Pharmaceuticals A/S 4 6 80% 100%
VEON:xnas VEON Ltd 2 4 10% 30%
VER:xnys VEREIT Inc. 2 1 10% 10%
VET:xswx Vetropack Holding Ltd 1 4 10% 30%
VETO:xpar Vetoquinol SA 3 3 30% 20%
VFC:xnys VF Corp. 1 2 10% 15%
VG:xnys Vonage Holdings Corp. 1 3 10% 20%
VGP:xbru VGP SA 1 2 10% 15%
VGR:xnys Vector Group Ltd 3 3 30% 20%
VHI:xnys Valhi Inc. 2 4 10% 30%
VIAV:xnas Viavi Solutions Inc. 1 3 10% 20%
VIB3:xetr Villeroy & Boch AG Vz 3 6 30% 100%
VICI:xnys VICI Properties Inc. 2 4 10% 30%
VICR:xnas Vicor Corp. 2 4 10% 30%
VID:xmce Vidrala SA 1 2 10% 15%
VIEV:xwbo Flughafen Wien AG 1 2 10% 15%
VIH:xetr VIB Vermoegen AG 2 2 10% 15%
VII:xtse Seven Generations Energy Ltd 2 2 10% 15%
VIL:xpar Viel et Compagnie SA 3 4 30% 30%
VILM:xpar Vilmorin & Cie 3 3 30% 20%
VIPS:xnys Vipshop Holdings Ltd 2 5 10% 50%
VIRT:xnas Virtu Financial Inc. 1 3 10% 20%
VIS:xmce Viscofan SA 1 2 10% 15%
VIV:xnys Telefonica Brasil SA 1 2 10% 15%
VJBA:xcse Vestjysk Bank A/S 3 6 30% 100%
VK:xpar Vallourec 3 3 30% 20%
VKTX:xnas Viking Therapeutics Inc. 4 5 80% 50%
VLGEA:xnas Village Super Market Inc. 3 6 30% 100%
VLK:xams Van Lanschot Kempen NV 2 2 10% 15%
VLOF:xpar Valeo 2 4 10% 30%
VLRS:xnys Controladora Vuela Compania de Aviacion SAB de CV 3 5 30% 50%
VLTSA:xpar Voltalia SA 3 4 30% 30%
VMW:xnys VMware Inc. 1 2 10% 15%
VNDA:xnas Vanda Pharmaceuticals Inc. 2 4 10% 30%
VNET:xnas 21Vianet Group ADR Representing Six 2 5 10% 50%
VNR:xtse Valener 2 4 10% 30%
VNTR:xnys Venator Materials Plc 3 4 30% 30%
VNV_SDB:xome Vostok New Ventures Ltd, SDB 2 6 10% 100%
VOC:xasx Vocus Group Ltd 1 3 10% 20%
VOES:xwbo Voestalpine AG 1 2 10% 15%
VOLO:xome Volati AB 3 4 30% 30%
VONN:xswx Vontobel Holding AG 2 1 10% 10%
VOS:xetr Vossloh AG 2 2 10% 15%
VP:xlon VP 3 4 30% 30%
VPBN:xswx VP Bank AG 1 4 10% 30%
VPG:xnys Vishay Precision Group 5 4 100% 30%
VRAY:xnas ViewRay Inc. 3 5 30% 50%
VRL:xasx Village Roadshow Ltd 3 4 30% 30%
VRSN:xnas Verisign Inc. 1 2 10% 15%
VRTS:xnas Virtus Investment Partners Inc. 2 4 10% 30%
VRTU:xnas Virtusa Corp. 1 3 10% 20%
VRTV:xnys Veritiv Corp. 3 5 30% 50%
VRTX:xnas Vertex Pharmaceuticals Inc. 2 1 10% 10%
VSAT:xnas ViaSat Inc. 2 2 10% 15%
VSEC:xnas VSE Corp. 3 4 30% 30%
VSLR:xnys Vivint Solar Inc. 3 4 30% 30%
VSM:xnys Versum Materials Inc. 2 2 10% 15%
VSTO:xnys Vista Outdoor Inc. 3 4 30% 30%
VSVS:xlon Vesuvius Plc 2 2 10% 15%
VT9:xetr VTG AG 3 4 30% 30%
VTA:xams Volta Finance Ltd 4 6 80% 100%
VTBR:xlon VTB Bank PJSC 2 4 10% 30%
VTC:xlon The Vitec Group 3 2 30% 15%
VTR:xnys Ventas Inc. 2 1 10% 10%
VVC:xnys Vectren Corp. 3 4 30% 30%
VVR:xasx Viva Energy REIT 3 2 30% 15%
VVV:xnys Valvoline Inc. 2 1 10% 10%
VW_V:xswx Volkswagen AG - Preferred stock 5 1 100% 10%
VWS:xcse Vestas Wind Systems A/S 1 2 10% 15%
VWS:xetr Vestas Wind Systems A/S 1 2 10% 15%
VZN:xswx VZ Holding AG 1 3 10% 20%
W:xnys Wayfair Inc. 2 4 10% 30%
WAAS:xnys AquaVenture Holdings Ltd 3 6 30% 100%
WABC:xnas Westamerica Bancorporation 2 2 10% 15%
WAC:xetr Wacker Neuson SE 1 2 10% 15%
WAF:xetr Siltronic AG 2 4 10% 30%
WAFD:xnas Washington Federal Inc. 1 2 10% 15%
WAGE:xnys WageWorks Inc. 1 3 10% 20%
WALL_B:xome Wallenstam AB ser. B 1 2 10% 15%
WALWIL:xosl Wallenius Wilhelmsen ASA 2 2 10% 15%
WAM:xasx WAM Capital Ltd 3 2 30% 15%
WARN:xswx Warteck Invest AG 3 4 30% 30%
WASH:xnas Washington Trust Bancorp 2 2 10% 15%
WAVE:xpar Wavestone SA 2 4 10% 30%
WAX:xasx WAM Research Ltd 4 6 80% 100%
WBA:xasx Webster Ltd 3 4 30% 30%
WBAI:xnys 500.com Ltd 3 6 30% 100%
WBSV:xwbo Wienerberger AG 1 2 10% 15%
WCC:xnys WESCO International Inc. 2 2 10% 15%
WCG:xnys WellCare Health Plans Inc. 2 1 10% 10%
WCH:xetr Wacker Chemie AG 1 2 10% 15%
WCMK:xetr WCM Beteiligungs- und Grundbesitz-AG 2 2 10% 15%
WD:xnys Walker & Dunlop Inc. 2 2 10% 15%
WDC:xnas Western Digital Corp. 2 2 10% 15%
WDFC:xnas WD-40 Co. 1 2 10% 15%
WDH:xcse William Demant Holding A/S 1 2 10% 15%
WDI:xetr Wirecard AG 1 2 10% 15%
WDO:xtse Wesdome Gold Mines Ltd 3 4 30% 30%
WDP:xbru Warehouse & Distribution De Pauw SICAFI SCA 2 2 10% 15%
WEB:xasx Webjet Ltd 3 3 30% 20%
WEED:xtse Canopy Growth Corp. 3 2 30% 15%
WEF:xtse Western Forest Products Inc. 2 4 10% 30%
WEG1:xetr Westgrund AG 3 4 30% 30%
WEIR:xlon Weir Group Plc 1 2 10% 15%
WELL:xnys Welltower Inc. 2 1 10% 10%
WERN:xnas Werner Enterprises Inc. 1 2 10% 15%
WES:xasx Wesfarmers Ltd 1 2 10% 15%
WES:xnys Western Gas Partners LP 3 4 30% 30%
WETF:xnas Wisdomtree Investments Inc. 1 2 10% 15%
WEX:xnys WEX Inc. 2 1 10% 10%
WF:xnys Woori Financial Group Inc. 3 6 30% 100%
WFT:xtse West Fraser Timber Co.Ltd 1 2 10% 15%
WG:xlon Wood Group (John) Plc 1 2 10% 15%
WGB:xasx WAM Global Ltd 4 6 80% 100%
WGN:xasx Wagners Holding Company Ltd 3 4 30% 30%
WGP:xnys Western Gas Equity Partners LP 1 2 10% 15%
WH:xnys Wyndham Hotels & Resorts Inc. 2 1 10% 10%
WHA:xams Wereldhave NV 1 2 10% 15%
WHD:xnys Cactus Inc. 1 3 10% 20%
WHF:xasx Whitefield Ltd 4 6 80% 100%
WHG:xnys Westwood Holdings Group Inc. 3 4 30% 30%
WIFI:xnas Boingo Wireless Inc. 2 4 10% 30%
WIHL:xome Wihlborgs Fastigheter AB 1 2 10% 15%
WIN:xetr Diebold Nixdorf AG 3 4 30% 30%
WIN:xlon Wincanton 3 4 30% 30%
WINA:xnas Winmark Corp. 3 4 30% 30%
WING:xnas Wingstop Inc. 1 2 10% 15%
WIT:xnys Wipro Ltd 1 4 10% 30%
WIZZ:xlon Wizz Air Holdings Plc 1 4 10% 30%
WJA:xtse Westjet Airlines Ltd 1 2 10% 15%
WJG:xlon Watkin Jones Plc 3 2 30% 15%
WKP:xlon Workspace Group PLC REIT 1 2 10% 15%
WLE:xasx WAM Leaders Ltd 3 6 30% 100%
WLH:xnys William Lyon Homes 3 4 30% 30%
WLKP:xnys Westlake Chemical Partners LP 2 2 10% 15%
WLL:xnys Whiting Petroleum Corp. 3 4 30% 30%
WMC:xnys Western Asset Mortgage Capital Corp. 3 4 30% 30%
WMGI:xnas Wright Medical Group N V 1 2 10% 15%
WMK:xnys Weis Markets Inc. 1 3 10% 20%
WMS:xnys Advanced Drainage Systems Inc. 2 2 10% 15%
WNS:xnys WNS Holdings Ltd 3 4 30% 30%
WOR:xasx Worleyparsons Ltd 2 2 10% 15%
WOR:xnys Worthington Industries Inc. 1 3 10% 20%
WOW:xnys WideOpenWest Inc. 2 4 10% 30%
WPK:xtse Winpak Ltd 1 2 10% 15%
WPP:xasx WPP AUNZ Ltd 2 4 10% 30%
WPP:xlon WPP Plc 1 3 10% 20%
WPP:xnys WPP Plc 1 3 10% 20%
WPX:xnys WPX Energy Inc. 2 2 10% 15%
WPY:xlon Worldpay Inc. Class A 3 1 30% 10%
WRD:xnys WildHorse Resource Development Corp. 5 4 100% 30%
WRE:xnys Washington Real Estate Investment Trust 2 2 10% 15%
WRLD:xnas World Acceptance Corp. 4 3 80% 20%
WSA:xasx Western Areas NL 3 4 30% 30%
WSBC:xnas Wesbanco Inc. 2 2 10% 15%
WSBF:xnas Waterstone Financial Inc. 5 4 100% 30%
WSFS:xnas WSFS Financial Corp. 2 2 10% 15%
WSM:xnys Williams-Sonoma Inc. 1 2 10% 15%
WSR:xnys Whitestone REIT 5 4 100% 30%
WST:xnys West Pharmaceutical Services Inc. 1 2 10% 15%
WTE:xtse Westshore Terminals Investment Corp. 1 2 10% 15%
WTI:xnys W&T Offshore Inc. 3 5 30% 50%
WTM:xnys White Mountains Insurance Group Ltd 1 4 10% 30%
WTS:xnys Watts Water Technologies Inc. 1 2 10% 15%
WTTR:xnys Select Energy Services Inc. 2 4 10% 30%
WTW:xnas Weight Watchers International Inc. 3 2 30% 15%
WUBA:xnys 58.com Inc. 3 2 30% 15%
WVE:xnas WAVE Life Sciences Ltd 3 4 30% 30%
WWD:xnas Woodward Inc. 1 2 10% 15%
WWE:xnys World Wrestling Entertainment Inc. 1 3 10% 20%
WWI:xosl Wilh Wilhelmsen ASA 2 2 10% 15%
WWIB:xosl Wilh. Wilhelmsen Holding ASA 2 2 10% 15%
WWW:xnys Wolverine World Wide Inc. 2 2 10% 15%
WYN:xnys Wyndham Int. 2 1 10% 10%
WYNN:xnas Wynn Resorts Ltd 2 2 10% 15%
X:xnys United States Steel Corporation 2 2 10% 15%
XAN:xnys Exantas Capital Corp. 3 4 30% 30%
XBIT:xnas XBiotech Inc. 4 6 80% 100%
XELA:xnas Exela Technologies Inc. 3 4 30% 30%
XERS:xnas Xeris Pharmaceuticals Inc. 5 4 100% 30%
XHR:xnys Xenia Hotels & Resorts Inc. 5 2 100% 15%
XLNX:xnas Xilinx Inc. 1 2 10% 15%
XLRN:xnas Acceleron Pharma Inc. 2 4 10% 30%
XOG:xnas Extraction Oil & Gas Inc. 3 3 30% 20%
XON:xnas Intrexon Corp. 2 4 10% 30%
XPER:xnas Xperi Corp. 2 4 10% 30%
XPO:xnys XPO Logistics Inc. 2 4 10% 30%
XPO:xpar XPO Logistics Europe SA 2 1 10% 10%
XPP:xlon XP Power Plc 3 4 30% 30%
XPS:xlon Xafinity Plc 3 4 30% 30%
XRO:xasx Xero Ltd 1 2 10% 15%
XVIVO:xome Xvivo Perfusion AB 3 4 30% 30%
XXII:xase 22nd Century Group Inc. 3 6 30% 100%
XXL:xosl XXL ASA 3 5 30% 50%
YELP:xnys Yelp Inc. 2 2 10% 15%
YETI:xnys YETI Holdings Inc. 5 3 100% 20%
YIN:xnas Yintech Investment Holdings Limited 3 6 30% 100%
YIT:xhel YIT Oyj 2 2 10% 15%
YMAB:xnas Y-mAbs Therapeutics Inc. 5 5 100% 50%
YNDX:xnas Yandex NV 2 2 10% 15%
YNGA:xlon Young & Co.'s Brewery Plc 2 4 10% 30%
YNGN:xlon Young & Co'S Brewery Plc 2 4 10% 30%
YORW:xnas York Water Co. 3 4 30% 30%
YPF:xnys Yacimientos Petroliferos Fiscales SA 3 3 30% 20%
YPSN:xswx Ypsomed Holding AG 3 3 30% 20%
YRD:xnys Yirendai Ltd 2 4 10% 30%
YRI:xtse Yamana Gold Inc. 1 2 10% 15%
YRIV:xnas Yangtze River Port and Logistics Ltd 2 4 10% 30%
YUM:xnys Yum! Brands Inc. 2 1 10% 10%
YUMC:xnys Yum China Holdings Inc. 2 2 10% 15%
Z:xnas Zillow Group Inc. 2 1 10% 10%
ZAG:xwbo Zumtobel AG 3 4 30% 30%
ZAGG:xnas Zagg Inc. 3 6 30% 100%
ZAL:xetr Zalando SE 1 2 10% 15%
ZBH:xswx Zimmer Biomet Holdings Inc. 5 1 100% 10%
ZBRA:xnas Zebra Technologies Corp. 2 2 10% 15%
ZEAL:xcse Zealand Pharma A/S 3 4 30% 30%
ZEAL:xnas Zealand Pharma AS 3 4 30% 30%
ZEHN:xswx Zehnder Group AG 2 4 10% 30%
ZENB:xlon Zenith Bank Plc 5 5 100% 50%
ZG:xnas Zillow Group Inc. 2 1 10% 10%
ZG:xswx Zuger Kantonalbank 3 2 30% 15%
ZGNX:xnas Zogenix Inc. 1 4 10% 30%
ZIL2:xetr Elringklinger AG 2 4 10% 30%
ZIXI:xnas Zix Corp. 3 6 30% 100%
ZLAB:xnas Zai Lab Ltd 3 5 30% 50%
ZNGA:xnas Zynga Inc. 1 2 10% 15%
ZNH:xnys China Southern Airlines Co. Ltd 2 5 10% 50%
ZO1:xetr zooplus AG 2 2 10% 15%
ZOT:xmce Zardoya Otis SA 2 1 10% 10%
ZTF:xlon Zotefoams Plc 3 4 30% 30%
ZTO:xnys ZTO Express (Cayman) Inc. 2 2 10% 15%
ZUGN:xswx Zug Estates Holding AG 1 2 10% 15%
ZUMZ:xnas Zumiez Inc. 3 4 30% 30%
ZV:xmil Zignago Vetro SpA 2 2 10% 15%
ZYME:xnys Zymeworks Inc. 3 4 30% 30%
ZZZ:xtse Sleep Country Canada Holdings Inc. 2 4 10% 30%